- Grant Thornton LLP (Charlotte, NC)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...From day one, you'll be empowered by the greater Regulatory Compliance team to help clients make… more
- Grant Thornton LLP (Charlotte, NC)
- As a Regulatory Compliance and Operational Risk Senior Manager, you will get the opportunity to grow and contribute to our clients' business needs by ... compliance examination procedures. + Compliance , Operational Risk and/or Regulatory Compliance or related consulting experience. + Exceptional client… more
- Grant Thornton LLP (Charlotte, NC)
- As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... provide comprehensive compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk exposure. From day… more
- Deloitte (Charlotte, NC)
- Financial Services Risk , Data & Regulatory , Liquidity - Senior Consultant Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) ... skills. The ability to bring together stakeholders and persuade senior clients to act is essential. A genuine passion...complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this… more
- USAA (Charlotte, NC)
- …so special! **The Opportunity** We are seeking a dedicated Compliance and Operational Risk Testing Analyst Senior . In this role you will conduct independent ... and adherence to laws, regulations, and supervisory guidance. This senior position can work a hybrid scheduled in one...financial institution conducting control testing within Compliance , Risk , Internal Audit, or a Regulatory Agency.… more
- Bank of America (Charlotte, NC)
- Senior Delivery Lead - Cloud Control Objectives and Regulatory Compliance Atlanta, Georgia;Richmond, Virginia; Charlotte, North Carolina; Plano, Texas; ... cost and facilitating sync points between business and technology leaders and Risk and Compliance partners. **Responsibilities:** + Leads and coordinates… more
- Deloitte (Charlotte, NC)
- …team Against an increasingly complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this by leveraging our deep knowledge ... Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity -...compliance and control of interest rate and liquidity risk + Implement programs, measures, and tools to efficiently… more
- US Bank (Charlotte, NC)
- …experience - Relevant Financial Service Industry knowledge (eg, Credit, Models, Regulatory Compliance , Lending, Operations, Risk Management, Merchant ... assignments with minimal supervision from audit team management. The Senior Auditor is expected to understand risk ...The Senior Auditor is expected to understand risk and risk management techniques, identify and… more
- US Bank (Charlotte, NC)
- …controls. . Expert understanding of risk management frameworks (eg, global compliance risk management, control programs, change management, and third-party ... assignments, problem loan management, etc.). This role supports the Senior Audit Manager - Credit Risk , ... Audit Manager will have strong knowledge of audit, risk management, and regulatory expectations (eg, Office… more
- USAA (Charlotte, NC)
- … risk management initiatives within the business. + 4 years of fraud, compliance , risk , audit, or regulatory related experience with accountability for ... makes us so special! As a dedicated Financial Crimes Regulatory Governance & Business Enablement Senior you...standards. Partners and collaborates with the lines of business, Compliance and Risk Management, Audit Services, Legal,… more
- Deloitte (Charlotte, NC)
- …or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + ... Financial Services Risk Management Senior Consultant Our practitioners...the following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting, risk … more
- USAA (Charlotte, NC)
- …do:** + Manages and drives solutions for stronger controls, and in support of Risk and/or regulatory compliance related initiatives which may include: ... makes us so special! **The Opportunity** As a Business Risk and Controls Senior this candidate will...effectiveness, identifying control failures, facilitating risk and compliance remediation, internal and external audits and regulatory… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - Financial Regulatory Reporting Charlotte, North Carolina;Dallas, Texas; Boston, Massachusetts **Job Description:** At Bank of America, we ... and data usage controls. **Responsibilities:** Key Responsibilities: + Performs ongoing risk assessments to identify key risks impacting regulatory reports… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Risk Analytics Consultant to become...understanding of risk reporting, policies, strategies, procedures, regulatory requests, and compliance requirements. + Partner… more
- Wells Fargo (Charlotte, NC)
- …expertise to internal stakeholders on risk management best practices and regulatory compliance + Stay informed about industry trends, emerging technologies, ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Lead Credit Risk & Approval...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Truist (Charlotte, NC)
- …business and regulatory change). 6. Provide oversight and support for open risk , audit and regulatory issues. Evaluate the root cause, the corrective action ... assigned business unit's leadership regarding activities, trends, and events pertaining to risk , regulatory , audit and loan review activities. Promote various … more
- BMO Financial Group (Charlotte, NC)
- …significant projects, driving change, and engaging with business units. + Background in risk management, operations, compliance , or regulatory projects is ... excel at building relationships? BMO is looking for a Senior Manager of Risk Identification to join...Develops and maintains in-depth knowledge of business and related risk management requirements and legislative/ regulatory directives… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking 2 Business Execution Senior Managers in Corporate Credit Risk Management....on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... & Risk Programs team is seeking a Senior Risk Analytics Consultant. The role will...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more