- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Manager - Operational Resiliency Charlotte, North Carolina;Atlanta, Georgia; Plano, Texas; Plymouth, Massachusetts; ... Role Responsibilities:** The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) Manager is a subject matter expert on specific… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Global Markets and Financial Risk Charlotte, North Carolina;Pennington, New Jersey; Newark, Delaware; ... Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is responsible for engaging in activities to… more
- Bank of America (Charlotte, NC)
- …Risk (MRM) & Global Risk Analytics (GRA) Compliance and Operational Risk Manager Charlotte, North Carolina;Newark, Delaware; Plano, Texas **Job ... job is responsible for executing second line of defense compliance and operational risk oversight...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided ... job is responsible for executing second line of defense compliance and operational risk oversight...day to day Control Room processes. + Assist AMRS manager in Quality Assurance reviews for the AMRS team.… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Strategy and Initiatives Charlotte, North Carolina;Atlanta, Georgia; Plano, Texas **Job Description:** At Bank ... for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational… more
- Bank of America (Charlotte, NC)
- EAC Compliance and Operational Risk Manager - Enterprise Data Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...new and emerging risks. **Role Overview:** The EDR EAC Manager is responsible for engaging stakeholders from Enterprise Data,… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- Robert Half (Charlotte, NC)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION CHARLOTTE ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... is looking for a Risk and Compliance Manager to join our growing Operational Enterprise Risk team. Protiviti's Financial Services practice is widely… more
- Grant Thornton LLP (Charlotte, NC)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... handling compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk management, consumer protection… more
- Grant Thornton LLP (Charlotte, NC)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... handling compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk management, consumer protection… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing Shared ... a timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per requirements.… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing Shared ... a timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per requirements.… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist Charlotte, North Carolina;Chicago, Illinois **Job Description:** **At Bank of America, we are guided by a common ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...convey the "why" and connects contributions to business results.** ** Risk Manager : Leads and encourages the identification,… more
- Truist (Charlotte, NC)
- … risk management experience in financial services related field. + Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced ... a team with the execution and management of model risk program activities spanning a portfolio of models. In...regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance , Operational , Reputation and Strategic Risks. +… more
- Regions Bank (Charlotte, NC)
- …written communication, and organizational skills + The R2 Enterprise Risk Testing Manager will provide day to day compliance testing support to the R2 ... of the system. **Job Description:** At Regions, the Enterprise Risk Testing Manager is a second line...complex organizational and process issues to isolate regulatory or operational risk exposure. + Ability to build… more
- US Bank (Charlotte, NC)
- …**Job Description** -Partners with leaders in their assigned Line of Business, - Risk / Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending on ... more than eight years of applicable experience -Considerable knowledge of Risk / Compliance /Audit competencies -CPA, CIA, CISA, and/or CTPRP certifications… more
- Grant Thornton LLP (Charlotte, NC)
- As a Banking Compliance Risk Manager , you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... ability handling compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk management, and consumer… more
- Bank of America (Charlotte, NC)
- …is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... involves developing risk management strategies and ensuring compliance with regulatory standards. The manager will...financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR)… more
- TD Bank (Charlotte, NC)
- …Financial Crime Risk Management **Job Description:** **Job Description :** The Manager , AML Financial Crime Risk Oversight oversees the team and leads ... and enhancing their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and… more
- US Bank (Charlotte, NC)
- …to a Manager , Third Party Portfolio Management, the Third-Party Portfolio Risk Manager (TPPRM) partners with Product Service Owners (PSOs) in assigned ... Business Lines (BL), BL Chief Risk Officers (CRO) staff, Risk / Compliance /Audit.... - Strong partnership and relationship building within RM&C, Operational Risk , Risk & Control… more