- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for ... team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:**... issues in Public Finance; and ensure that escalated compliance issues receive immediate senior management attention.… more
- City National Bank (Charlotte, NC)
- ** COMPLIANCE OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** The Senior Compliance Officer is responsible for managing and maintaining assigned ... areas of the compliance program including monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to mitigate … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part of **Corporate & Investment Banking (CIB) Compliance .** ... more about the career areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer will conduct monitoring activities of the front line of… more
- Honeywell (Charlotte, NC)
- As a Sr Export Compliance Officer (IT Lead) here at Honeywell you support the Export Compliance team responsible for IT operations and will report to a ... Sr . Manager, Export Compliance . This position will work closely with Honeywell IT to design and implement new tools to reinforce export compliance … more
- Truist (Charlotte, NC)
- …review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and ... executes compliance risk management activities to reasonably ensure ...and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Truist (Charlotte, NC)
- …review the following job description:** Responsible for conducting and directing compliance risk oversight of Capital Markets business units such as electronic ... issues of regulatory concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with… more
- Truist (Charlotte, NC)
- …the following job description:** Lead the implementation and direct an effective compliance risk management program that sets forth the framework through which the ... their subsidiaries and affiliates shall be overseen to reasonably ensure compliance across activities, products and services. **LOCATION:** **Candidate(s) must be… more
- KPMG (Charlotte, NC)
- **Business Title:** Senior Associate, Consumer Compliance **Requisition Number:** 118209 - 51 **Function:** Advisory **Area of Interest:** **State:** NC ... a career in Advisory. KPMG is currently seeking an Associate/ Senior Associate in Consumer Compliance for our... and safety and soundness regulations, (such as a compliance manager and/or officer , auditor, examiner, advisor,… more
- Bank of America (Charlotte, NC)
- Sr . Credit Products Officer -Dealer Financial Svs Charlotte, North Carolina;Greensboro, North Carolina; Nashville, Tennessee; Atlanta, Georgia; Jacksonville, ... Officers (PMO), serving as a mentor/coach. **Other responsibilities:** + Sr . Credit Products Officer (SCPO) serves as...portfolio to maintain credit quality, and to ensure timely recognition and management of any changes via the use… more
- Bank of America (Charlotte, NC)
- Leasing Credit Sr Officer /Leasing Credit Officer II Hunt Valley, Maryland;Chicago, Illinois; Charlotte, North Carolina; Auburn Hills, Michigan **Job ... + 7+ years experience in commercial banking related role for Leasing Credit Sr Officer , 5+ years experience in commercial banking related role for… more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing and… more
- Bank of America (Charlotte, NC)
- …engagement and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, identifying themes and ... Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North...this team, you will gain exposure to colleagues and senior managers in many business segments (Global Markets, Consumer,… more
- Dominion Energy (Jenkinsville, SC)
- Sr Reactor Operator In Training **Date:** Aug 31, 2024 **Location:** WATERFORD, CT, US, 06385JENKINSVILLE, SC, US, 29065MINERAL, VA, US, 23117SURRY, VA, US, 23883 ... efforts, and commitment to DE&I, please see ourand. **Job Summary** A Senior Reactor Operator in Training position is available in the Operations Department… more
- Syensqo (Rock Hill, SC)
- …in particular to the Group Head of Global Trade and the Group Trade Compliance Officer , on compliance status, risks, and incidents. + **Leadership** ... leading the development, implementation, and management of export controls and sanctions compliance programs across all countries in the Americas region, with a… more
- Bank of America (Charlotte, NC)
- Global Markets Risk Sr Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer...group within Global Risk Management is looking for a senior risk lead responsible for independent risk oversight of… more
- Dentsply Sirona (Charlotte, NC)
- …drive innovation. **Make a difference** -by helping improve oral health worldwide. The Senior Manager of External Reporting will play a leading role in the quarterly ... This is a critical position in the Chief Accounting Officer 's organization and is tasked with supporting the businesses...and execution of key reporting controls to ensure Company compliance with SOX standards. + Monitor the development and… more
- Truist (Charlotte, NC)
- … compliance and strategic risks within those ECFs. The primary difference between a Senior Technology Risk Officer and a Technology Risk Officer is based ... policies and standards for Enterprise-wide application and impact. Provide guidance to senior leaders across the company on critical / significant control failures… more
- Wells Fargo (Charlotte, NC)
- …to CSBB CRO initiatives or advancement of the Wells Fargo CRO execution model. The Senior Lead Enterprise Risk Officer will report directly to the Chief Risk ... the Corporate Risk organization, supporting the Global Treasury Management (GTM), Chief Risk Officer (CRO) Group. The GTM CRO Group works across the GTM Product… more
- City National Bank (Charlotte, NC)
- **INTERNAL CONTROLS OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and objective ... rigor to significant operational risk remediation activities. The ORM Remediation Senior Officer is responsible for challenging the quality, sufficiency,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to support the Chief Operating Officer (COO) Control Management team. ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more