- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first, ... manage 1-2 analysts and typically reports directly to the Business Unit Compliance Group Manager,...quality assurance/control, audit or other related compliance function specific to a line of business … more
- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Analyst is a first line of defense risk ... management function that ensures that business ...Quality Assurance/Control, Audit, or other related compliance function specific to a line of business … more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... expertise and oversight, working closely with various partners across all business -aligned Compliance teams and the Independent Risk Management organization.… more
- Bank of America (Charlotte, NC)
- … trade surveillance and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... a timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable… more
- Bank of America (Charlotte, NC)
- …defense compliance and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... a timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable… more
- Bank of America (Charlotte, NC)
- …of defense compliance and operational risk oversight for a Front-Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... and Guidelines Management + Active Listening + Advisory + Business Process Analysis + Written Communications This job is... compliance and operational risk oversight of Front-Line Unit or Control Function performance and any… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... part of **Corporate & Investment Banking (CIB) Compliance .** As the Lead Compliance Officer, you will support the business aligned compliance functions… more
- Fifth Third Bank, NA (Charlotte, NC)
- …from other units as needed, such as the Legal Department, Audit Department or Business Unit . OTHER SKILLS: + Possesses ability to maintain professional composure ... a career in banking at Fifth Third Bank. GENERAL FUNCTION : Chief Compliance Officer, this position is...business leaders to ensure the implementation of effective compliance programs across the Bancorp and related lines of… more
- Truist (Charlotte, NC)
- …with 2 or more regulations related to assigned Business Units or function 3. 7 years' compliance experience in banking or financial service industry ... enhance reporting, controls, processes, etc. across the organization or within a given business unit to ensure statistical efficiency, data integrity and system… more
- Truist (Charlotte, NC)
- …and regulations applicable to coverage areas and provide regulatory guidance to assigned business unit and/or function associates. 2. Review regulatory ... of America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or functions.… more
- Truist (Charlotte, NC)
- …compliance actual and emerging risk scenarios within the Fixed Income Sales & Trading business unit and/or functions. 4. Take lead of the Fixed Income Sales & ... the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business...Trading Surveillance function within the Compliance team which includes… more
- Bank of America (Charlotte, NC)
- …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... Skills:** + Bachelor's Degree or equivalent experience + 7 years minimum of business and functional experience in a Risk Management/ Compliance /Audit role or a… more
- Truist (Charlotte, NC)
- …Group. Prepare data sharing and data delivery agreements for data sharing outside given Business Unit or Corporate Group, and specifically delineate what data is ... business critical processes across a line of business or corporate function . This includes overseeing...retention, and data destruction requirements for CDEs for corresponding Business Unit or Corporate functions in collaboration… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... and exercise judgment within defined parameters while developing understanding of function , policies, procedures, records, and other business information +… more
- Bank of America (Charlotte, NC)
- …products, in accordance with policies established by the Global Economic Sanctions Compliance team. **Line of Business Description:** The Senior Business ... control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF)....+ Minimum 3+ years of experience in the Audit, Compliance , or Risk function of a large… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... efficiencies as appropriate + Review strategic approaches and effectiveness of support function and business performance + Perform assessments through fact… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... offers a strategic technology perspective to the lines of business and products we support. We are a customer...strategic counselor to executive leadership and their team. + Function as an operational linchpin and strategic facilitator fundamental… more
- Wells Fargo (Charlotte, NC)
- …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... Exercise independent judgment while developing the knowledge to understand function , policies, procedures, and compliance requirements **Required… more
- Huntington National Bank (Charlotte, NC)
- …underwriting Business Banking loans to determine credit worthiness and compliance with Bank lending policy. Duties and Responsibilities: + Supports Business ... Summary: The Business Banking Underwriter IV is responsible for...knowledge and expertise to represent direct manager outside of function group as needed. + Collaborate with both credit… more
- Truist (Charlotte, NC)
- …Perform risk management and compliance monitoring and testing for assigned business unit /corporate function . Monitoring programs will include, but are ... abreast of procedures and regulatory changes applicable to assigned business unit (s). 6. Recommend process improvements based on compliance monitoring and/or… more