- TD Bank (Charlotte, NC)
- …of enthusiastic colleagues dedicated to setting new industry standards. **Job Overview:** The Senior Compliance Business Oversight Analyst will ensure ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...of risk awareness throughout the organization. **Job Summary:** The Senior Compliance Governance & Operations Analyst provides… more
- Truist (Charlotte, NC)
- …and maintain effective channels of communication with other BU CROs, control functions, Senior Business Unit (BU) management, as well as regulatory agencies; 14. ... as the independent oversight and effective challenge function (BU CRO) The Senior Technology Risk Officer will serve as a strategic Risk Oversight leader… more
- Truist (Charlotte, NC)
- …and maintain effective channels of communication with other BU CROs, control functions, Senior Business Unit (BU) management, as well as regulatory agencies; 14. ... on technology risk oversight activities and grow their professional skillsets. The Senior Technology Risk Officer Resiliency position is a senior risk leader… more
- TD Bank (Charlotte, NC)
- …vary depending on availability and individual circumstances._ **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...operations or strategy of the Company. + Managing the oversight of compliance issues by reviewing and… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** This is a Senior role and key contributor to the Truist second line-of-defense (LoD2) Regulatory ... development, methodology, implementation,, execution, and results reporting and Issue oversight . Includes staffing, training and readiness, socialization with teammates… more
- Truist (Charlotte, NC)
- …Supports development of key management reporting as needed. This position reports to the Senior Risk Oversight Manager. This position will also work closely with ... the successful implementation and delivery of the LoD2 Enterprise Data Risk Oversight Program. Responsible for understanding and executing against the key 2LOD risk… more
- Regions Bank (Charlotte, NC)
- …Commercial, etc. **Primary Responsibilities** + Directs compliance reviews and provides oversight of legal entities, business units, and processes + Advises ... section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as...our overall Continuous Improvement strategies. This role works with senior leaders throughout the Consumer Bank to develop and… more
- Equitable (Charlotte, NC)
- …the effective oversight of outsourced broker-dealer operations, maintaining compliance with regulatory standards, and supporting senior leadership with ... Broker Dealer Outsourcing and Oversight Analyst ( 250000NB ) **Primary Location** :...as regulatory requirements for each. + Knowledge of end-to-end business functions within operations, including data analysis, compliance… more
- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business :** Audit **Job Description:** The ** Senior Audito** **r - US** ** Compliance Audit** is responsible for executing ... with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is primarily responsible… more
- TD Bank (Charlotte, NC)
- …Experience below as you consider this opportunity.** **Job Description Summary** The Senior Compliance Testing Analyst executes independent testing of ... your recruiter who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with Us?** At TD Bank US… more
- City National Bank (Charlotte, NC)
- * COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... compliance program covering US Mortgage Banking including monitoring business area compliance with applicable laws and...compliance . This role is responsible for directly managing oversight of the US Mortgage Banking division, assisting … more
- Coinbase (Charlotte, NC)
- …meets regulatory obligations while enabling the responsible growth of its digital assets business . Reporting directly to the CCO, this Senior Program Manager ... - driving strategic planning, operational alignment, and standardized processes across the Compliance team. The role is designed to amplify the CCO's effectiveness… more
- USAA (Charlotte, NC)
- …Be part of what truly makes us special and impactful. **The Opportunity** Our ** Business Applications Analyst Senior ** will be a key contributor within the ... Strategy, Projects and Applications team, responsible for providing comprehensive analytical, business , and technical support across a portfolio of IT platforms,… more
- TD Bank (Charlotte, NC)
- …and conducting Quarterly Check-Ins for all colleagues to drive accountability and business results + Manages employees in compliance with all human ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- Compass Group, North America (Charlotte, NC)
- …at Foodbuy. It is how we connect and interact with our clients, business partners and fellow associates. **Job Summary:** **Responsibilities:** + Lead and mentor ... team members, including oversight of a data intelligence team, fostering a culture...change the essential functions of the job based on business necessity. We will consider for employment all qualified… more
- TD Bank (Charlotte, NC)
- … Senior Manager leads a team of change management professionals, collaborates with senior business executives, and acts as a subject matter expert to drive ... Business :** Business Management, Strategy & Support **Job Description:** The Senior Manager, Business Management oversees and leads a large and/or highly… more
- TD Bank (Charlotte, NC)
- … Business :** Business Management, Strategy & Support **Job Description:** The Senior Manager, Business Management oversees and leads a large and/or highly ... Oversight ** + Oversee integrated project portfolio governance, ensuring alignment with business and enterprise objectives. + Ensure ongoing compliance with… more
- Truist (Charlotte, NC)
- …regulatory, compliance and audit matters for assigned Enterprise Technology oversight area(s) and ensures timely action. 7. Lead complex projects that have ... the Truist second-line-of-defense (LoD2) Technology Risk team responsible for independent risk oversight of one or more Technology Risk Framework domains and/or … more
- TD Bank (Charlotte, NC)
- … Business :** Business Management, Strategy & Support **Job Description:** The Senior Manager, Business Management oversees and leads a large and/or highly ... / guidelines and ensures appropriate escalation processes are followed + Ensures business operations are in compliance with applicable internal and external… more
- PNC (Charlotte, NC)
- …have an opportunity to contribute to the company's success. As the Senior Independent Risk Director - Enterprise Change within PNC's Independent Risk organization, ... or in the field on a regular basis. The Senior Independent Risk Director is a pivotal role, responsible...for leading PNC's Independent Risk Management's team for the oversight of businesses' implementation of the most critical change… more