- Bank of America (Charlotte, NC)
- Audit Director - Regulatory Reporting Atlanta, Georgia;Stamford, Connecticut; East Hartford, Connecticut; Charlotte, North Carolina; Dallas, Texas; ... Minimum 5-7 years at large financial institutions with subject matter expertise in US regulatory reporting (eg Y-14, Y-9C, 009, Y-15, 031), broker dealer … more
- USAA (Charlotte, NC)
- …Come be a part of what makes us so special! **The Opportunity** As a dedicated ** Director , Audit - IT Security** , you will manage the planning, execution and ... the USAA Board of Directors. + Provides effective challenge and approval of audit engagement scoping, planning, fieldwork, and reporting . Provides insight in… more
- Truist (Charlotte, NC)
- …governance b) risk and c) compliance with specific expertise in the areas of audit and compliance in the areas of IAM and PAM. **ESSENTIAL DUTIES AND ... change based on business need + Design and implement audit governance and compliance strategy on time and within...controls, key risk indicators, key performance indicators and metric reporting for IAM and PAM + Review control designs… more
- US Bank (Charlotte, NC)
- …Legal is a management position that supports the Corporate Functions, Regulatory Reporting , and SOX Administration Audit Director . This role supports the ... Audit Director and Senior Audit Director , in providing the Audit... audit leader that has strong knowledge of audit , risk management, and regulatory expectations (eg,… more
- Huntington National Bank (Charlotte, NC)
- …and industry best practices. Duties and Responsibilities: + Partner closely with the Regulatory Reporting Assurance Director and Liquidity Risk Oversight ... is a Remote role within our Core Huntington Footprint. Summary: The Regulatory Reporting Conformance Testing Program provides assurance over the completeness… more
- US Bank (Charlotte, NC)
- …tax professional that will play a key role in US Bank's tax organization. The Director of Tax Reporting and Compliance will manage a wide range of tax ... matters including tax provision, monitoring legislation, research, compliance, and audit defense. The position will partner across the corporate tax function and… more
- City National Bank (Charlotte, NC)
- …that provide the insights. + Relationship Building and Client ExperienceSupports the Audit Director proactively in their ongoing monitoring and discussions with ... of testing performed, and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in meetings, presentations, and/or… more
- City National Bank (Charlotte, NC)
- …that provide the insights. + Relationship Building and Client ExperienceSupports the Audit Director proactively in their ongoing monitoring and discussions with ... of testing performed, and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in meetings, presentations, and/or… more
- City National Bank (Charlotte, NC)
- …that provide the insights. + Relationship Building and Client ExperienceSupports the Audit Director proactively in their ongoing monitoring and discussions with ... of testing performed, and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in meetings, presentations, and/or… more
- US Bank (Charlotte, NC)
- …with examiners and management. + Performing other duties as requested by Senior Audit Director . ** Regulatory Liaison will exhibit:** + Project Management ... excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Regulatory Liaison is a...monitoring the control environment at the company. + Author regulatory status reporting for Board level committees… more
- Citizens (Charlotte, NC)
- Description The Risk Director , Investment Banking is a leadership role on the Commercial Banking Risk team, which is a front-line unit risk function. The Risk ... Director will support the investment banking business of Citizens,...management program including risk identification, assessment and quantification, aggregation reporting , monitoring and control improvement. This includes ensuring the… more
- Wells Fargo (Charlotte, NC)
- …in relevant discipline (eg business). + Independent risk and controls testing, Audit , regulatory and risk management experience. Previous public accounting / ... **About this role:** Wells Fargo is seeking an Executive Director / Sr. Officer - Financial Crimes Testing and Validation (Sr. Lead Independent Testing Officer) in… more
- USAA (Charlotte, NC)
- …initiatives within the business. + 6 years of fraud, compliance, risk, audit , or regulatory related experience with significant accountability for projects, ... continental US with occasional business travel. **The Opportunity** As a dedicated Director , Fraud Prevention Policy you will be working with the Fraud Prevention… more
- Resideo (Charlotte, NC)
- …Operations subject matter teams covering E, S, and G, across the globe to ensure regulatory reporting requirements. + Trains key employee groups on reporting ... regulatory requirements. **JOB DUTIES:** + Monitor the evolving global regulatory ESG reporting landscape and orchestrates various stakeholders in evolving… more
- Truist (Charlotte, NC)
- …objectives and provide a well-controlled business environment that meets internal compliance, audit and governance objectives as well as regulatory requirements. ... are being met and that all practices and procedures meet corporate and regulatory requirements. 7. Accountable for the accurate delivery of fraud risk results,… more
- Wells Fargo (Charlotte, NC)
- …you. Apply today. **About this role:** Wells Fargo is seeking a Control Director responsible for partnering with the business to identify, assess, manage and ... current and emerging risk exposures resulting from business operations. The Control Director leads a team responsible for supporting the design and implementation of… more
- Truist (Charlotte, NC)
- …approving journal entries and reconciliations, and preparing quarterly financials for regulatory reporting and statutory audits. + Understand and review ... Provide expert advice on a broad range of complex accounting and financial reporting issues to Executive Leadership, the BU CFO organization and other members of… more
- Truist (Charlotte, NC)
- …+ Alignment with the CCS GRC, Business Unit Risk Management, Technology Risk, Truist Audit Services and Regulatory Relations, as well as the needs of the ... Policy, standards, key risk indicators, key performance indicators and metric reporting + Continuously incorporate expertise on applying the following user access… more
- Truist (Charlotte, NC)
- …Policy, standards, controls, key risk indicators, key performance indicators and metric reporting + Incorporates governance as it pertains to a) request b) ... d) business unit risk management e) technology risk f) audit and g) external auditors + 10 years' experience...security + 10 years' experience managing the remediation of regulatory matters and internal findings + 10 years' experience… more
- Bank of America (Charlotte, NC)
- …Monitoring. This role is to lead the high number of concurrent Corporate Audits, Regulatory Exams, and Internal Audit issues. With the high number of Compliance ... directed by internal bank policies and require adherence to regulatory and compliance requirements which can involve high $...and manage the communication with Global Regulators and internal Audit Partners. + Provide regular reporting to… more