- TD Bank (Charlotte, NC)
- …The Control Remediation Quality Assurance Review & Challenge Coordination Senior Business Management Specialist will have appropriate Audit ... the integration of cross functional processes + Position typically deals with senior /executive management + Focus on longer-range planning for functional area… more
- Bank of America (Charlotte, NC)
- Senior Risk & Business Control Specialist Charlotte, North Carolina;Jacksonville, Florida **Job Description:** At Bank of America, we are guided by a common ... management processes to effectively identify, measure, monitor, and control risk, and ensure we have proper Risk Governance...verbal communication skills - ability to tailor messaging to senior management + Able to understand, analyze,… more
- Huntington National Bank (Charlotte, NC)
- Description Control Room Compliance Specialist - Senior This candidate will report directly to the Control Room Manager within Corporate Compliance. The ... to assisting in the ongoing support of a centralized Control Room. The Control Room is responsible...employee trading activities, and the escalation of issues requiring management 's attention. Additionally, the team lead will be required… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Compliance Specialist within the Compliance Program organization. This role will ... partners across all business-aligned Compliance teams and the Independent Risk Management organization. This role will have programmatic responsibilities relating to… more
- Bank of America (Charlotte, NC)
- …other external reviewers + Provide input to top of house reporting for Board and senior management + Drive a culture of continuous improvement by leading or ... Credit Review Senior Portfolio Specialist Dallas, Texas;Stamford, Connecticut;...support conclusions through fact-based analysis and ability to influence senior leaders + Excellent credit analysis, project management… more
- Bank of America (Charlotte, NC)
- …by the Global Economic Sanctions Compliance team. **Line of Business Description:** The Senior Business Control Specialist (SBCS) is an important part ... Sr Business Control Specialist - Global Payment Operations...Framework. This role is responsible for audit and exam management including direct and indirect audit exam interaction, regulatory… more
- Wells Fargo (Charlotte, NC)
- …of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . This tax technical Senior Specialist will support Fiduciary Tax Services as ... transfer tax returns, and tax information reporting returns. The Senior Specialist will also serve as the...preparation experience + 2+ years of Operational Risk and Control Management experience + Demonstrated knowledge of… more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- Senior Specialist , MSAT Department: Validation Location: Monroe, NC START YOUR APPLICATION ... (https://apply.hrmdirect.com/resumedirect/ApplyOnline/Apply.aspx?req\_id=2981422&source=2981422-CJB-0) Position Summary: Glenmark is actively seeking a Senior Specialist , MSAT to join the… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist to join the Auto/Consumer Lending Independent Testing & Validation (IT&V) ... to meet Independent Testing deliverables while leveraging solid understanding of risk management framework and the risk and control environment + Collaborate… more
- Huntington National Bank (Charlotte, NC)
- …quality deliverables. + Communication Skills: Deliver thoughtful and organized messages to senior management , both in writing and verbally. + Relationship ... Description Job Summary We are seeking a Senior Audit Specialist for Quantitative Risk...partnering with internal audit teams (eg, credit risk, risk management , consumer and regional banking) to perform model assurance… more
- Wells Fargo (Charlotte, NC)
- …* Serve as subject matter expert to Wells Fargo Internal Audit staff, senior management , and business partners on regulatory expectations, model risk policy, ... Fargo Internal Audit is seeking a skilled and experienced Senior Lead Quantitative Analytics Specialist to provide...risk models. * Produce quality audit deliverables suitable for senior management and external distribution. * Communicate… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Market Risk Specialist for its Enterprise Counterparty Risk Management (ECRM) Team. The Enterprise ... Management (ECRM) Team within Market and Counterparty Risk Management (MCRM) is responsible for providing independent identification, monitoring, and credible… more
- TD Bank (Charlotte, NC)
- …operating model, lead Agile practices and ceremonies, and other governance and control related activities. The Business Intelligence Specialist manages a diverse ... Experts across the Enterprise Protect organization. Reporting to the Risk Reporting Senior Manager for the Enterprise Protect Risk Factory (EPRF), the candidate will… more
- TIAA (Charlotte, NC)
- The Lead Trust Specialist is responsible for managing a centralized team of Trust Specialists that provide superior customer service to Trust clients and key ... across the business, with respect to administration of accounts, and overall risk management for the division. + Monitors risk metrics and ensures timely, accurate… more
- Truist (Charlotte, NC)
- …documents and ensuring all parties/processes Adhere to banking regulations). Assist the L/C specialist and is able to assume a leadership position for the production ... letter of credit operational unit: 1. Boycott Regulations; Office of Foreign Asset Control (OFAC); Bank Secrecy Act (BSA); Know Your Client (KYC) and Enhanced Due… more
- Truist (Charlotte, NC)
- …Risk and Information Systems Control (Information Systems Audit and Control Association), and/or Project Management certification. **General Description of ... and enterprise level impact with implications and/or resource requirements beyond risk management . Provide informal leadership to others and serves as a resource on… more
- Bank of America (Charlotte, NC)
- …Crimes and Global Compliance - Enterprise Policies and the Enterprise Fraud Risk Management Standards. The Global Financial Crimes ("GFC") Specialist role will ... Global Financial Crimes Specialist Charlotte, North Carolina;Jersey City, New Jersey; New...Bank of America Securities ("BofAS), and Global Wealth Investment Management - Merrill Lynch, Pierce, Fenner & Smith ("MLPFS")… more
- Bank of America (Charlotte, NC)
- …to comprehensive test requirements + Demonstrated ability to interface effectively with Senior management + Strong team player + Responsible for scheduling ... Sampling & Test Development Specialist II Charlotte, North Carolina;Fort Worth, Texas; Atlanta,...2+ years experience with an internal audit, testing, risk management , process improvement, compliance, or front line control… more
- TD Bank (Charlotte, NC)
- …to expand the platform's usability through new hardware and toolsets. The Modelling/Forecasting Senior Specialist is the primary or top technical expert on ... and/or the integration of cross functional processes + Typically deals with senior /executive management + Focuses on longer-range planning for functional area… more
- Bank of America (Charlotte, NC)
- …Sanctions Risk Specialist is responsible for the execution of risk management responsibilities in areas such as sanctions advisory, issues management , and ... role is an individual contributor in the Sanctions Risk Management function. The Sanctions Risk Specialist may...concerns + Ability to have discussions and communicate with senior band 3 executives, respond to auditors and regulators,… more