- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the Home Lending Originations Compliance team. Learn more about the career ... areas and lines of business at wellsfargojobs.com The Lead Compliance Officer will support and provide compliance oversight to Home Lending Processing and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to support the business aligned compliance functions on the Fixed Income Sales & ... Income Sales & Trading Compliance Team is the Business Aligned Compliance Officer (BACO) for the Structured Products Group Sales & Trading Business. The BACO… more
- City National Bank (Charlotte, NC)
- ** COMPLIANCE OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** The Senior Compliance Officer is responsible for managing and maintaining assigned areas of ... the compliance program including monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to mitigate … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in **Corporate Risk as part of Strategy, Digital and Innovation (SDI) Compliance ** ... wellsfargojobs.com **In this role, you will:** + Provide Business aligned compliance officer (BACO) support and oversight to Strategy, Digital and Innovations… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer as part of the Compliance team for the Consumer, Small and Business Banking Marketing ... role, as part of Independent Risk Management, will support execution of the Compliance Program Framework. **In this role, you will:** + Provide oversight and… more
- Honeywell (Charlotte, NC)
- As a Sr Export Compliance Officer (IT Lead) here at Honeywell you support the Export Compliance team responsible for IT operations and will report to a Sr. ... Manager, Export Compliance . This position will work closely with Honeywell IT...to design and implement new tools to reinforce export compliance requirements ABOUT HONEYWELL Honeywell International Inc. (Nasdaq: HON)… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or functions. Executes ... compliance risk management activities to reasonably ensure compliance with the Compliance Risk Management Policy and Framework. **Candidate will already need… more
- Truist (Charlotte, NC)
- …review the following job description:** Responsible for conducting and directing compliance risk oversight of Capital Markets business units such as electronic ... issues of regulatory concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with… more
- Truist (Charlotte, NC)
- …review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and ... executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework. ESSENTIAL… more
- Truist (Charlotte, NC)
- …the following job description:** Lead the implementation and direct an effective compliance risk management program that sets forth the framework through which the ... their subsidiaries and affiliates shall be overseen to reasonably ensure compliance across activities, products and services. **LOCATION:** **Candidate(s) must be… more
- Truist (Charlotte, NC)
- …Facilitate the administration of Truist's Community Reinvestment Act ("CRA") compliance and performance framework, including assisting with examination preparations. ... and training materials to ensure business units meet and maintain compliance requirements. Provide CRA regulatory interpretation within the department and to… more
- Truist (Charlotte, NC)
- …Facilitate the administration of Truist's Community Reinvestment Act ("CRA") compliance and performance. Ensure applicable laws and regulations are met ... and ongoing internal assessments of the institution's CRA performance. Provide compliance guidance to internal management based on analysis and interpretation of… more
- Wells Fargo (Charlotte, NC)
- …lead the independent risk management (IRM) risk pod comprised of Business Aligned Compliance Officer (BACO) and Operational Risk Business Oversight (ORBO) to ... **About this role:** Wells Fargo is seeking a Senior Lead Enterprise Risk Officer who will lead transformational projects across Home Lending Originations on behalf… more
- JPMorgan Chase (Charlotte, NC)
- …as well as procedures. Other responsibilities include regulatory and legislative compliance , security officer management, alarm response, crisis management, ... cyber security, ATM, branch and corporate building security. As a Security Officer within the Global Security Critical Facilities team, you will have the… more
- Bank of America (Charlotte, NC)
- …a difference. Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of ... + Written Communications This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense compliance … more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing and… more
- Bank of America (Charlotte, NC)
- …engagement and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes and ... EAC Compliance & Operational Risk Specialist- Control Room Charlotte,...is responsible for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management -… more
- Bank of America (Charlotte, NC)
- …engagement and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes and ... Compliance and Operational Risk Specialist Charlotte, North Carolina;Chicago,...is responsible for supporting the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management -… more
- Bank of America (Charlotte, NC)
- …Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program ... EAC Compliance & Operational Risk Manager - Operational Resiliency...job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management -… more
- Bank of America (Charlotte, NC)
- …Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program ... Compliance and Operational Risk Manager - Strategy and...job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management -… more