- USAA (Charlotte, NC)
- …be a part of what makes us so special! **The Opportunity** As a dedicated Business Risk and Controls Advisor Lead , you will promote risk -awareness and ... the overall effectiveness of risk and compliance management programs, risk analytics and operations in the Membership & Growth Office, primarily focused on… more
- Truist (Charlotte, NC)
- …Unit in its management of risks and controls as well as its execution of risk program requirements. Provide risk and supervisory advice to effectively manage ... funds, UITs, Structured Products and Annuities. The Regional Supervisor will mitigate risk for the firm from financial, reputation and regulatory items by ensuring… more
- Truist (Charlotte, NC)
- … risk Subject Matter Expert (SME) to assigned Business Unit across all risk types to promote and strengthen compliance with applicable regulations, policies, ... defense teammates across assigned business areas in identifying, escalating and in remediating risk control gaps to ensure compliance with Enterprise Risk … more
- Wells Fargo (Charlotte, NC)
- …(Senior Lead Marketing Consultant) to support our independent financial advisor channel, Wells Fargo Advisors Financial Network (FiNet). This role will serve ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Truist (Charlotte, NC)
- …and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance ... review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth...the corporation. * Uses advanced credit knowledge to help lead the conversation and advice delivery model with clients… more
- Vanguard (Charlotte, NC)
- …and we want you to be a part of it! As a Financial Advisor within Vanguard's Advice & Wealth Management sub-division, you will develop tailored strategies that ... investment philosophy and making recommendations that consider client suitability, risk tolerance, appropriate saving/spending strategies, Advisors give our clients… more
- Vanguard (Charlotte, NC)
- …and we want you to be a part of it! As a Senior Wealth Advisor within Vanguard's Personal Investor, Wealth Management, you will develop tailored strategies that will ... investment philosophy and making recommendations that consider client suitability, risk tolerance, appropriate saving/spending strategies, Senior Wealth Advisors give… more
- Wells Fargo (Charlotte, NC)
- …is seeking a Lead Business Execution Consultant in the Consumer Lending Risk organization. This individual contributor will be part of the Strategy, Planning & ... with the desire and capability to become a trusted advisor to senior leaders - supporting, enabling, and enhancing...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Capco, a Wipro Company (Charlotte, NC)
- …and Analytics (D&A). Our holistic approach addresses the modern enterprise's needs for compliance , risk mitigation, and ethical innovation in AI systems. With ... will work at the intersection of data protection, regulatory compliance , and the rapidly evolving field of AI [ethics...you. **What You'll Get to Do:** + **Collaborate and Lead :** Guide clients in defining and implementing data protection… more
- Deloitte (Charlotte, NC)
- …relative to team contributions. C&P is organized around key service areas, which include: + Privacy Risk & Compliance + Technology & Data Risk + Insider ... Confidentiality & Privacy (C&P) is seeking a Lead Specialist to support the strategic priorities and...solutions, and providing impactful contributions to privacy operations and compliance activities. Recruiting for this role ends on December… more
- Truist (Charlotte, NC)
- …partnership with process owners, lead the engagement and completion of the compliance risk assessments for applicable RCSAs. 4. Support the business in the ... with assigned business line leadership to drive alignment of Compliance and Regulatory Risks with enterprise risk ...activities as defined in policy. 10. Coach and develop risk advisor teammates within the GCO. **Qualifications**… more
- Deloitte (Charlotte, NC)
- …with various functions including sales, legal, finance and delivery to act as a strategic risk advisor to help ensure that risks to the firm are sufficiently ... Deloitte Consulting LLP's Quality and Risk Management group is seeking a Risk...SOWs, Change Orders, amendments, and renewals. + Facilitate continued compliance with contractually required policies and processes and with… more
- Bank of America (Charlotte, NC)
- …and thresholds within the defined corporate standards. Ability to recognize all risk categories including credit, market, operational and compliance and bringing ... Risk Management Executive I Charlotte, North Carolina;Chicago, Illinois...administrative procedures to ensure adherence to policies. **Responsibilities:** * Lead Enterprise Issue Portfolio Analyses (Ad-hoc and periodic) across… more
- Truist (Charlotte, NC)
- … compliance gaps, partners in the analysis of legal, regulatory and compliance initiatives. Manages cybersecurity risk and compliance functions which ... according to laws and regulations. + Analyzes requirements and conducts compliance assurance activities to facilitate risk identification in support of… more
- US Bank (Charlotte, NC)
- …issue management programs. This role is responsible for identifying gaps in model risk management policy compliance with regulatory and Bank policy changes. ... and Findings guidelines, procedures, and templates. This position will lead projects and/or activities that ensure compliance ...update. + Serve as a valued business partner, trusted advisor and key contact for model risk … more
- Truist (Charlotte, NC)
- …to support Strategic Risk Program execution and oversight. Serves as an advisor to the ERM Leadership team and drives critical support activities including but ... States of America) **Please review the following job description:** Strategic Risk Management Manager is responsible for supporting the design, development, and… more
- TD Bank (Charlotte, NC)
- …(CIA a strong asset) + 10+ years of relevant experience (Audit, Global Compliance , Risk ) + Advanced knowledge of audit standards, procedures, laws, rules ... for the execution of Quality Control reviews to assess Internal Audit's compliance with established standards and procedures. The Senior Manager, Quality Control… more
- Wells Fargo (Charlotte, NC)
- …expert and owner on these data environments and data processes, manage risk and develop/manage technology partnerships. The Senior Lead Analytics Consultant ... **About this role:** Wells Fargo is seeking a Senior Lead Analytics Consultant within Auto. This role will be...align to the enterprise + Engage with peers, managers risk , compliance , managers across the enterprise, and… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Charlotte, NC)
- …business and customer metrics as well as the related processes and policies, including risk and controls + Facilitate, lead , and align cross-functional teams to ... **About this role:** Wells Fargo is seeking a Senior Lead Product Manager within Global Treasury Management as part...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more