- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking Lead Compliance Officers in Corporate Risk as part of Compliance Program Effectiveness. The Compliance ... and execution of assessments designed to measure the effectiveness of the compliance program and improvements over time. The team collaborates with Compliance… more
- Wells Fargo (Charlotte, NC)
- …Risk as part of **Corporate & Investment Banking (CIB) Compliance .** As the Lead Compliance Officer , you will support the business aligned compliance ... one of the following coverage areas: + Business Aligned Compliance Officer (BACO) for the Strategic Relationship...initiatives related to the Fixed Income Sales & Trading compliance program + Execute on compliance… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer for the **Auto Lending** Business Aligned Compliance (BACO) Team as part of ... have established controls to promote compliance . This Lead Compliance Officer will be...overseeing certain aspects of the business' implementation of the Compliance Program Policy and the Auto Lending… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer for the Auto Lending Business Aligned Compliance (BACO) Team as part of Consumer ... Lending Compliance . The Lead Compliance Officer will be...overseeing certain aspects of the business' implementation of the Compliance Program Policy and the Auto Lending… more
- Fifth Third Bank, NA (Charlotte, NC)
- …Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures ... oversee the strategic aspects of the Registered Investment Adviser's compliance program . This includes overseeing policies and...+ 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a… more
- Wells Fargo (Charlotte, NC)
- …decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in US: ... **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in Technology Information...laws, rules and regs that are not covered by compliance are incorporated into IRM / TISRM oversight activities… more
- US Bank (Charlotte, NC)
- …division ("PFMAM") activities. This includes managing and maintaining effective OCIO compliance program interests that provide reasonable assurance activities ... and internal requirements. This position will report directly to the USBAM Chief Compliance Officer . **_The role offers a hybrid/flexible schedule, which means… more
- Wells Fargo (Charlotte, NC)
- …decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in US: ... **About this role:** Wells Fargo is seeking a Lead Credit Risk Officer . **In this...Drive business growth through management of credit line increase program and deepening relationship with existing WF customers. +… more
- Wells Fargo (Charlotte, NC)
- …decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in US: ... **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in Operational Risk Management as part of the Consumer, Small & Business… more
- Truist (Charlotte, NC)
- …+ Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... No additional locations will be considered. Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and… more
- Fox Rothschild LLP (Charlotte, NC)
- **Description** **SUMMARY:** The Chief Human Resources Officer (CHRO) will act as a key advisor to Firm leadership and a valued contributor on the executive team ... The CHRO will report directly to the Chief Talent Officer (CTO) with accountability to the Firmwide Managing Partner....Collaborate with CTO and Firm leadership to develop and lead the planning, design, and implementation of human resources… more
- TIAA (Charlotte, NC)
- …of findings and advises senior management to ensure the company remains in compliance with all rules and regulations. **Key Responsibilities and Duties** + Oversee ... reports of findings and recommendations to senior management to ensure compliance with internal controls across the company. **Educational Requirements** +… more
- Bank of America (Charlotte, NC)
- …a difference. Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of ... Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance and Operational Risk Management Program and...and drives actions to address the root causes that lead to compliance risk issues and/or operational… more
- TD Bank (Charlotte, NC)
- …to guidelines and regulatory requirements under control partner direction (eg, Privacy, Legal, Compliance , Office of the Chief Data Officer , etc.) + Accountable ... review/pRCSA) and ensure adherence to guidelines and regulatory requirements under Privacy, Legal, Compliance , and Office of the Chief Data Officer + Oversees… more
- Citizens (Charlotte, NC)
- Description The Compliance Privacy Director, you will lead the Privacy Office driving the strategy for compliance with existing and new laws and regulation. ... culture within Citizens. This includes setting strategy for compliance , providing oversight of the Privacy Program ,...efforts related to privacy incidents. The Privacy Director will lead various operational functions of the Privacy Program… more
- Wells Fargo (Charlotte, NC)
- …decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted in US: ... **About this role:** Wells Fargo is seeking a Lead Paralegal the Legal Department as part of...GNC's review of governance matters + Director / Executive Officer Onboarding/Offboarding + Maintain Certificate of Incorporation - conformed… more
- Bank of America (Charlotte, NC)
- …leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and the Policies, identifying themes ... the Operational Risk Management - Enterprise Policy and the Compliance and Operational Risk Management (CORM) Program ...and drives actions to address the root causes that lead to compliance risk issues and/or operational… more
- Deloitte (Charlotte, NC)
- …terms and conditions of assigned contracts that would affect performance or compliance with the ability to convey salient information to the appropriate ... of proposal changes. Remits revised proposal offer to the Contracting Officer . + Assists with monitoring performance against original cost allocation and… more
- Novant Health (Charlotte, NC)
- …coordinate with appropriate stakeholders for initiative implementation. Responsibilities Develop and lead strategic program growth and operational excellence for ... & Vascular Institute , Novant Health Specialty Institutes (" VP ") will lead strategy, growth, and operations, including quality and safety, for Heart and Vascular… more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... level. + Deliver complex projects in a fast-paced, team environment + Lead and assist Customer and Sales Operations pursuits and practice development initiatives… more