- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... & Financial Analytics. + Experience with Data Governance & Reporting (FR Y-14A/Q/M). + Command of market ...15+ years of experience in financial risk management or regulatory reporting within a technology organization at… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...practices. + Regulatory Expertise: Strong understanding of regulatory reporting , revenue analytics, P\&L attribution, and… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... leader to lead the strategic initiative, reduce time to market , and help successfully deliver on the regulatory...cross-functional teams to understand business requirements. - Knowledge of Market Risk, VaR, Credit Risk, Reporting , etc.… more
- SMBC (Charlotte, NC)
- …supporting technology solutions that include trade and market surveillance, regulatory compliance, and internal metrics reporting . This position anchors ... include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... coordinate the delivery of complex technology initiatives across our Capital Markets domain. This role is pivotal...Markets , with strong understanding of trading, risk, and regulatory environments. + 3+ years of experience as a… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... surveillance, compliance metrics, and analytics dashboards. It impacts business-critical reporting and regulatory adherence, influencing risk management and… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...reducing compliance risk by strengthening data integrity and security. Reporting structure: reports to AML Market Technology… more
- SMBC (Charlotte, NC)
- …pipelines and a cloud-native data platform that powers real-time compliance analytics and regulatory reporting across global markets . Work collaboratively as ... include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- Insight Global (Charlotte, NC)
- …Policy: https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements 5+ years of financial/ capital markets products experience in the investment ... banking industry, specifically data analytics experience. JIRA or SQL experience. Regulatory reporting exposure. Testing experience (system processes, etc.). more
- TD Bank (Charlotte, NC)
- …to easy-to-understand messages + Ability to develop framework to measure and enhance regulatory capital reporting and calculations + Experience assessing ... point of contact for internal audit, regulatory reporting deliverables, and governance activities related to capital...+ Invests the Bank's surplus cash in appropriate money market instruments + Buys options to protect against adverse… more
- Capital One (Charlotte, NC)
- Capital Markets Senior Associate Are you looking for a challenging role that includes the convenience of working virtually at home? Then a Capital One ... within 50 miles driving distance from one of our Capital One hubs in Charlotte, NC or Plano, TX....Derivatives Operations and trade life cycles + Experience with Regulatory Reporting + Contribute to action plans… more
- Equitable (Charlotte, NC)
- Capital Markets Analyst ( 250000O2 ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-NY-New York **Organization** : ... and banking partners + Keep up to date with capital markets , credit ratings, interest rates, and...investments business; ability to analyze and evaluate asset types, market and industry trends, major issues, and regulatory… more
- Regions Bank (Charlotte, NC)
- …established policy and underwriting standards + Monitor performance of the Real Estate Capital Markets portfolio by review and approval of portfolio and asset ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule...risk ratings + Partner with associates across Real Estate Capital Markets to identify, monitor, mitigate and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Capital Markets Middle Office Associate to join the Derivative Collateral Management department. **In this role, ... assist with user acceptance testing **Required Qualifications:** + 6+ months of Capital Markets industry experience, or equivalent demonstrated through one or… more
- Manulife (Charlotte, NC)
- Reporting to AVP - Private Markets Operations, the Director, Private Markets , Timber and Agriculture, will oversee the accuracy of the books and records of ... and Compliance to maintain operational excellence and deliver accurate, high-quality reporting . The Private Markets Investment Operations team supports… more
- PNC (Charlotte, NC)
- …Management, Law or a related field. * Minimum of 10 years of experience in capital markets , risk management, or regulatory oversight. * Strong understanding ... success. As a Capital and Transversal Risk Team Lead within PNC's Market Risk organization, you will be based in New York, NY, Pittsburgh, PA, Charlotte,… more
- Manulife (Charlotte, NC)
- Reporting to AVP - Private Markets Operations, the Director, Private Markets , Timber and Agriculture, will oversee the accuracy of the books and records of ... and Compliance to maintain operational excellence and deliver accurate, high-quality reporting . The Private Markets Investment Operations team supports… more
- Bank of America (Charlotte, NC)
- …+ Understanding of money laundering and sanctions risks in trading and capital markets , including risks arising from third-party intermediaries, client ... products. + Awareness of financial crime risks specific to markets activities, such as market abuse, insider...II, Dodd-Frank, FATF, and local AML/CTF requirements applicable to capital markets . + Conceptual understanding of surveillance… more
- PNC (Charlotte, NC)
- …and reserve account disbursements. May assist in the preparation of periodic reporting including investor, internal and regulatory reports. May perform covenant ... are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering...Support Analyst Senior within PNC's Midland Loan Servicing Investor Reporting organization, you will be based within the PNC… more
