- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Specialist - Control Room Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... Operational Risk , is looking for a Compliance and Operational Risk Specialist to provide second-line oversight of NFRR for the America's (AMRS)… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist - Global Compliance and Operational Risk Charlotte, North Carolina;Dallas, Texas; Pennington, New ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (Charlotte, NC)
- …Process Management The NFRR Enterprise Area of Coverage (NFRR EAC) Compliance & Operational Risk (C&OR) Specialist is an individual contributor member of ... EAC Compliance & Op Risk Specialist...EAC Compliance & Op Risk Specialist Pennington, New Jersey;Charlotte, North...the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and… more
- USAA (Charlotte, NC)
- …Come be a part of what makes us so special! **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst Lead, you will be a member ... degree). + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing, quality assurance). + Expert knowledge… more
- Bank of America (Charlotte, NC)
- …Join us! **Job Description:** Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique ... Sanctions Risk Specialist Charlotte, North Carolina;Dallas, Texas;...issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is… more
- Wells Fargo (Charlotte, NC)
- …third party performance and compliance issues, and/or escalate the issue, per the Operational Risk and Compliance Escalation policy + Third Party Risk ... this role:** Wells Fargo is seeking a Business Accountability Specialist - Third Party Risk Primary Business...compliance issues, and/or escalate the issue, per the Operational Risk and Compliance Escalation… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Senior Credit Risk Specialist with an analytical mindset to...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... of risk management, business controls, quality assurance, business operations, compliance , or process experience, or equivalent demonstrated through one or a… more
- Bank of America (Charlotte, NC)
- …ability to recognize all risk categories including credit, market, operational , and compliance . Responsibilities: + Assists with quality assurance activities ... Risk Management Sr Specialist Charlotte, North...Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours… more
- Bank of America (Charlotte, NC)
- …ability to recognize all risk categories including credit, market, operational , and compliance . Responsibilities: + Supports the development and execution ... Risk Management Sr Specialist Charlotte, North...view the "EEO is the Law" poster, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf) . To view the "EEO is the Law"… more
- Truist (Charlotte, NC)
- …monitoring and reporting of technology risk and other related risks (eg, operational , compliance ) within Enterprise Technology. 2. Serve as a subject matter ... teams and internal partners. 5. Review and challenge outcomes of first-line-of-defense risk program execution. 6. Monitor legal, regulatory, compliance and audit… more
- Bank of America (Charlotte, NC)
- … Management Standards. The GFC Specialist assists in engaging other Compliance and Operational Risk ("C&OR") officers, including horizontal coverage ... and operational risks in alignment with the Compliance and Operational Risk Management...management of processes unique to economic sanctions. The Sanctions Risk Specialist is a function within GES… more
- Bank of America (Charlotte, NC)
- …and enterprise level. The GFC Specialist assists in engaging other Compliance and Operational Risk ("C&OR") officers, including horizontal coverage ... and operational risks in alignment with the Compliance and Operational Risk Management...Compliance - Enterprise Policies ("GC Policy"). The GFC Specialist contributes to the identification of themes and trends… more
- Bank of America (Charlotte, NC)
- …automation viability, accessing pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line ... Sampling & Test Development Specialist II Charlotte, North Carolina **Job Description:** At...a team in support of coverage needs identified by Compliance and Operational Risk officers… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Services Team in Branch Oversight & Support - Branch Risk Services. The Senior Business Accountability Specialist ...level across the line of business, Control, Legal and Operational Risk Business Oversight to drive satisfactory… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Business Accountability Specialist to support operational risk related work for the Payments ... Risk or a combination of both. + Knowledge and understanding of compliance or operational risk + Ability to communicate effectively, in both written and… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... that support business strategies making decisions on matters with financial impact and risk + The Senior Securities Operations Specialist will own the End… more
- Wells Fargo (Charlotte, NC)
- …risk culture that identifies and provides oversight and escalation of existing and emerging compliance and operational risk issues. + Create a culture of ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- … Risk or a combination of both. + Knowledge and understanding of compliance or operational risk + Ability to communicate effectively, in both ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more