- TD Bank (Charlotte, NC)
- …of enthusiastic colleagues dedicated to setting new industry standards. TD Bank is seeking a ** Compliance Reporting Program Manager ** to assist with the ... day-to-day operations and in the design of a future-focused compliance program . This not just about implementing...development and delivery of executive Global Compliance reporting to Senior Management and the… more
- Deloitte (Charlotte, NC)
- …in Deloitte's Business Tax Services (Federal tax) practice! What you'll do As a Tax Manager within the Global Information Reporting practice, you will be part of ... teams? Do you have experience in FATCA, CRS, 1042/1042-S reporting or 1099? If you answered "Yes" to any...teams across jurisdictions to assist financial institutions with their compliance efforts with these rules + Building relationships with… more
- Huntington National Bank (Charlotte, NC)
- Description Our Regulatory Reporting Data & Automation Manager position is a highly visible and impactful position working on Huntington's regulatory financial ... to drive the end-to-end automation of the required regulatory filings in compliance with the standards and guidance from the appropriate institution including the… more
- Nuveen Investments (Charlotte, NC)
- TIAA's Corporate Controller group is looking for a Senior Manager for the Statutory Financial Reporting team. The Statutory Financial Reporting Team is ... is responsible for ensuring the completeness and accuracy of the team's reporting , both internally and externally. **Key Responsibilities and Duties** + Direct and… more
- Grant Thornton (Charlotte, NC)
- … + Establish and enforce data governance policies, privacy standards, and regulatory compliance for all People data reporting . + Maintain documentation retention ... Position Summary The Oracle HCM Integration and Reporting Lead is a strategic leader responsible for...KPIs. + Experience with data governance, privacy, and regulatory compliance . + Experience with Oracle Fusion Analytics and other… more
- Huntington National Bank (Charlotte, NC)
- Description Our Regulatory Reporting Capital Manager position is a highly visible and impactful financial reporting position working on Huntington's ... regulatory filings with a focus on the calculation and reporting of regulatory capital. The primary responsibility will be to prepare, complete, review and submit… more
- TD Bank (Charlotte, NC)
- …of Business:** Finance **Job Description:** **The Senior Treasury Capital Manager develops and executes complex capital management capabilities, strategies and/or ... Business Partners, and Regulatory Teams to support capital planning and reporting activities + Conducts capital planning, forecasting, risk identification, or stress… more
- Deloitte (Charlotte, NC)
- Do you have excellent tax compliance skills and a strong desire to join a cutting-edge team? Do you like working to help companies achieve their tax objectives and ... the tax code! Work you'll do As a Tax Manager in the FTS-DART group, you will provide tax...the FTS-DART group, you will provide tax consulting and compliance services to a diverse client base in various… more
- Coinbase (Charlotte, NC)
- …of its digital assets business. Reporting directly to the CCO, this Senior Program Manager will act as a trusted and strategic partner - driving strategic ... Attendance is expected and fully supported. The CCO leads Coinbase's global compliance strategy, ensuring the company meets regulatory obligations while enabling the… more
- TD Bank (Charlotte, NC)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're… more
- TD Bank (Charlotte, NC)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're… more
- Regions Bank (Charlotte, NC)
- …to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability to ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...guidelines or processes + Oversees a monitoring and testing program to ensure effective compliance with all… more
- City National Bank (Charlotte, NC)
- * MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT IS THE OPPORTUNITY? Responsible for monitoring, analyzing, and escalating matters of regulatory or legal ... Compliance Training Officer, develops, implements, and manages the Bank's BSA compliance training program , including partnering with business lines and… more
- TD Bank (Charlotte, NC)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... are complying with established policies, standards and procedures. The Compliance Quality Assurance Manager (US) will execute...program - it's about creating a culture of compliance that will cascade throughout the organization. **The above… more
- Cherry Bekaert (Charlotte, NC)
- As an International Tax Manager , with a compliance focus, you will lead and manage the delivery of international tax compliance services for our clients. You ... or large corporate tax department. + Strong technical skills in international tax compliance , foreign tax credit utilization, and tax reporting . + Excellent… more
- TD Bank (Charlotte, NC)
- …specific details for this role. **Line of Business:** Audit **Job Description:** The **Audit Manager I** - US Compliance Audit is responsible for executing and ... EFTA, etc.) and sufficiency of systems, processes, and oversight to support regulatory compliance . The Audit Manager I will participate in the planning,… more
- Xylem (Charlotte, NC)
- …automation, controls, and performance metrics (KPIs) for program health and reporting . + Partner with regional and site-level compliance staff to monitor ... expectations through innovative and sustainable solutions. **Key Responsibilities:** + ** Program Leadership and Governance** + Manage BABA product qualification… more
- Coinbase (Charlotte, NC)
- …FINRA exams/inquiries. * Knowledge of 15c3-5 Market Access, Best Execution and CAT reporting . * Experience setting up broker-dealer compliance programs, or at ... and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop effective … more
- Truist (Charlotte, NC)
- …and emerging regulatory reporting risk exposures. 3. Guide the regulatory reporting production teams on program requirements for regulatory changes, issues ... within their assigned responsibilities. 5. Drive collaboration between enterprise-wide risk program owners and the regulatory reporting production teams to… more
- Manulife (Charlotte, NC)
- Reporting to AVP - Private Markets Operations, the Director, Private Markets, Timber and Agriculture, will oversee the accuracy of the books and records of the ... with the Fund Administrators and responsible for the coordination of quarterly reporting to the Fund's investors. The incumbent will be responsible for daily… more