- US Bank (Charlotte, NC)
- …excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Regulatory Liaison is a rotational management position that is responsible for ... + Performing other duties as requested by Senior Audit Director. ** Regulatory Liaison will exhibit:** + Project Management - Strong project management skills… more
- Bank of America (Charlotte, NC)
- …regulatory submissions. The Stress Testing Manager will lead the Legal and Regulatory liaison function supporting the end-to-end GRRP process across recovery ... Relevant Laws, Rules, and Regulations + Policies, Procedures, and Guidelines + Regulatory Compliance + Regulatory Relations + Controls Management + Internal… more
- Wells Fargo (Charlotte, NC)
- …in the preparation and/or reviewing of comment letters and other correspondence to regulatory standard setters. + Serving as liaison for regulatory ... Wells Fargo is seeking a Lead Financial Reporting Analyst to join our Regulatory Interpretations Team. This person would work closely with internal and external… more
- Wells Fargo (Charlotte, NC)
- …provide consultation with experienced stakeholders throughout the enterprise. + Act as a liaison for regulatory reporting issues with both internal and external ... and review of all quarterly, annual and semiannual reports to shareholders and all regulatory filings. **In this role, you will:** + Meet company's regulatory ,… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... section of the system. **Job Description:** At Regions, the Business Unit Risk Liaison partners with senior leaders to strengthen the risk management culture across… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... section of the system. **Job Description:** At Regions, the Business Unit Risk Liaison partners with senior leaders to strengthen the risk management culture across… more
- Novant Health (Charlotte, NC)
- …monthly audits for all assigned locations to keep them abreast of their ongoing regulatory compliance. Serves as liaison and responsible party for applicable ... cell therapy, CAR-T therapy, flow cytometry, quality assurance, and compliance with regulatory bodies such as FACT, NMDP, and CIBMTR** **Clinical Laboratory:** The… more
- Truist (Charlotte, NC)
- …Committee and participate in other model related committees. + Participate in audit and regulatory exams. + Serve as the liaison between associated model owners, ... experience in financial services or related field + Broad risk and regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance, Operational,… more
- City National Bank (Charlotte, NC)
- …department, compliance related activities and serves as subject matter expert and liaison on cross-functional task forces and project teams. **What you will do** ... on operating risk, and financial goals. + May function as primary liaison with Core Banking, Commercial Banking Centers, other line units/departments, and vendors;… more
- Wells Fargo (Charlotte, NC)
- …business at wellsfargojobs.com . **In this role, you will:** + Act as a liaison between Market Leaders, the Brokerage Support team, and Client Associates in various ... training, military experience, education + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 63 or 7 and 66 examinations… more
- Synchrony (Charlotte, NC)
- …Working Group, responsible for agendas, meeting minutes, charter maintenance, etc. + Key liaison to support other 2nd line of defense risk pillars activities such as ... vendor capabilities to support robust model development and deployment. + Facilitate regulatory examinations and internal audits of the modeling process and lead the… more
- Truist (Charlotte, NC)
- …the Payments Line of Business (LOB). Primary roles include Financial Reporting, Regulatory Reporting, accounting controls and operations. Following is a summary of ... approving journal entries and reconciliations, and preparing quarterly financials for regulatory reporting and statutory audits. + Support the Deputy Controller and… more
- Resideo (Charlotte, NC)
- …establishing robust internal processes and controls to meet the evolving global regulatory requirements. **JOB DUTIES:** + Monitor the evolving global regulatory ... assessments, disclosure controls and procedures, estimation approaches). + Key liaison with external audit firms to drive limited and...E, S, and G, across the globe to ensure regulatory reporting requirements. + Trains key employee groups on… more
- US Bank (Charlotte, NC)
- …and industry practice. - Inform policies, procedures, and controls to minimize regulatory exposure. - Identify gaps and implement solutions that mitigate risks such ... to ensure transparent and aligned objectives. - Serve as a functional liaison between the business line and the lines-of-defense including compliance and audit… more
- Wells Fargo (Charlotte, NC)
- …offboarding, professional development initiatives, etc. + Function as primary liaison between SERM and key enterprise including Recruiting, Human Resources, ... RiskBOLT, Corporate Properties Group, etc. + Serve as the primary COO liaison between SERM US and India Partners. + Track and reconcile monthly headcount resources… more
- Bank of America (Charlotte, NC)
- …external parties, money laundering, or terrorist financing and acting as the liaison to Law Enforcement as required. Job expectations include providing coaching and ... guidance, monitoring scenario development/enhancement input and testing, or law enforcement liaison responsibilities in an investigative support role + Supports the… more
- Bank of America (Charlotte, NC)
- …external parties, money laundering, or terrorist financing and acting as the liaison to Law Enforcement as required. Job expectations include providing coaching and ... monitoring scenario development/enhancement input and testing, or law enforcement liaison responsibilities in an investigative support role + Delivering 2nd… more
- Truist (Charlotte, NC)
- …marketing teams, and others in event preparedness through education, training, liaison , and security planning. The role leads, or assists leadership, in ... The role supports policy development, standards, and procedures, and ensures regulatory compliance. The role will coordinate with external event preparedness… more
- Bank of America (Charlotte, NC)
- …by external parties, money laundering, or terrorist financing and acting as the liaison to Law Enforcement as required. The Global Financial Crimes Compliance (GFCC) ... monitoring scenario development/enhancement input and testing, or law enforcement liaison responsibilities in an investigative support role **Required Qualifications:**… more
- Truist (Charlotte, NC)
- …cloud adoption approach that aligns with business objectives, ensures regulatory compliance, leverages best-of-class technologies, and maintains high standards of ... standards in cloud environments - Act as the key liaison between IT, security, business units, and cloud service...functional units. 13. Serves as the technical and communications liaison to and from stakeholders and office key users… more