- Truist (Charlotte, NC)
- …time. 1. Manage and ensure execution of risk programs related to Truist's regulatory reporting governance framework. This includes proactively identifying ... potential issues, as applicable. 7. Manage certain activities and tasks performed by Regulatory Reporting Governance Analysts and Senior Analysts, as well… more
- Truist (Charlotte, NC)
- …risk-based internal audit assurance and advisory services. Specifically, the Senior Audit Manager will prepare clear, concise, and insightful reporting to the ... 5. Demonstrated ability to design and implement complex process enhancements addressing regulatory and supervisory reporting requirements 6. Ability to interact… more
- TD Bank (Charlotte, NC)
- …Governance & Control **Job Description:** We are seeking an experienced Senior Manager within the Platforms and Technology Governance organization to oversee ... efforts + Ensure alignment of the SOX program with broader cybersecurity governance frameworks, regulatory requirements, and best practices. **Education &… more
- Truist (Charlotte, NC)
- …applicability. Influences and leads large-scale Core Technology & Operations governance program initiatives. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a ... time to time. 1. Develops and implements Core Technology & Operations governance program routines, mechanisms, and processes to align with Truist Enterprise Policy… more
- Synchrony (Charlotte, NC)
- Job Description: **Role Summary/Purpose:** The VP, CD & Sales Enterprise Governance _,_ Analytics & Insights is responsible for the development and enhancement of a ... robust monitoring strategy, data repository, metrics and reporting packages for the Client Permutation Database. This individual will design, build and maintain… more
- TD Bank (Charlotte, NC)
- …+ Experience assisting with planning, coordinating, and vetting consolidated Governance Calendars + Monitoring and tracking accurate and timely delivery ... Preparing various standard decks + Assisting with ad hoc reporting , audit/CPG request fulfillment, stakeholder communications, etc. **Customer Accountabilities:** +… more
- Deloitte (Charlotte, NC)
- Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) Risk, ... Data and Regulatory professionals help organizations identify the regulatory ...interest rate, and liquidity risks + Exposure to firm-wide governance frameworks for liquidity risks, including enhancements related to… more
- Truist (Charlotte, NC)
- …to downstream reporting groups. + Subject matter expert on accounting and regulatory reporting requirements, and reporting processes for assigned area of ... matter expert with continued broadening of understanding on more complex accounting and regulatory reporting matters. + Provide thought leadership in the design,… more
- Truist (Charlotte, NC)
- …submit timely and accurate reporting in accordance with complex GAAP and Regulatory Reporting Requirements. + Ensure that source data is reliable, complete ... issues and communicating solutions. + Subject matter expert on accounting and regulatory reporting requirements, and reporting processes for assigned… more
- Truist (Charlotte, NC)
- …Regulatory Capital Policy and Interpretation. Provide guidance to, among others, Regulatory Reporting , Controllers, Corporate Treasury and Front Office with ... respect to understanding, applying, and reporting Risk Weighted Assets (RWA) and Regulatory ...analysis for additional constituencies, including senior management, and various regulatory agencies. 7. Financial Manager role that… more
- Citigroup (Charlotte, NC)
- … governance , data and non-data controls, processes, system implementation and regulatory reporting . This role provides extensive exposure to colleagues across ... governance , data and non-data controls, processes, system implementation and regulatory reporting . + Develop senior management-ready materials, particularly… more
- Citigroup (Charlotte, NC)
- … Regulatory capital rules, control frameworks, banking operations, and financial / regulatory reporting frameworks and be able to effectively work across ... data quality throughout the end-to-end data lifecycle. + Review and develop regulatory reporting training with updated regulatory guidance.… more
- City National Bank (Charlotte, NC)
- * MANAGER OF AUDIT SR- INFRASTRUCTURE & SERVICE MANAGEMENT* WHAT IS THE OPPORTUNITY? The Senior Audit Manager (SAM) for Infrastructure & Service Management will ... design and operation of CNB's IT risk management practices, governance processes and the system of internal controls. The...and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. This… more
- Bank of America (Charlotte, NC)
- …+ Prioritization + Reporting + Controls Management + Process Design + Regulatory Relations **Shift:** 1st shift (United States of America) **Hours Per Week:** 40 ... Enterprise Financial Risk Manager Charlotte, North Carolina;Jersey City, New Jersey; New...job is responsible for the identification, measurement, monitoring, controlling, reporting , and analysis of applicable financial risks across the… more
- Truist (Charlotte, NC)
- …remediation management - Development and maintenance of procedures and controls - Regulatory reporting requirements and deadlines - Risk monitoring and ... and GCO teams to implement and maintain effective risk governance frameworks. Manage documentation, assessments, and communication of risk-related processes… more
- Bank of America (Charlotte, NC)
- …This role involves developing risk management strategies and ensuring compliance with regulatory standards. The manager will work closely with various ... Global Financial Crimes Manager - Investigations Risk Charlotte, North Carolina;Charlotte, North...processes, findings, and outcomes + Ensure timely and accurate reporting to regulatory authorities as required +… more
- Bank of America (Charlotte, NC)
- Global Financial Crimes Manager - Project Management / Business Control Manager Charlotte, North Carolina;Atlanta, Georgia; Chicago, Illinois; Providence, Rhode ... operational/fraud risk management requirements. The **Global Financial Crimes ("GFC") Manager ** provides performance support coverage for GFC Investigations. The… more
- Truist (Charlotte, NC)
- …and document remediation. 7. Support the business and the GCO governance & reporting team for all audit and regulatory exam engagements. 8. Communicate with ... of defense risk professional leading a team within the Governance and Controls Office (GCO), serving as a subject...business line leadership to drive alignment of Compliance and Regulatory Risks with enterprise risk programs and regulatory… more
- Bank of America (Charlotte, NC)
- …Matters Requiring Attention ("MRAs") and other actions are completed. * Escalate regulatory relations concerns to GFC Compliance Manager or Executive. ... Global Financial Crimes Manager Charlotte, North Carolina;Chicago, Illinois; Jacksonville, Florida; Phoenix,...Fraud Risk Management Policy: * Create and maintain a regulatory inventory. * Update relevant policies to ensure they… more
- Truist (Charlotte, NC)
- …with Model Risk Oversight to develop estimation methodology use, performance, and risk reporting to deliver to capital governance committees. 3. Develop and ... planning best practices as well as demonstrated ability to affect process and reporting change to comply with regulatory guidance 8. Ability to effectively… more