- Duke Energy (Charlotte, NC)
- …Fundamentals Exam . + Understanding of basic principles of project management . + Experience in the utility industry. + Department specific experience applicable ... with guidance limited to unusual or complex projects or issues . Employees in the Senior Engineer position are fully...Exam . + Understanding of basic principles of project management . + Experience in the utility industry. + Department… more
- Wells Fargo (Charlotte, NC)
- …education **Desired Qualifications:** + 7+ years of Financial Services experience in risk management + Successfully completed FINRA Series 7 exam to qualify for ... Wells Fargo is seeking a Senior Lead Business Execution Consultant to join the Client Relationship...large-scale projects related to front-line regulatory initiatives and risk management . CRG is a Center of Excellence within Wealth… more
- Fujitsu (Charlotte, NC)
- …deliver multi-cloud solutions on the Salesforce Platform that deliver the optimal business value for the customer. This includes the assessing viable solution ... to clients, formulating, and presenting solution options to various levels of management , perform fit-gap analysis of customers current state with industry &… more
- DA Davidson Companies (Charlotte, NC)
- …The position will facilitate Change Management discussions with Wealth Management , Operations, and other impacted departments, build business requirements ... obtained through education and job experience within the Financial Wealth Management industry to analyze, maintain, implement, and continuously support and improve… more
- Truist (Charlotte, NC)
- …risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management ). 3. Assist business line leadership with ... change from time to time. 1. Engage in risk management activities with the line of business ,...governance & reporting team for all audit and regulatory exam engagements. 8. Communicate with assigned business … more
- Synchrony (Charlotte, NC)
- …of risk through detective surveillance controls + Provide guidance for effective issues management across Finance, ensuring appropriate transparency into issue ... of defense activities such as process policy governance, risk assessments, issue management , remediation program adherence, and exam readiness. The role will… more
- Bank of America (Charlotte, NC)
- …engagement and enterprise-wide standards. This includes assisting with the management of regulatory examinations, inquiries and meetings. Additional responsibilities ... Relations GRR and Front Line Unit / Control Function FLU/CF during the management of exams, inquiries and other regulatory matters in accordance with enterprise-wide… more
- Bank of America (Charlotte, NC)
- …(AEIC), secondary reviews of transaction testing completed by other examiners and issues management . Manages field work capacity for exams to ensure ... plans for new examiners + Provide periodic updates to business heads and executive management , including communication..., including communication of examination and monitoring results, new issues and emerging risks + Issue management ,… more
- Truist (Charlotte, NC)
- …as other Committees, as applicable. 10. Assist with Audit and Regulatory Exam management . 11. Assist in thematic review of issues to identify items that ... the regulatory reporting production teams on program requirements for regulatory changes, issues management , risk acceptances, key performance and key risk… more
- Wells Fargo (Charlotte, NC)
- …and consult with Financial Advisors, Regional and more experienced Management , Private Client Group, Branch Managers, Operation Managers, Supervision Managers, ... and varying Business Units **Required Qualifications:** + 2+ years of Supervisory...2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience,… more
- Truist (Charlotte, NC)
- …risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management ). 3. Assist business line leadership with ... change from time to time. 1. Engage in risk management activities with the line of business ,...governance & reporting team for all audit and regulatory exam engagements. 8. Communicate with assigned business … more
- Bank of America (Charlotte, NC)
- …managing relationships with regulatory agencies and internal business management groups, and overseeing personnel issues . **Responsibilities:** + Drive ... communications, and chairing/managing executive routines. + Business Controls, Risk Management and Oversight including issue, audit and exam management… more
- Wells Fargo (Charlotte, NC)
- …Investment Banking Operations. Learn more about the career areas and business divisions at wellsfargojobs.com. The Client Onboarding Facilitation team will liaise ... loan operations, reconciliation as well as support resolution of issues in and out of their responsibility + Deliver...+ Process design or improvement experience + Client relationship management experience + Risk management and mitigation… more
- City National Bank (Charlotte, NC)
- …with deadlines. + Experience communicating and interacting with regulatory agencies, including exam management and other regulatory affairs. + For Banking ... risk management function. This role is responsible for monitoring business area compliance with applicable commercial banking laws and regulations; and ensuring… more
- Bank of America (Charlotte, NC)
- …of credit issues . Helps business partners balance their business strategy with appropriate risk management controls. Contributes to the development, ... application of risk based practices by defining scope, program, and review and exam procedures. Exercises judgment and influences senior business managers and… more
- Truist (Charlotte, NC)
- …legal requirements, quality assurance, policy and procedures oversight, control oversight, issues management , redress management , and change risk ... to optimize executional excellence and promote exceptional operational risk management . Maintain specialization and expertise in specific areas of...guide structure for build out and adherence to CFPB Exam Request for DFS & RAC Product Refunds and… more
- Bank of America (Charlotte, NC)
- …test execution and system(s) of record required and is able to translates business strategy into work programs and processes. The Testing Manager IC is accountable ... discipline, controls and culture are in place to identify, escalate and debate issues . + People Manager & Coach: Provides inspection, coaching and feedback to… more
- PNC (Charlotte, NC)
- …Risk Review Advisor Senior in Credit Risk Review within PNC's Independent Risk Management organization. This position is primarily based in a location within PNC's ... credit exposures and credit risk. Results from CRR's assessments are provided to senior management and PNC's Risk Committee of the Board of Directors. As CRR Advisor… more
- Deloitte (Charlotte, NC)
- …and creative federal tax professional who likes solving complex federal tax issues across multiple jurisdictions and countries? Do phrases like "accounting for ... these questions, you should consider a career in Deloitte's Business Tax Services practice! What You'll Do As a...engagements. + Advising clients on a variety of tax issues including accounting for income taxes, FTA (periods, methods… more
- City National Bank (Charlotte, NC)
- …of the management of risks arising from City National Bank's business processes, people, systems or external events. The ORM Remediation team is responsible ... + Exercises effective communication and promotes positive client relations with business line colleagues and management + Maintains authoritative knowledge… more