• Sr Trade Surveillance

    Bank of America (Charlotte, NC)
    Sr Trade Surveillance Lead Charlotte, North Carolina;Jersey City, New Jersey; New York, New York **Job Description:** At Bank of America, we are guided ... Quality Assurance + Underwriting **Minimum Education Requirement:** Null Job Description: The Sr Trade Surveillance lead , in collaboration with Risk and… more
    Bank of America (05/03/24)
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  • Commodities Trade Surveillance

    Wells Fargo (Charlotte, NC)
    …role: Wells Fargo is seeking a Lead Control Management Officer within Commodities Trade Surveillance . Learn more about our career areas and lines of business ... Global Payments Services, Mortgage Servicing, FCM, and Prime Services businesses. The Trade Surveillance Commodities Subject Matter Expert (SME) will report to… more
    Wells Fargo (07/14/24)
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  • CIB Control - Head of Trade

    Wells Fargo (Charlotte, NC)
    …the overall procurement process for the onboarding or enhancement of Trade Surveillance tools. + Interact with Senior Management of the Bank. Participate in ... this role: Wells Fargo is seeking a Control Management Senior Manager to lead key strategic risk...+ Promptly escalate issues to the Global Head of Trade Surveillance and senior leaders… more
    Wells Fargo (07/14/24)
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  • CIB Control - Head of Trade

    Wells Fargo (Charlotte, NC)
    …Global Payments Services, Mortgage Servicing, FCM, and Prime Services businesses. The Head of Trade Surveillance Governance will report to the Global Head of ... Wells Fargo is seeking a Business Accountability Director to lead key strategic risk initiatives within the CIB (Corporate...Trade Surveillance and will be responsible for… more
    Wells Fargo (07/14/24)
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  • CIB Control - Head of Surveillance Data…

    Wells Fargo (Charlotte, NC)
    …Services businesses. The Data Assurance Director will report to the Global Head of Trade Surveillance and will be responsible for managing and enhancing all ... Wells Fargo is seeking a Data Assurance Director to lead key strategic risk initiatives within the CIB (Corporate...aspects related to Data Assurance within Trade Surveillance . This position will require extensive… more
    Wells Fargo (07/14/24)
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  • Sr Business Controls Specialist Gcaoo QC/QA…

    Bank of America (Charlotte, NC)
    Sr Business Controls Specialist GCAOO QC/QA Testing Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to ... and operations of credit offerings, operational accountability for leasing and trade finance solutions; AML monitoring and refresh of client information; Onboarding… more
    Bank of America (06/15/24)
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  • Compliance & Op Risk Manager - EQ/Futures

    Bank of America (Charlotte, NC)
    …+ Assist in the execution of regular and fundamental reviews of the firm's trade surveillance processes and procedures and implement changes where necessary; + ... surveillance alerts and make recommendations for changes. + Lead "effectiveness reviews" of surveillance alerts to...Help to drive the firm's trade surveillance change program; + Assist with… more
    Bank of America (07/13/24)
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