- Deloitte (Charlotte, NC)
- Financial Improvement and Audit Remediation (FIAR) Consultant - Solution Analyst Are you a problem solver looking to join a dynamic team that utilizes ... who wants to work in a collaborative environment? As an experienced Financial Improvement and Audit Remediation (FIAR) Consultant, you will have the ability… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager - Investigations Risk Charlotte, North Carolina;Charlotte, North Carolina; Phoenix, Arizona; Dallas, Texas; Chicago, Illinois **Job ... At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run… more
- City National Bank (Charlotte, NC)
- …National Bank's business processes, people, systems or external events. The ORM Remediation team is responsible for providing governance and oversight to enhance the ... control environment to ensure successful remediation of operational risk exposures and regulatory issues. This...to assigned coverage areas + Develop and implement continuous improvements in process, procedure, and reporting to proactively address… more
- Bank of America (Charlotte, NC)
- …through ongoing monitoring and testing of controls, identifying issues and control improvements for remediation , and building out actions plans and milestones. ... are guided by a common purpose to help make financial lives better through the power of every connection....monitoring and testing of controls, identifying issues and control improvements for remediation + Leads the implementation… more
- Bank of America (Charlotte, NC)
- …clients as part of meeting Know Your Client (KYC) periodic refresh and remediation requirements. We work in close collaboration with Global Corporate and Investment ... Diligence (CDD) documentation collection, with support from Operations and Global Financial Crimes Risk teams. The team identifies and develops client connections,… more
- Bank of America (Charlotte, NC)
- …and address issue in question. + Communicate QA findings to issue owners, Internal Audit , and the Reg Remediation Quality Assurance Deputy Lead, and provide ... are guided by a common purpose to help make financial lives better through the power of every connection....a key leader within the Regulatory Issues Management and Remediation Function, which resides within Global Risk Management. The… more
- Regions Bank (Charlotte, NC)
- …and confidentially with various levels of the organization as directed by audit management + Follows-up on management remediation actions as directed ... **Job Description:** At Regions, the Senior Auditor conducts internal audit activities in accordance with the Standards for the...by supervisor + Identifies process improvements for the business based on understanding and analysis… more
- Bank of America (Charlotte, NC)
- …clients as part of meeting Know Your Client (KYC) periodic refresh and remediation requirements. We work in close collaboration with Global Corporate and Investment ... Diligence (CDD) documentation collection, with support from Operations and Global Financial Crimes Risk teams. The team identifies and develops client connections,… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run ... families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working… more
- Bank of America (Charlotte, NC)
- …key management routines and materials supporting the stress testing program + Coordinate audit and regulatory requests and remediation efforts across the team + ... are guided by a common purpose to help make financial lives better through the power of every connection....The candidate will also be a key participant in audit and regulatory exams related to stress testing and… more
- Truist (Charlotte, NC)
- …and interpreting findings using independent judgment and risk management/ financial services experience to facilitate practical solutions and recommendations ... CEG risk control weaknesses. Provide independent evaluation and assessment of the CEG remediation efforts to confirm adequate resolution for the areas of the program… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run ... families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working… more
- Bank of America (Charlotte, NC)
- …large, complex and global organization. Functions managed may include: financial control/budgeting and consolidation, personnel processes, audit /compliance, ... clients as part of meeting Know Your Client (KYC) periodic refresh and remediation requirements. We work in close collaboration with Global Corporate and Investment… more
- Truist (Charlotte, NC)
- …experience in Risk or Audit functions in a large regional or US financial services firm or commensurate experience as an examiner within the financial ... and monitoring for Operational Risk Management issues, driving accountability for timely remediation . 7. Provide inputs and data to manage OMRM policies, creating… more
- Wells Fargo (Charlotte, NC)
- …the Information Security program for a major line of business + Coordinate Audit related activities across the organization and collaborate with the Product Owners ... and compliance issues + Identify opportunities for Process and Control improvements thru monitoring of emerging risk, changes to Technology environment, industry… more
- Truist (Charlotte, NC)
- …Control infrastructure and to implement process improvement ideas. 10. Ensuring timely remediation of regulatory matters requiring attention, audit findings and ... risk and helping to drive strategic projects and process improvements . Candidate will work closely with all other areas...and IT teams. 4. Work closely with Front Office, Financial Control, Operations and Technology to ensure trades are… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run ... families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working… more
- TD Bank (Charlotte, NC)
- …+ Contributes to the KYC product group health including OKR, maturity measures, financial , capacity, KPIs, and KRIs. + Challenge the norm and provide the thought ... other control functions to meet regulatory expectation. + Supports any regulator exam, audit , or other relevant control execution and review of the KYC Products. +… more
- Bank of America (Charlotte, NC)
- …**At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run ... families by offering competitive benefits to support their physical, emotional, and financial well-being.** **Bank of America believes both in the importance of… more
- Corning Incorporated (Charlotte, NC)
- …projects, driving operational and automation enhancements, and identify reporting improvements among other key activities. **Responsibilities:** + Monitor and ... increase efficiency. + Work with HR teams and responsible operational teams to audit and ensure account provisioning and deactivation user identities is completed as… more