- DA Davidson Companies (Charlotte, NC)
- …its products, preferred.* Successful completion of the FINRA General Securities Representative Exam (Series 7) and/or FINRA Operations Principal Exam (Series ... The position will facilitate Change Management discussions with Wealth Management, Operations , and other impacted departments, build business requirements for future… more
- Truist (Charlotte, NC)
- …responsible for providing product and/or processing expertise within Derivative Trading, Securities Trading, Loan Trading or Agency Services Lines of Business within ... Capital Markets Operations . Major responsibilities include working on and providing guidance on core operational tasks including Client On-Boarding, Trade Capture, … more