- US Bank (Charlotte, NC)
- …excel at-all from Day One. **Job Description** The Corporate Audit Services Senior Auditor is primarily responsible for completing audit engagement assignments ... with minimal supervision from audit team management. The Senior Auditor is expected to understand risk and risk management techniques, identify and analyze… more
- USAA (Charlotte, NC)
- …a part of what makes us so special! **The Opportunity** As a dedicated ** Senior Auditor ** , you'll execute, identify problems and resolutions for risk-based ... with high quality. + Executes and may lead as Auditor in Charge (AIC) for audit engagements throughout the...internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory… more
- Regions Bank (Charlotte, NC)
- …into the careers section of the system. **Job Description:** At Regions, the Senior Auditor conducts internal audit activities in accordance with the Standards ... Internal Auditor (CIA) + Certified Public Accountant (CPA) + Certified Regulatory Compliance Manager (CRCM) + CRP **Skills and Competencies** + Ability… more
- Bank of America (Charlotte, NC)
- …Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) ... Senior Auditor - Economic Sanctions Wilmington,...Support the execution of sanctions audit as well as regulatory and partner exams by creating presentation materials and… more
- US Bank (Charlotte, NC)
- …processes and ensure a successful transformation. The Corporate Audit Services (CAS) Senior Auditor is primarily responsible for completing audit engagement ... assignments with minimal supervision from audit team management. The Senior Auditor is expected to understand risk and risk management techniques, identify and… more
- US Bank (Charlotte, NC)
- …within Europe and the support areas (HR, Risk Management, Finance). The Senior Auditor is primarily responsible for completing audit engagement assignments ... with supervision from audit team management. The Senior Auditor is expected to understand risk...+ Knowledge of applicable laws, regulations, financial services, and regulatory trends that impact assigned line of business. +… more
- USAA (Charlotte, NC)
- …a part of what makes us so special! **The Opportunity** As a dedicated ** Senior Auditor ** you will lead and execute technology and information/cyber security ... with high quality. + Executes and may lead as Auditor in Charge (AIC) for IT/IS audit engagements throughout...external audits within IT/IS, and applying audit, risk, or compliance acumen in a complex operational and regulatory… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Auditor on the Financial Crimes Audit Team. The Financial Crimes Audit Team (FiCAT) provides horizontal ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- US Bank (Charlotte, NC)
- …**Job Description** Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their function, ... risk management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations.… more
- Honeywell (Charlotte, NC)
- …and financial irregularities. You will develop and implement audit strategies, ensure compliance with internal policies and regulatory standards, and assess ... As a Sr Internal Fraud & Forensics Auditor here at Honeywell, you will be responsible...activities, analyzing financial data, and providing actionable insights to senior management through audit reports. You will report directly… more
- USAA (Charlotte, NC)
- …a part of what makes us so special! **The Opportunity** As a dedicated ** Senior Audit Manager** **- Compliance ** **,** you will manage audit engagements, varying ... + Experience performing internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory environment. +… more
- Wells Fargo (Charlotte, NC)
- …Accountant (CPA) + Certified Information Systems Auditor (CISA) + Certified Internal Auditor (CIA) + Certified Regulatory Compliance Manager (CRCM) + ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Truist (Charlotte, NC)
- …management of assigned financial analysis processes. Monitor assigned activities for compliance with established corporate and accounting policies and standards. + ... accordance with generally accepted accounting principles (GAAP), management and regulatory requirements. + Maintain appropriate internal controls over financial… more
- Truist (Charlotte, NC)
- …challenge outcomes of first-line-of-defense risk program execution. 6. Monitor legal, regulatory , compliance and audit matters for assigned Enterprise Technology ... and reporting of technology risk and other related risks (eg, operational, compliance ) within Enterprise Technology. 2. Serve as a subject matter expert and… more
- Regions Bank (Charlotte, NC)
- …program **Preferences** + Relevant certifications and/or licenses, such as: + Certified Regulatory Compliance Manager (CRCM) + Certified Anti Money Laundering ... Specialist (CAMS) + Certified Information Security Auditor (CISA) + Financial Risk Manager (FRM) + Financial...and in-depth knowledge of utilizing regulation text resources for compliance citations of regulatory requirements. ** Compliance… more
- Regions Bank (Charlotte, NC)
- …of risk management functions, including IT and audit, cyber security, and compliance **Preferences** + Certified Information Systems Auditor (CISA) + Certified ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- Deloitte (Charlotte, NC)
- Compliance Senior Analyst, Independence Consultation - Business Relationships, Independence & Conflicts Network (ICN) Do you have a focus on compliance with ... analyst on the team, you'll promote and monitor compliance with auditor independence rules and regulations...firms + Prior public accounting (Big 4), consulting, or regulatory compliance experience A demonstrated ability to… more
- City National Bank (Charlotte, NC)
- …THE OPPORTUNITY?** The Audit Manager I position is a leadership role as an auditor -in-charge to guide a team of auditors to assess risks, develop detail audit ... of testing performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings, presentations, and/or… more
- Bank of America (Charlotte, NC)
- …Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) ... is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs).… more
- USAA (Charlotte, NC)
- …+ Experience performing internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory environment. + ... and projects and reviewing work papers. May lead engagements as Auditor -In-Charge (AIC). Maintains knowledge of financial services regulations. Creates and… more