- US Bank (Charlotte, NC)
- … management oversight and implementation of Payments Services Enterprise Compliance Risk Assessment (ECRA), Risk and Control Self-Assessment (RCSA) and ... US Bank Enterprise Compliance Program, US Bank Risk Management Framework, Business Line Control Environment... Compliance (RM&C) Polices. + Complete analysis of risk / control environment to determine control … more
- USAA (Charlotte, NC)
- …what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing (ECORT) Analyst Lead-CFO to work a ... team members. + Builds, develops, and maintains relationships with the business and internal control partners (Audit, Risk & Compliance , Legal) to facilitate… more
- USAA (Charlotte, NC)
- …of what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a ... and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the...the execution and reviews of ongoing evaluations of the risk and control environment. This individual partners… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Analyst ...order to provide independent compliance and operational risk oversight of Front Line Unit or Control ... risk oversight for a Front Line Unit (FLU), Control Function, and Third Parties. Key responsibilities include ensuring...actions to address the root causes that lead to compliance risk issues and operational risk… more
- USAA (Charlotte, NC)
- …available for this position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst drives independent testing under ... Builds, develops, and maintains relationships with business and internal control partners (Audit, Risk & Compliance...with business and internal control partners (Audit, Risk & Compliance , Legal) to facilitate collaboration… more
- US Bank (Charlotte, NC)
- … Risk , and Second Line of Defense (SLOD) partners to identify, measure, monitor, and control Compliance Risk . For key high- risk Federal Compliance ... at-all from Day One. **Job Description** This team supports compliance risk for general lending and ...the control suite properly mitigates the associated Compliance Risk - Considerable understanding of the… more
- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** The Operational Risk Review (ORR) Analyst has an exciting opportunity to be a part of ... Framework, including: taxonomies, internal and external loss data, control programs, risk and control ...oversight, and stress testing across the Company. The Operational Risk Review (ORR) Analyst (" Analyst ")… more
- US Bank (Charlotte, NC)
- …and discover what you excel at-all from Day One. **Job Description** The Operational Risk Review (ORR) Technology Lead Analyst has an exciting opportunity to be ... Framework, including: taxonomies, internal and external loss data, control programs, risk and control ...oversight, and stress testing across the Company. The Operational Risk Review (ORR) Technology Lead Analyst ("Lead… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Senior Investigator… more
- Wells Fargo (Charlotte, NC)
- …advanced information security consultation for all aspects of information security compliance policy, risk management, and remediation + Direct information ... or on material changes to an asset to influence control decisions + Provide consulting on security risk...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Citizens (Charlotte, NC)
- Description As the ETS Risk Principal Analyst in Technology and Cyber Risk , you will be responsible for identifying, assessing, and mitigating risks ... register for tracking and managing identified risks. + Risk Mitigation and Control : + Implement ...Information and Event Management) systems, endpoint protection solutions. + Compliance Tools: GRC (Governance, Risk , and … more
- TD Bank (Charlotte, NC)
- …**Line of Business:** Risk Management **Job Description:** The **Senior Group Risk Analyst , RCSA Manager** provides a broad range of research, analysis, ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Treasury Analyst to support liquidity risk reporting, automation efforts, and data enhancement projects for ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (Charlotte, NC)
- …you more specific details for this role. **Job Description:** The Governance & Control Analyst III provides specialized business governance and control ... is accountable for conducting independent testing to ensure operational risk and compliance requirements related to financial...Undergraduate degree preferred + Broad knowledge of business and risk and control environment + 4+ years… more
- Regions Bank (Charlotte, NC)
- …section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk management function that ensures ... design, data definitions, system capabilities, and data integrity issues related to compliance , regulatory projects, and risk management + Resolves work flow… more
- Bank of America (Charlotte, NC)
- …Line Units (FLUs) and Control Functions (CFs) to complete compliance , policy, operational/fraud risk management requirements. The Financial Crimes Analytics ... responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include… more
- Wells Fargo (Charlotte, NC)
- …or information technology governance, and controls and oversight matters + Identify compliance and risk management requirements for supported area and work ... oversight framework + Lead initiatives around process design, identification of important risk points, evaluating severity of control deficiencies and monitoring… more
- Wells Fargo (Charlotte, NC)
- …partnering with other teams on approved tool solutions, gap analysis remediation, and risk coverage + Perform control peer reviews to validate data integrity ... risk management, business controls, quality assurance, business operations, compliance , or process experience **Desired Qualifications:** + Demonstrated Identity… more
- Wells Fargo (Charlotte, NC)
- …and liquidity metrics + Identify and recommend opportunities for process improvement and risk control development + Plan and set policies and guidelines for ... **About this role:** Wells Fargo is seeking a Treasury Analyst for the Capital Markets Liquidity team within the...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …+ Knowledge and understanding of information technology governance risk and compliance processes such as; policies, control standards, risk management ... advanced information security consultation for all aspects of information security compliance policy, risk management, and remediation + Direct information… more