- Dexian - Signature Consultants (Charlotte, NC)
- …o Front office o Middle office o Finance o Operations o Regulatory and Operational Compliance o Risk (market, credit, capital, liquidity, etc )Candidate ... team for different account setup and matching rulesPerformed UAT testing for sample account and provide feedback to BU/development teamRequirements:Candidate… more
- USAA (Charlotte, NC)
- …so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Lead supports the Second Line of… more
- USAA (Charlotte, NC)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- USAA (Charlotte, NC)
- …part of what makes us so special! **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst Lead, you will be a member of the ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance). + Expert knowledge of… more
- Wells Fargo (Charlotte, NC)
- …Officer will be accountable for developing and executing independent operational and compliance risk control testing focusing on emerging issues and ... will:** + Lead teams that plan and execute compliance and operational risk control testing and is accountable for conducting end-to-end business process… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- Wells Fargo (Charlotte, NC)
- …+ Strategic Risk * Non-Financial Risk Track + Compliance + Independent Testing & Validation + Operational Risk + Strategic Risk **In this ... data using SAS, SQL, and/or Python + Knowledge and/or experience in compliance , operational risk , and/or experience in the financial services industry +… more
- Wells Fargo (Charlotte, NC)
- …+ Strategic Risk * Non-Financial Risk Track + Compliance + Independent Testing & Validation + Operational Risk + Strategic Risk **In this ... using Microsoft Office suite of products + Knowledge and/or experience in compliance , operational risk , and/or experience in the financial services industry… more
- Bank of America (Charlotte, NC)
- Enterprise Independent Testing (EIT) Compliance and Operational Risk Manager Charlotte, North Carolina;Pennington, New Jersey **Job Description:** At ... job is responsible for executing second line of defense compliance and operational risk oversight...the Global Compliance & Operational Risk Program with an emphasis on monitoring, testing… more
- Regions Bank (Charlotte, NC)
- …verbal, written communication, and organizational skills + The R2 Enterprise Risk Testing Manager will provide day to day compliance testing support ... + Leads collaboration with Compliance and Non-Financial Risk executives in executing the testing program...complex organizational and process issues to isolate regulatory or operational risk exposure. + Ability to build… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist Chicago, Illinois;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...+ Adaptability + Issue Management + Monitoring, Surveillance, and Testing + Policies, Procedures, and Guidelines Management + Advisory… more
- Bank of America (Charlotte, NC)
- EAC Compliance and Operational Risk ...units for ongoing oversight. + Establish, inspect, and maintain risk owned testing to identify emerging risks. ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...processes + Knowledge of control design, test design and testing of operational effectiveness **Shift:** 1st shift… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... job is responsible for executing second line of defense compliance and operational risk oversight...plans, executes and / or oversees execution of independent risk monitoring, testing and risk … more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Specialist- Control Room Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...+ Adaptability + Issue Management + Monitoring, Surveillance, and Testing + Policies, Procedures, and Guidelines Management + Advisory… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...units for ongoing oversight. + Establish, inspect, and maintain risk owned testing to identify emerging risks. ... responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- Bank of America (Charlotte, NC)
- EAC Compliance and Operational Risk ...experience with compliance and operational risk principles and concepts, including controls testing , ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...The candidate will be responsible for developing and executing Risk oversight activities (eg, monitoring, testing and… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... - Global Compliance and Operational Risk Charlotte, North Carolina;Dallas, Texas; Pennington, New Jersey; Plano,...**Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- Robert Half (Charlotte, NC)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION CHARLOTTE ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... Protiviti is looking for a Risk and Compliance Manager to join our growing Operational ...testing , and reporting. + Collaborate with internal audit, compliance , and other stakeholders to ensure alignment of … more