- Truist (Charlotte, NC)
- …experience that includes complex financial analysis. Familiarity with GAAP and regulatory reporting . 3. Ability to work independently with minimal guidance. ... of Directors, Investor Relations, and various regulatory agencies. Coordinates financial analysis and reporting process workflow within team. Provide… more
- Truist (Charlotte, NC)
- …Regulatory Capital Policy and Interpretation. Provide guidance to, among others, Regulatory Reporting , Controllers, Corporate Treasury and Front Office with ... respect to understanding, applying, and reporting Risk Weighted Assets (RWA) and Regulatory ...Provide financial analysis for projects/initiatives with potential financial reporting impact. Review and analyze summary… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... Risk Oversight (RRO) is seeking a Lead Enterprise Risk Officer to join their team. Learn more about the...and lines of business at wellsfargojobs.com . The Measurement, Reporting and Enterprise Risk Programs Team is responsible for… more
- Truist (Charlotte, NC)
- …close, monthly forecasting and annual financial planning processes. Work with Senior Financial Officer (SFO) and line of business (LOB) partners to integrate ... Subject matter expert on products, fees, and fee codes, regulatory reporting requirements, business cycles, origination channels...of trends for use in discussions with the Senior Financial Officer (SFO) and other members of… more
- Truist (Charlotte, NC)
- …modeling and validation. Coordinate preparation and validation/approval of financial information provided to Internal/External/ Regulatory Reporting ... use in 10-Q/10-K, Call Reports, Y-9C and Pillar 3 reporting , among others. Provide financial analysis and...constituencies, including Board of Directors, Investor Relations, and various regulatory agencies. 2. Senior Financial Manager role… more
- Truist (Charlotte, NC)
- …review the following job description:** The Enterprise Strategic and Reputational Risk Officer is responsible for serving as a thought leader and subject matter ... Supports aligned ERM Program Managers and the Chief Strategic and Reputational Risk Officer in the planning and execution of related risk oversight activities and… more
- City National Bank (Charlotte, NC)
- …AML expert in cross-function evaluation of policies, procedures and controls from a regulatory , financial and reputational perspective. + Develops new or updates ... **BSA/AML OFFICER - WEALTH MANAGEMENT SUBSIDIARIES** **WHAT IS THE OPPORTUNITY?**...Working knowledge of laws and regulations related to the Financial Services Industry. + Experience with governmental regulatory… more
- Truist (Charlotte, NC)
- …strategic risks within those ECFs. The primary difference between a Senior Technology Risk Officer and a Technology Risk Officer is based upon scope, complexity ... Control Functions through the effective identification, mitigation, monitoring and reporting of operational, technology, compliance and strategic risks within the… more
- Truist (Charlotte, NC)
- …(United States of America) **Please review the following job description:** Truist Risk Officer II (Risk Officer ) is responsible for the development, delivery, ... Code of Ethics, Conduct and Conflicts of Interest risk. The Risk Officer will develop meaningful, relevant, and well-supported risk management protocols and routines… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... role:** Wells Fargo is seeking a Senior Lead Compliance Officer to support the business aligned compliance functions on...BACO for this area needs to serve as the regulatory subject matter expert in a diverse range of… more
- City National Bank (Charlotte, NC)
- …or equivalent + Minimum 7 years of lending, compliance, and regulatory reporting . + Minimum 5 years of financial services experience **Skills and Knowledge** ... **COMPLIANCE OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** The Senior...controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training, and advisory… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the Home Lending Originations Compliance team. Learn more about the career areas and… more
- Truist (Charlotte, NC)
- … Oversight, Corporate Treasury, or Investment Banking. 3. Familiarity with regulatory reporting management or ALM management and forecasting applications ... 2. Minimum five years of experience (with demonstrated career progression) in financial institution Risk Management, Regulatory Oversight, Corporate Treasury, or… more
- Wells Fargo (Charlotte, NC)
- …business/regional reporting , Treasury support activities, SEC and regulatory reporting , and internal control frameworks for financial reporting . **In ... understand direction and escalate issues, where necessary + Exposure to bank financial reporting requirements, such as familiarity with CCAR related processes… more
- Wells Fargo (Charlotte, NC)
- …of the Risk Management Framework (RMF) concepts and policies across risk types ( regulatory , financial crimes, credit, operational, etc.) and quantify risk ( ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Truist (Charlotte, NC)
- …reporting , finance and accounting analytics, internal controls over financial reporting , execution of accounting processes, regulatory reporting , and ... Controller and Financial Reporting team on external financial and regulatory reporting matters including certain LOB specific regulatory … more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... this role:** Wells Fargo is seeking a Lead Compliance Officer as part of the Compliance team for the...to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements + Oversee the Front… more
- Dentsply Sirona (Charlotte, NC)
- …company's worldwide accounting activities, internal control processes, internal and external financial reporting , and accounting policies. + Provides guidance ... are looking for an experienced and talented **Chief Accounting Officer (CAO)** to join our team. The CAO will...direction and establishes policies with respect to accounting and financial reporting (10-K/10-Q). This includes keeping abreast… more
- Truist (Charlotte, NC)
- …review the following job description:** Operational Risk Governance and Transformation Officer is primarily responsible for execution of Operational and Model Risk ... actions to inform risk execution activities. 3. Execute processes and reporting for a highly effective governance function appropriately tailored to Operational… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn… more