- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... Operational Risk , is looking for a Compliance and Operational Risk Specialist to provide second-line oversight of NFRR for the America's (AMRS)… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help ... power to make a difference. Join us! The Compliance & Operational Risk (C&OR) Specialist is responsible for maintaining enterprise-wide oversight of… more
- Bank of America (Charlotte, NC)
- …Process Management The NFRR Enterprise Area of Coverage (NFRR EAC) Compliance & Operational Risk (C&OR) Specialist is an individual contributor member of ... EAC Compliance & Op Risk Specialist...EAC Compliance & Op Risk Specialist Pennington, New Jersey;Charlotte, North...the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and… more
- Bank of America (Charlotte, NC)
- … and Operational Risk , is looking for a Compliance and Operational Risk Specialist to provide second-line oversight of NFRR for the America's ... EAC Compliance & Ops Risk Specialist...EAC Compliance & Ops Risk Specialist Chicago, Illinois;Charlotte, North Carolina...the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and… more
- US Bank (Charlotte, NC)
- …is a second line of defense function and sits within the Risk Management & Compliance area of the bank. The RCSA Specialist partners with business line and ... Control Self-Assessment (RCSA) program is part of US Bank's Operational Risk Management framework and is designed...and oversee the RCSA program. Also partners with other Risk / Compliance /Audit (RCA) professionals, and RCA Managers to… more
- Bank of America (Charlotte, NC)
- Sr Ops Control Specialist - High Risk Detection Charlotte, North Carolina;Fort Worth, Texas **Job Description:** At Bank of America, we are guided by a common ... Specialist role is on the Consumer AML High Risk Detection team within Global Operations. Conducts routine to...operational lead experience, a plus. + AML or compliance based knowledge is an advantage for this role.… more
- Huntington National Bank (Charlotte, NC)
- …experience within risk management, accounting, audit, operational risk , model development or regulatory compliance Preferred Qualifications: + Close ... Description Summary:The Risk Governance Specialist Sr. manages the...or capital market valuation. They ensure teams are in compliance with model policy -- model inventory, model documentation… more
- Bank of America (Charlotte, NC)
- …ability to recognize all risk categories including credit, market, operational , and compliance . Responsibilities: + Assists in establishing and overseeing ... Risk Management Sr. Specialist Charlotte, North...Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours… more
- Bank of America (Charlotte, NC)
- …ability to recognize all risk categories including credit, market, operational , and compliance . Responsibilities: + Assists with quality assurance activities ... Risk Management Sr Specialist Charlotte, North...Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours… more
- Wells Fargo (Charlotte, NC)
- …underwriting, servicing, and loss mitigation activities. The Senior Compliance Specialist will work directly with business, independent risk management, ... **About this role:** Wells Fargo is seeking a Senior Compliance Specialist to join the Home Lending...applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following… more
- Bank of America (Charlotte, NC)
- … Management Standards. The GFC Specialist assists in engaging other Compliance and Operational Risk ("C&OR") officers, including horizontal coverage ... and operational risks in alignment with the Compliance and Operational Risk Management...management of processes unique to economic sanctions. The Sanctions Risk Specialist is a function within GES… more
- Bank of America (Charlotte, NC)
- …and enterprise level. The GFC Specialist assists in engaging other Compliance and Operational Risk ("C&OR") officers, including horizontal coverage ... and operational risks in alignment with the Compliance and Operational Risk Management...Compliance - Enterprise Policies ("GC Policy"). The GFC Specialist contributes to the identification of themes and trends… more
- Bank of America (Charlotte, NC)
- …supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... and operational risks in alignment with the Compliance and Operational Risk Management...Risk Management Standards. The Global Financial Crimes ("GFC") Specialist , under supervision, assists Global Economic Sanctions executives and… more
- Bank of America (Charlotte, NC)
- …supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... and operational risks in alignment with the Compliance and Operational Risk Management... Specialist will engage with Global Financial Crimes Risk Managers, Financial Crimes Investigators, Compliance and… more
- Bank of America (Charlotte, NC)
- …supporting the execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities ... Global Financial Crimes Specialist - Global Markets - US and Global...and operational risks in alignment with the Compliance and Operational Risk Management… more
- Wells Fargo (Charlotte, NC)
- …experience within a Compliance /Regulatory oversight, AML/KYC, Client Data management or Operational risk team is preferred. + 5+ years of experience ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Bank of America (Charlotte, NC)
- …systems to surveillance alert generation. + Serve as technical liaison for GBAM Compliance and Operational Risk groups regionally on interactions with ... + Manage the Surveillance Technology Book-of-Work. **Global Surveillance Strategy Specialist - Role Description** + Assist in the execution...Support team efforts to provide technical liaison for GBAM Compliance and Operational Risk groups… more
- Wells Fargo (Charlotte, NC)
- …risk culture that identifies and provides oversight and escalation of existing and emerging compliance and operational risk issues. + Create a culture of ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …risk culture that identifies and provides oversight and escalation of existing and emerging compliance and operational risk issues. + Create a culture of ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more