- TIAA (Charlotte, NC)
- …and managing all aspects of TIAA's Marketing and Communications Compliance program. The Managing Director and team play a critical role in ... materials. + Accountable for the execution of the annual Compliance Risk Assessment for the marketing function....anchored by industry leading practices to define scope of marketing materials and communications that require pre-use… more
- Nuveen Investments (Charlotte, NC)
- The position is responsible for leading and managing all aspects of Nuveen's Global Marketing Compliance program. The MD and team play a critical role in ... is anchored by industry best-practices to define scope of marketing materials and communications that require pre...review. + Manage a team of 8-12 geographically dispersed Marketing Compliance professionals based in the US… more