- Truist (Charlotte, NC)
- …to other Compliance Officers and Analysts. 10. Conduct electronic communication surveillance of the broker dealer and swap dealer activities as well as ... review the following job description:** Responsible for conducting and directing compliance risk oversight of Capital Markets business units such as electronic… more
- Bank of America (Charlotte, NC)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided ... the traders/marketers and other risk and support groups (ie Compliance , Finance, Operations, etc.). Incumbents typically have over five...* The Vice President will work closely with both senior and junior team members within the GMC Specialty… more
- Bank of America (Charlotte, NC)
- …engagement and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes and ... Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North...Active Listening + Adaptability + Issue Management + Monitoring, Surveillance , and Testing + Policies, Procedures, and Guidelines Management… more
- Bank of America (Charlotte, NC)
- …+ Written Communications + Active Listening + Issue Management + Monitoring, Surveillance , and Testing + Regulatory Compliance + Technical Documentation ... the market/price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer (CFO) Group, we also… more
- Bank of America (Charlotte, NC)
- …+ Presentation Skills + Written Communications + Issue Management + Monitoring, Surveillance , and Testing + Regulatory Compliance + Technical Documentation + ... the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer...group within Global Risk Management is looking for a senior risk lead responsible for independent risk oversight of… more
- Bank of America (Charlotte, NC)
- …quality. This role requires partnering effectively with Front Line Units and Global Compliance Operational Risk (GCOR), as well as various teams within GRA/EIT who ... to a broad set of audiences that include key senior stakeholders across the Bank, as well as auditors...our partners. This role partners with the Chief Testing Officer and other EIT functional leads to effectively define… more