- USAA (Charlotte, NC)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- USAA (Charlotte, NC)
- …part of what makes us so special! **The Opportunity** As a dedicated Compliance and Operational Risk Testing Analyst Lead, you will be a member of the ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance). + Expert knowledge of… more
- USAA (Charlotte, NC)
- …position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst drives independent testing under the ... papers to support conclusions. + Completes assigned compliance and operational risk testing activities in accordance with established timelines and high… more
- Wells Fargo (Charlotte, NC)
- …Officer will be accountable for developing and executing independent operational and compliance risk control testing focusing on emerging issues and ... will:** + Lead teams that plan and execute compliance and operational risk control testing and is accountable for conducting end-to-end business process… more
- Bank of America (Charlotte, NC)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- Bank of America (Charlotte, NC)
- Enterprise Independent Testing (EIT) Compliance and Operational Risk Manager Charlotte, North Carolina;Pennington, New Jersey **Job Description:** At ... job is responsible for executing second line of defense compliance and operational risk oversight...the Global Compliance & Operational Risk Program with an emphasis on monitoring, testing… more
- Bank of America (Charlotte, NC)
- CFO Compliance and Operational Risk ...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + ... Description:** This job is responsible for contributing to the Compliance and Operational Risk team...The candidate will be responsible for developing and executing Risk oversight activities (ie monitoring, testing and… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...units for ongoing oversight. + Establish, inspect, and maintain risk owned testing to identify emerging risks. ... responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and … more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... Technology. This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function,… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- Robert Half (Charlotte, NC)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION CHARLOTTE ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... Protiviti is looking for a Risk and Compliance Manager to join our growing Operational ...testing , and reporting. + Collaborate with internal audit, compliance , and other stakeholders to ensure alignment of … more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Testing & Validation (IT&V) group within the Corporate Risk organization. Learn more about the career areas and...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- US Bank (Charlotte, NC)
- …a part of the build and implementation of Independent Risk Review and Assessment's operational risk testing program. Operational Risk Management ... and stress testing across the Company. The Operational Risk Review (ORR) Analyst ("Analyst") is...responsibilities include working with the business lines and other Risk , Compliance , and Audit professionals across the… more
- Wells Fargo (Charlotte, NC)
- …and control self-assessments (RCSA), operational risk events, scenario analysis, operational risk capital and stress testing and other critical ... Management experience **Desired Qualifications:** + 10+ years of experience in compliance , operational risk management (includes audit, legal, credit risk… more
- US Bank (Charlotte, NC)
- … Manager is responsible for management and execution of compliance related testing activities within the Independent Risk Review and Assessment (IRRA) second ... Compliance Quality Assurance (CQA) Senior Testing...responsibilities include partnering with the business lines and other Risk , Compliance , and Audit Professionals to help… more
- City National Bank (Charlotte, NC)
- …teamwork, and collaboration with key stakeholder including Second Line (eg Enterprise Risk Management, Operational Risk Management, Third-Party Risk ... + Bachelor's Degree or equivalent + Minimum 8 years of Business Continuity Management, Operational Risk or Resilience assurance and / or oversight, or business… more
- Bank of America (Charlotte, NC)
- …Laundering (GB & GM AML) organization and program. This role requires a strong operational risk and compliance background, and understanding of AML ... for remediation. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and… more
- Deloitte (Charlotte, NC)
- …prioritize business, operational , regulatory, and technology risks as well as risk mitigation strategies for our clients + Understand the impact of key ... complex ideas clearly and persuasively across a variety of strategic, operational , technological, and risk management matters. Required Qualifications +… more
- TD Bank (Charlotte, NC)
- …oversight, advisory support/services and act as an oversight function related to TD's enterprise/ operational Risk programs. Acts as a thought leader for all ... validation and approval of Retail capital, allowance and stress testing models, credit risk scorecard models, Pre-Provision...+ Meets with business partners and leaders to determine Risk strategies and compliance culture + Takes… more