- Capital One (Charlotte, NC)
- 2151 Hawkins St (46004), United States of America, Charlotte, North Carolina Senior Manager , Capital Markets Securities Operations Capital One's ... position owns the post trade execution needs of our Capital One Securities, Triple Tree and Kipps DeSantos' broker...of the work, this leader will be engaged in Audit and exam support as a key component of… more
- Truist (Charlotte, NC)
- …risks within Corporate and Investment Banking - Investment Banking Coverage, Capital Markets Origination and Syndicate. This position will be responsible for ... of playbook/procedure creation, issue remediation ownership, process/control enhancements and audit /exam document preparation. Following is a summary of the… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - AML Data Quality Charlotte, North Carolina;Wilmington, Delaware; New York, New York; Plano, Texas **Job Description:** At Bank of ... a difference. Join us! **Job Description:** As a member of the Data Quality (DQ) Audit team, the candidate will be accountable for managing and executing audit … more
- US Bank (Charlotte, NC)
- …risk with an understanding of expectations under SR 11-7 - Ability to influence senior leadership and guide audit coverage in a matrixed environment. INDMO _The ... The Enterprise Risk Management team is responsible for supporting Corporate Audit Services assurance coverage over the risk management framework. This role… more
- Bank of America (Charlotte, NC)
- Senior Audit Manager - (BSA/AML including Sanctions) Charlotte, North Carolina;Newark, Delaware; East Hartford, Connecticut; Boston, Massachusetts; ... Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit / Assurance or operational experience… more
- Truist (Charlotte, NC)
- …including senior management, and various regulatory agencies. 7. Financial Manager role that coordinates analysis and interpretive process workflow within team. ... in the development, design, and launch of the newly formed Regulatory Capital Policy and Interpretation. Provide guidance to, among others, Regulatory Reporting,… more
- Truist (Charlotte, NC)
- …verification and trading activity for the CIB (Corporate & Investment Bank) Capital Markets Business. Team works closely across functions (including the Trading ... 7. Escalate material P&L events and risks to the senior management. 8. Focus on recurring issues and drive...10. Ensuring timely remediation of regulatory matters requiring attention, audit findings and reporting demands associated with the area… more
- Truist (Charlotte, NC)
- …to serve as a proxy for the Governance and Controls Officer with senior leadership, committee presentations, audit , or regulators. Following is a summary ... within the GCO. 11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit and/or regulators. Serve as a proxy when… more
- Wells Fargo (Charlotte, NC)
- …Fargo is seeking a Senior Operational Due Diligence Analyst - Global Manager Research for Operational Due Diligence as part of Wealth and Investment Management ... investments as well as alternative investments such as a hedge funds, private capital and real estate + Participate in initial operational due diligence visits and… more
- Bank of America (Charlotte, NC)
- …for business impact and recommending severity ratings under the supervision of senior team members. **Responsibilities:** + Executes audit strategy for the ... Senior Auditor - Economic Sanctions Wilmington, Delaware;Stamford, Connecticut;...is responsible for performing test work during moderately complex audit activities for Lines of Business (LOBs). Key responsibilities… more
- Bank of America (Charlotte, NC)
- Credit Review Senior Portfolio Specialist Dallas, Texas;Stamford, Connecticut; East Hartford, Connecticut; Charlotte, North Carolina; Providence, Rhode Island **Job ... to make a difference. Join us! **Job Description:** Working with Portfolio Manager (s), establish and execute a risk based coverage plan for specific portfolio(s).… more
- Deloitte (Charlotte, NC)
- …of the leading professional services organizations in the United States specializing in audit , tax , consulting , and financial advisory services with clients in ... looking for an experienced SAP treasury transformation and treasury technology delivery Senior Consultant to join our treasury advisory practice to help drive growth… more
- Bank of America (Charlotte, NC)
- …+ Should be able to independently draft quality reports and present results to senior audit management across the globe, and engage in discussions about risk ... Quality Assurance Manager - AML/GFC Charlotte, North Carolina;New York, New...This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing… more
- Bank of America (Charlotte, NC)
- Stress Testing Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... with partners. Performs complex analysis related to earnings, balance sheet, capital and liquidity as well as associated risk exposures. Provides analytical… more
- Bank of America (Charlotte, NC)
- Stress Testing Manager - RRP Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... with partners. Performs complex analysis related to earnings, balance sheet, capital and liquidity as well as associated risk exposures. Provides analytical… more
- Bank of America (Charlotte, NC)
- ESG Program Governance Manager - Financial & Regulatory Reporting Control Oversight Charlotte, North Carolina **Job Description:** At Bank of America, we are guided ... LOB. **Line of Business Job Description:** The Program Governance Manager is responsible for assisting with governance and oversight...Control requirements for US Federal Reserve Bank filing for Capital & Stress Testing (FR Y-14 A/Q/M reports) in… more
- KPMG (Charlotte, NC)
- **Business Title:** Manager , Talent & Culture Program Manager **Requisition Number:** 117325 - 51 **Function:** Business Support Services **Area of Interest:** ... place to work and build a career, KPMG provides audit , tax and advisory services for organizations in today's...are, join our team. KPMG is currently seeking a Manager , Talent & Culture Program Management to join our… more
- Truist (Charlotte, NC)
- …of governance initiatives. Ensure the compensation governance framework is aligned to audit and regulatory expectations and meets the needs of business and control ... meetings which may also be shared with the Board Compensation and Human Capital Committee (CHCC). 4. Manage the completion of process documentation to support… more