- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of ... programs, risks, and controls according to standards and other applicable policies. Senior Lead Independent Testing Officer to support the testing … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer within the Independent Testing & Validation (IT&V) group as part ... areas and lines of business at wellsfargojobs.com. The Enterprise Testing Officers for Finance will build and lead...act as key participant in large scale planning for Independent Testing + Develop and design methodologies… more
- Wells Fargo (Charlotte, NC)
- …to the business daily and providing consulting and oversight for implementation projects and testing . The Lead Compliance Officer will also participate in ... **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the...on compliance related decisions * Develop, oversee, and provide independent credible challenge to standards with subject matter expertise… more
- Wells Fargo (Charlotte, NC)
- …team, collaborate effectively, and partner with multiple leaders. + Coordinate with Audit, Independent Testing & Validation, COSO and possibly regulators on risk ... we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer supporting our Consumer Lending group. This role is… more
- Wells Fargo (Charlotte, NC)
- …of business at wellsfargojobs.com **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join our Wealth and Investment Management ... support Wells Fargo Advisors (WFA) control functions and is considered a team lead . You will collaborate with business partners to monitor and assess the operating… more
- Truist (Charlotte, NC)
- …functions to influence the industry build of the tech risk functions; 4. Targeted control testing - lead execution of independent second line testing / ... **Please review the following job description:** Serve as the independent oversight and effective challenge function (BU CRO) for...ECFs. The primary difference between a Senior Technology Risk Officer and a Technology Risk Officer is… more
- Bank of America (Charlotte, NC)
- …and to fully understand risks and potential opportunities for enhancements + Lead Independent Risk assessments of the liquidity risk management framework ... the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer...limit breaches and EWIs triggered, as required + Stress testing assumptions and Models + Coordination and independent… more
- Bank of America (Charlotte, NC)
- …development of risk coverage plans, executes and / or oversees execution of independent risk monitoring, testing and risk assessments, communicates results + ... audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of Global Markets...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses… more
- Bank of America (Charlotte, NC)
- …Financial Risk group within Global Risk Management is looking for a senior risk lead responsible for independent risk oversight of the firm's Interest Rate Risk ... **Job Description:** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing… more
- Bank of America (Charlotte, NC)
- …Risk group within Global Risk Management is looking for a senior risk lead responsible for independent risk oversight the firm's investment activities. The ... **Job Description:** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing… more
- Bank of America (Charlotte, NC)
- …This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense compliance and operational risk ... Compliance and Operational Risk teams in order to provide independent compliance and operational risk oversight of Credit Risk...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses… more
- Bank of America (Charlotte, NC)
- …and targeted assessments** **Reviewing results of tests executed by the Enterprise Independent Testing team.** **Assessing additional training needs relating to ... (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes and trends, conducting analysis for new and… more
- Bank of America (Charlotte, NC)
- …inquiries, other audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function (CF) ... and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses...or regulatory activities + Assists in the development of independent risk management reporting for respective area(s) of coverage… more
- Bank of America (Charlotte, NC)
- …leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and the Policies, identifying themes ... adhering to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more
- Bank of America (Charlotte, NC)
- …(FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes and trends, conducting analysis for new and ... reporting and documentation + Engages in activities to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more
- Wells Fargo (Charlotte, NC)
- …our Enterprise Technology Audit Group (ETAG). ETAG is responsible for providing independent testing and audit coverage of information technology and security ... risk areas such as business continuation planning, and chief information officer coverage of business line applications. The Audit Director will collaborate… more
- Bank of America (Charlotte, NC)
- …leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program and the Policies, identifying themes ... adhering to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more
- Bank of America (Charlotte, NC)
- …(FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes and trends, conducting analysis for new and ... reporting and documentation + Engages in activities to provide independent compliance and operational risk oversight of Front Line...and drives actions to address the root causes that lead to compliance risk issues and/or operational risk losses,… more
- Truist (Charlotte, NC)
- …goals and objectives. This position reports to either Divisional Data Risk Officer or Enterprise Data Risk Governance Director depending on areas of support. ... Coverage and Operating Model including risk advisory, effective challenge and independent risk assessment responsibilities and delivery. 2. Ensures active engagement… more