- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer for the **Auto Lending** Business Aligned Compliance (BACO) Team as part of **Consumer ... business and have established controls to promote compliance. This Lead Compliance Officer will be assigned to...+ Serve as a point of contact for risk, control , self-assessment questions tied to change management … more
- Wells Fargo (Charlotte, NC)
- …Risk as part of **Corporate & Investment Banking (CIB) Compliance.** As the Lead Compliance Officer , you will support the business aligned compliance functions ... for supporting one of the following coverage areas: + Business Aligned Compliance Officer (BACO) for the Strategic Relationship Management Team, and Compliance… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer for the Auto Lending Business Aligned Compliance (BACO) Team as part of Consumer Lending ... Compliance. The Lead Compliance Officer will be responsible for...compliance program, which could include compliance risk assessments, initiative management , implementation of policies and standards, compliance issue … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in Operational Risk Management as part of the Consumer, Small & Business ... and recommend appropriate alternatives or solutions for operational risk management , as appropriate + Lead operational risk... lifecycle, including but not limited to: Risk and Control Self Assessment (RCSA), Issue Management , Risk… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in Technology Information Security Risk Management (TISRM) Oversight as part pf ... consequences of strategic business decisions and recommend appropriate alternatives for risk management + Lead oversight of technology change initiatives with… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking Lead Compliance Officers in Corporate Risk as part of Compliance Program Effectiveness. The Compliance Program ... you will:** + Contribute to the planning, data gathering, quality control , and development of Compliance Program effectiveness assessments + Coordinate… more
- Fifth Third Bank, NA (Charlotte, NC)
- …a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures for Fifth ... and oversight regarding the Registered Investment Adviser's compliance risk management programs, including the policies, risk assessment, monitoring, reporting, and… more
- Truist (Charlotte, NC)
- …and product lines to provide significant strategic recommendations to the Chief Risk Officer , Executive Management and the Risk Committee of the Boards. Engage ... review the following job description:** The Truist Business Unit Chief Risk Officer (BU CRO) organization is designed to provide Independent Oversight and Effective… more
- Truist (Charlotte, NC)
- …concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with the Enterprise ... Compliance Management Policy and Framework for the Institutional Broker Dealer....existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in… more
- Truist (Charlotte, NC)
- …credible challenge to leaders in the execution of the Operational Risk Management Framework. Be a thought leader and facilitate complex assessments and initiatives ... Influence implementation of forward-looking systems and processes that support risk management and the Corporation's risk management culture. Activities have… more
- Truist (Charlotte, NC)
- …of risks, key and emerging risks, and status of previously identified risk and control issues. + Communicate with management and regulators with respect to ... of assigned business units and/or functions. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance … more
- TD Bank (Charlotte, NC)
- …& Compliance - Enterprise Protect, Office of the Chief information Security Officer (OCISO) department. The team is responsible for delivery of high-quality risk ... communications, facilitate audit and 2nd Line reviews, maintain the operating model, lead Agile practices and ceremonies, and other governance and control … more
- TD Bank (Charlotte, NC)
- …and regulatory requirements under Privacy, Legal, Compliance, and Office of the Chief Data Officer + Oversees budget management and reporting as well as provide ... manages a team ranging in size of business application management professionals or project delivery team ensuring timely and...delivery and change initiatives. May also be expected to lead a team of Application managers / or an… more
- Truist (Charlotte, NC)
- …Business Unit or Corporate Group. b. Collaborate and coordinate with Data Quality Lead and team, Data Quality Issues Management Group, and Data Domain ... with enterprise-level Data Quality rules and standards - collaborate with Data Quality COE Lead and team, Data Quality Issues Management Group and Data Domain… more
- Truist (Charlotte, NC)
- …support the Strategic Risk Program and collaborates with leaders across the Risk Management Organization (RMO), business units, and control functions to support ... in partnership with the Chief Strategic and Reputational Risk Officer . Supports leadership in the planning and execution of...SAS, Qlik, Tableau, etc. 6. Experience with change risk management , Risk and Control Self Assessment, Internal… more
- Bank of America (Charlotte, NC)
- …This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense compliance and operational risk ... of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance and Operational… more
- US Bank (Charlotte, NC)
- …and advisory services designed to evaluate and improve the effectiveness of risk management , control , and governance processes of US Bancorp (USB), affiliates, ... Audit Manager supports the assessment of the Company's risk and control environments within the auditable entities, determine appropriate audit cycles, maintain… more
- Bank of America (Charlotte, NC)
- …Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing the Company's ... the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer...talent, advancing careers, and creating leaders within Global Risk Management and across the company. Our goal is to… more
- Army National Guard Units (Charlotte, NC)
- …Command (MSC) under the direction of the office of the Chief Information Officer (CIO/G6/J6), National Guard JFHQ-State organization. This is a National Guard Dual ... Command (MSC) Mission Command Systems that enable and support Command and Control (C2) during military training and missions. You will manages all assigned… more
- Dentsply Sirona (Charlotte, NC)
- …including updates on the execution of the annual audit plan and the Enterprise Risk Management program * Lead and develop a global team of professionals with the ... function, overseeing and managing the annual audit plan and enterprise risk management program. This role requires a critical thinker and handson, collaborative… more