• HMDA Compliance Manager

    Regions Bank (Charlotte, NC)
    …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first, ... manage 1-2 analysts and typically reports directly to the Business Unit Compliance Group Manager,...quality assurance/control, audit or other related compliance function specific to a line of business more
    Regions Bank (12/08/24)
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  • Business Unit Compliance

    Regions Bank (Charlotte, NC)
    …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Compliance Analyst is a first line of defense risk ... management function that ensures that business ...Quality Assurance/Control, Audit, or other related compliance function specific to a line of business more
    Regions Bank (12/11/24)
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  • Senior Compliance Specialist - Risk…

    Wells Fargo (Charlotte, NC)
    …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... expertise and oversight, working closely with various partners across all business -aligned Compliance teams and the Independent Risk Management organization.… more
    Wells Fargo (12/20/24)
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  • Compliance and Operational Risk Manager

    Bank of America (Charlotte, NC)
    … trade surveillance and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... a timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable… more
    Bank of America (10/31/24)
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  • Compliance and Operational Risk Manager-…

    Bank of America (Charlotte, NC)
    …defense compliance and operational risk oversight for a Front Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... a timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable… more
    Bank of America (12/21/24)
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  • Compliance and Operational Risk Specialist…

    Bank of America (Charlotte, NC)
    …of defense compliance and operational risk oversight for a Front-Line Unit , Control Function , and/or Third Parties. Key responsibilities include ensuring ... and Guidelines Management + Active Listening + Advisory + Business Process Analysis + Written Communications This job is... compliance and operational risk oversight of Front-Line Unit or Control Function performance and any… more
    Bank of America (12/21/24)
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  • Lead Compliance Officer - Fixed Income

    Wells Fargo (Charlotte, NC)
    …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... part of **Corporate & Investment Banking (CIB) Compliance .** As the Lead Compliance Officer, you will support the business aligned compliance functions… more
    Wells Fargo (12/17/24)
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  • Chief Compliance Officer - Fifth Third…

    Fifth Third Bank, NA (Charlotte, NC)
    …from other units as needed, such as the Legal Department, Audit Department or Business Unit . OTHER SKILLS: + Possesses ability to maintain professional composure ... a career in banking at Fifth Third Bank. GENERAL FUNCTION : Chief Compliance Officer, this position is...business leaders to ensure the implementation of effective compliance programs across the Bancorp and related lines of… more
    Fifth Third Bank, NA (12/14/24)
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  • CRA/Community Development Compliance

    Truist (Charlotte, NC)
    …with 2 or more regulations related to assigned Business Units or function 3. 7 years' compliance experience in banking or financial service industry ... enhance reporting, controls, processes, etc. across the organization or within a given business unit to ensure statistical efficiency, data integrity and system… more
    Truist (11/02/24)
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  • Compliance Officer

    Truist (Charlotte, NC)
    …and regulations applicable to coverage areas and provide regulatory guidance to assigned business unit and/or function associates. 2. Review regulatory ... of America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or functions.… more
    Truist (11/07/24)
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  • Senior Compliance Officer- Surveillance…

    Truist (Charlotte, NC)
    compliance actual and emerging risk scenarios within the Fixed Income Sales & Trading business unit and/or functions. 4. Take lead of the Fixed Income Sales & ... the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business...Trading Surveillance function within the Compliance team which includes… more
    Truist (10/11/24)
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  • Enterprise Privacy Compliance & Operational…

    Bank of America (Charlotte, NC)
    …provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any related third party/vendor ... Skills:** + Bachelor's Degree or equivalent experience + 7 years minimum of business and functional experience in a Risk Management/ Compliance /Audit role or a… more
    Bank of America (10/22/24)
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  • Business Data Steward Manager

    Truist (Charlotte, NC)
    …Group. Prepare data sharing and data delivery agreements for data sharing outside given Business Unit or Corporate Group, and specifically delineate what data is ... business critical processes across a line of business or corporate function . This includes overseeing...retention, and data destruction requirements for CDEs for corresponding Business Unit or Corporate functions in collaboration… more
    Truist (12/14/24)
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  • TRIG Business Accountability Associate

    Wells Fargo (Charlotte, NC)
    …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... and exercise judgment within defined parameters while developing understanding of function , policies, procedures, records, and other business information +… more
    Wells Fargo (12/20/24)
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  • Sr Business Control Specialist - Global…

    Bank of America (Charlotte, NC)
    …products, in accordance with policies established by the Global Economic Sanctions Compliance team. **Line of Business Description:** The Senior Business ... control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF)....+ Minimum 3+ years of experience in the Audit, Compliance , or Risk function of a large… more
    Bank of America (10/31/24)
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  • Lead Business Execution Consultant - (Lead…

    Wells Fargo (Charlotte, NC)
    …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... efficiencies as appropriate + Review strategic approaches and effectiveness of support function and business performance + Perform assessments through fact… more
    Wells Fargo (12/20/24)
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  • Senior Lead Technology Business Services…

    Wells Fargo (Charlotte, NC)
    …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... offers a strategic technology perspective to the lines of business and products we support. We are a customer...strategic counselor to executive leadership and their team. + Function as an operational linchpin and strategic facilitator fundamental… more
    Wells Fargo (12/17/24)
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  • Business Relationship Support…

    Wells Fargo (Charlotte, NC)
    …as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. Candidates ... Exercise independent judgment while developing the knowledge to understand function , policies, procedures, and compliance requirements **Required… more
    Wells Fargo (12/20/24)
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  • Business Banking Underwriter IV

    Huntington National Bank (Charlotte, NC)
    …underwriting Business Banking loans to determine credit worthiness and compliance with Bank lending policy. Duties and Responsibilities: + Supports Business ... Summary: The Business Banking Underwriter IV is responsible for...knowledge and expertise to represent direct manager outside of function group as needed. + Collaborate with both credit… more
    Huntington National Bank (12/05/24)
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  • GCO Senior Controls Testing Analyst

    Truist (Charlotte, NC)
    …Perform risk management and compliance monitoring and testing for assigned business unit /corporate function . Monitoring programs will include, but are ... abreast of procedures and regulatory changes applicable to assigned business unit (s). 6. Recommend process improvements based on compliance monitoring and/or… more
    Truist (12/03/24)
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