- Eclaro (Charlotte, NC)
- Business Execution Senior Manager Job Number: 24-02979 Bank on a company that will help you reach your career goals. ECLARO is looking for a Business Execution ... Senior Manager for our client in Charlotte, NC. ECLARO's...leader will serve as the CIB Group Third Party Officer and manage the CIB Third Party Risk Management… more
- ManpowerGroup (Charlotte, NC)
- Our client, a leading organization in the export compliance industry, is seeking a Sr Export Compliance Officer to join their team. As a Sr Export ... of State, ITAR and Department of Commerce, EAR regulations. **Job Title:** Sr Export Compliance Officer **Location:** Charlotte, NC **Pay Range:** $35-38 per… more
- Fifth Third Bank, NA (Charlotte, NC)
- …Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures ... Develop and report findings to the Registered Investment Adviser's Senior Management regarding compliance with regulations. +...+ 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer for the **Auto Lending** Business Aligned Compliance (BACO) Team as part of **Consumer ... rules and policies inherent in its business and have established controls to promote compliance . This Lead Compliance Officer will be assigned to support… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer for the Auto Lending Business Aligned Compliance (BACO) Team as part of Consumer ... Lending Compliance . The Lead Compliance Officer will be responsible...thought leader and proactively present concerns and escalations to senior management + MBA, JD, Bachelor's degree, Paralegal degree,… more
- Truist (Charlotte, NC)
- …No additional locations will be considered. Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and ... executes compliance risk management activities to reasonably ensure ...and Analysts. + Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units such as ... issues of regulatory concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with… more
- KPMG (Charlotte, NC)
- **Business Title:** Senior Associate, Consumer Compliance **Requisition Number:** 118208 - 51 **Function:** Advisory **Area of Interest:** **State:** NC ... a career in Advisory. KPMG is currently seeking a Senior Associate in Consumer Compliance for our... and safety and soundness regulations, (such as a compliance manager and/or officer , auditor, examiner, advisor,… more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... world in our world! What you'll do As a Senior Consultant on our Global Trade Advisory team, you...Responsibilities include: + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain.… more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing and… more
- TD Bank (Charlotte, NC)
- …to guidelines and regulatory requirements under control partner direction (eg, Privacy, Legal, Compliance , Office of the Chief Data Officer , etc.) + Accountable ... review/pRCSA) and ensure adherence to guidelines and regulatory requirements under Privacy, Legal, Compliance , and Office of the Chief Data Officer + Oversees… more
- Bank of America (Charlotte, NC)
- Enterprise Financial Risk Sr . Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Chicago, Illinois **Job Description:** At Bank of ... the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer...trading desk and other risk and support groups (ie, Compliance , Finance, Operations, etc.) + Review and Challenge of… more
- ManpowerGroup (Charlotte, NC)
- **Job Title: Sr . Risk Consultant (RCSA- Business/Operations)** **Location:** Charlotte, NC (Hybrid) **Pay Range:** $58.29 per hour **About the Role** We are seeking ... a ** Sr . Risk Consultant (RCSA- Business/Operations)** to join a leading...financial services industry. As part of the Chief Operating Officer (COO) department, this role will provide crucial support… more
- Bank of America (Charlotte, NC)
- Sr Quantitative Finance Manager New York, New York;Jersey City, New Jersey; Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a ... models with global portfolio exposure covering several model purposes requiring compliance with US and international regulations (IFRS9, CECL, EBA stress testing).… more
- US Bank (Charlotte, NC)
- …or related field + FINRA licenses 7, 24, and 63 required; Series 14 ( Compliance Officer Exam) recommended + Knowledge and experience with various types of ... broker-dealer subsidiaries in areas such as strategy, risk management, compliance , operations, finance, employee relations, and regulator relations. Specific… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in Technology Information Security Risk Management (TISRM) Oversight as part ... laws, rules and regs that are not covered by compliance are incorporated into IRM / TISRM oversight activities...presentations and materials summarizing key challenges for executives and senior stakeholders in the front line + Beneficial to… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer in Operational Risk Management as part of the Consumer, Small & Business ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Truist (Charlotte, NC)
- …Board of Directors, Investor Relations, and various regulatory agencies. + Senior Financial Manager role that coordinates financial analysis and reporting process ... and spirit of applicable corporate policies, procedures, processes, standards and regulatory/ compliance requirements. + Takes a new perspective on existing solutions… more
- Truist (Charlotte, NC)
- …Board of Directors, Investor Relations, and various regulatory agencies. + Senior Financial Manager role that coordinates financial analysis and reporting process ... and spirit of applicable corporate policies, procedures, processes, standards and regulatory/ compliance requirements. + Take a new perspective on existing solutions… more
- TIAA (Charlotte, NC)
- …and advises senior management to ensure the company remains in compliance with all rules and regulations. **Key Responsibilities and Duties** + Oversee the ... + Applies advanced knowledge and presents reports of findings and recommendations to senior management to ensure compliance with internal controls across the… more
