- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Global Markets and Financial Risk Charlotte, North Carolina;Pennington, New Jersey; Newark, Delaware; ... Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is responsible for engaging in activities to… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Data Analytics Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Chicago, Illinois; Chandler, ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...day to day Control Room processes. + Assist AMRS manager in Quality Assurance reviews for the AMRS team.… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Enterprise Architecture Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey **Job Description:** ... power to make a difference. Join us! **Job Description:** Risk manager will be responsible for assessing...job is responsible for executing second line of defense compliance and operational risk oversight… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- Robert Half (Charlotte, NC)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION CHARLOTTE ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... is looking for a Risk and Compliance Manager to join our growing Operational Enterprise Risk team. Protiviti's Financial Services practice is widely… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing Shared ... a timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per requirements.… more
- US Bank (Charlotte, NC)
- …**Job Description** -Partners with leaders in their assigned Line of Business, - Risk / Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending on ... more than eight years of applicable experience -Considerable knowledge of Risk / Compliance /Audit competencies -CPA, CIA, CISA, and/or CTPRP certifications… more
- Wells Fargo (Charlotte, NC)
- …Certified Risk Compliance Manager (CRCM), Certified Enterprise Risk Professional (CERP), Certificate in Operational Risk Management (ABA), ... Wells Fargo is seeking a ** Compliance Senior Manager ** in Corporate Risk as part of...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- US Bank (Charlotte, NC)
- …assessments, including: + Business/Product Change Risk Assessments (PRISM) + Enterprise Compliance Risk Assessments (ECRA) + Compliance Approval Tool ... Partners with leaders in their assigned Line of Business, Risk / Compliance /Audit (RCA) Consultants, and other RCA Managers...agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with… more
- US Bank (Charlotte, NC)
- …new skills and discover what you excel at-all from Day One. **Job Description** The Operational Risk Review (ORR) Analyst has an exciting opportunity to be a ... part of the build and implementation of Independent Risk Review and Assessment's operational risk...responsibilities include working with the business lines and other Risk , Compliance , and Audit professionals across the… more
- TD Bank (Charlotte, NC)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , AML Financial Crime ... law enforcement referrals, proactive initiatives, 314a/314b, and internal referrals. The Senior Manager , AML Financial Crime Risk Investigation (US) develops and… more
- TD Bank (Charlotte, NC)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , AML Financial Crime ... Risk Assessment Methodology and processes. The FCRM US Risk Assessment Senior Manager contributes to the...knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Business Management, Strategy & Support **Job Description:** Senior Manager , AMCB Third Party Risk Office Relationship Manager ... complex and diverse governance and control function for an area of significant risk , complexity or scope usually involving medium to long term planning, ensuring an… more
- Truist (Charlotte, NC)
- …service and/or operational challenges. 6. Identifies and resolves technical, operational , risk management, business, and organizational challenges. 7. May ... on ESG or Climate Risk reporting, business intelligence, systems, technology, data, risk , compliance or related areas 6. Advanced skills in data wrangling,… more
- US Bank (Charlotte, NC)
- …management to ensure that processes and programs are in place for ongoing compliance and cyber risk mitigation. Monitors cyber security threat environment for ... program and initiatives. Updates the policy and the program to support risk mitigation and regulatory compliance . Evaluates security requirements in context… more
- Anywhere Real Estate (Charlotte, NC)
- A developing-level professional role supporting our Global Data Privacy Compliance program (Foundational Practices). This person will work on small to large-scale, ... complex, projects that require increased skill in supporting multiple technical and operational environments. They will be managing one or more work products as… more
- Citizens (Charlotte, NC)
- …partners to ensure your risk inventory is up to date and in compliance with all applicable operational regulatory requirements. + Play a key role in ... Description As the First Line Risk Senior Manager , you will represent...and related issues. Qualifications: + 6-8 years experience in Risk Management, Audit, or Compliance . + Prior… more
- Bank of America (Charlotte, NC)
- …may include the ability to recognize all risk categories including credit, market, operational and compliance , as well as directing risk staff or ... Risk Management Reporting Manager Charlotte, North...Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation + Trading Strategy **Shift:** 1st… more
- Bank of America (Charlotte, NC)
- Risk Management Manager - Risk ...recognize all risk categories including credit, market, operational and compliance , as well as directing ... us! Job Description: This job is responsible for providing risk oversight and advice to the Line of Business...Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours… more