- TD Bank (Charlotte, NC)
- … **Job Description:** **Department Overview:** This position will have second line compliance oversight responsibilities for TD's first line regulatory ... which is outlined in the general summary below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance to… more
- Truist (Charlotte, NC)
- …institution 3. Prior supervisory or management experience 4. Certified Regulatory Compliance Manager (CRCM) **General Description of Available Benefits for ... (United States of America) **Please review the following job description:** Ensures appropriate compliance risk oversight is in place for assigned business units… more
- Regions Bank (Charlotte, NC)
- …Time management skills + Proficiency in Microsoft Office Suite _The HMDA Compliance manager will operate as a first line of defense risk management expert on ... At Regions, the Business Unit Compliance Function Manager operates as a first , second, or...ie Credit Products, Commercial, etc. **Primary Responsibilities** + Conducts compliance reviews and provides oversight of legal… more
- USAA (Charlotte, NC)
- …The Compliance Risk Manager Lead - Information Security Compliance is responsible for providing second-line independent oversight on business products, ... services, and processes to ensure compliance with regulatory requirements. You will play a meaningful role in helping with performing assessments, data requests, and… more
- Regions Bank (Charlotte, NC)
- …section of the system. **Job Description:** At Regions, the Corporate Compliance Function Manager operates as a first , second, or third line of defense risk ... a specific line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn… more
- USAA (Charlotte, NC)
- …what makes us so special! **The Opportunity** As a dedicated **Senior Audit Manager - Compliance ,** you'll manage audit engagements, varying in complexity, and ... + Internal Audit experience within a financial institution + Experience auditing Consumer Compliance regulations encompassing both the First Line of Defense and… more
- First Horizon Bank (Charlotte, NC)
- …On site at offices within company's geographic footprint. **Summary** The Portfolio Manager assists in the assessment of risk and management of the Bank's ... loan portfolio by providing analytical and credit oversight . Partners with Relationship Managers to grow and develop...to join a high-visibility line of business to grow First Horizon's presence in the transportation & logistics sector.… more
- Truist (Charlotte, NC)
- …institution + Prior supervisory or management experience. + Certified Regulatory Compliance Manager (CRCM) **General Description of Available Benefits for ... No additional locations will be considered. Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** A first line of defense risk professional leading a team within the Governance and ... for working with assigned business line leadership to drive alignment of Compliance and Regulatory Risks with enterprise risk programs and regulatory expectations.… more
- Truist (Charlotte, NC)
- …oversight , strategy development and execution, reporting, business intelligence, compliance or related areas. 4. Relevant professional or technical ... America) **Please review the following job description:** Strategic Risk Management Manager is responsible for supporting the design, development, and implementation… more
- Truist (Charlotte, NC)
- … experience at medium to large financial institution 4. Certified Regulatory Compliance Manager (CRCM) **General Description of Available Benefits for Eligible ... review the following job description:** Lead a second line Compliance Issue and Redress Oversight team to...hire and by full-time or part-time status) during their first year of employment, along with 10 sick days… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** Lead second line compliance oversight teams to implement and direct an effective ... legal or management experience at large financial institution 3. Certified Regulatory Compliance Manager (CRCM) **General Description of Available Benefits for… more
- Amazon (Charlotte, NC)
- …WHS professional. Responsibilities include but are not limited to: Provide guidance and oversight to ensure compliance to all applicable Amazon WHS Policies. ... an experienced and innovative Workplace Health and Safety (WHS) Manager to join our team. In this position, you...this position, you will serve as the site's designated first aid provider in the warehouse, coordinating and implementing… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** Centralized Service Manager will ensure day-to-day oversight and management of assigned ... of vendor risk assessments, contract review/structuring, due diligence and fourth party oversight for assigned vendors with the understanding of the business unit's… more
- Truist (Charlotte, NC)
- …(United States of America) **Please review the following job description:** The Cybersecurity Compliance Lead Consultant - Data Metrics will be a member of the ... may change from time to time. + Monitoring of reporting on information/cyber security compliance and related risk & controls programs to a variety of audiences. +… more
- Truist (Charlotte, NC)
- …risk and risk mitigants of most complex credits. + Provides oversight of credit relationship/project performance and monitoring activity to include overall ... within prescribed tolerances. Accountable for the risk evaluation and associated compliance requirements within assigned portfolio and for prospects. + Identifies… more
- Truist (Charlotte, NC)
- …and FDICIA compliance efforts. Responsible for executing a governance and oversight program that guides, monitors, evaluates, and reports on the effectiveness of ... SOX Program Management (SPM) is responsible for designing a governance and oversight program over Truist's internal controls over financial reporting and disclosure… more
- Truist (Charlotte, NC)
- …that protect the organization against the most current threats. Maintains active oversight and understanding of Truist threat landscape working with the Threat ... + Bachelor's degree preferably in regulatory affairs, business, organizational or compliance law, or financial services. + Eight years related experience at… more
- Echelon Supply & Service (Charlotte, NC)
- …North America. Since 1977, we've built our reputation on a customer- first approach, delivering quality products and exceptional support. Headquartered in Liverpool, ... As a key driver of exceptional customer service, the Regional Sales Manager will cultivate a dynamic environment that values creativity, motivation, and dedication.… more
- Truist (Charlotte, NC)
- …and effectively communicate identified audit issues to Management and the Engagement Manager . 7. Develop advanced audit skills and begin developing risk assessment ... procedures and documentation requirements. 10. Work independently with minimal oversight to ensure work is completed on time and...hire and by full-time or part-time status) during their first year of employment, along with 10 sick days… more