- City National Bank (Charlotte, NC)
- **MANAGER INTERNAL CONTROL TESTING ** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and objective ... gaps to appropriate stakeholders + Demonstrate understanding of operational risk, control testing methodologies, and related regulatory and compliance standards… more
- Wells Fargo (Charlotte, NC)
- …planning & analysis, cost allocations, stress testing , product control and pricing, international business/regional reporting , Treasury support activities, ... SEC and regulatory reporting , and internal control frameworks for financial reporting . **In this...risk and control environment that influence and lead enterprise testing to meet deliverables and… more
- Wells Fargo (Charlotte, NC)
- …standards, and executing group-specific testing . The Financial Crimes Independent Testing and Validation (IT&V) Targeted Risk and Control Evaluation (TRACE) ... crimes risk and related reviews such as Risk and Control Self-Assessment (RCSA) testing to independently evaluate...other applicable policies. + Resolve moderately complex issues and lead team to meet Independent Testing deliverables… more
- Bank of America (Charlotte, NC)
- Quality Assurance Lead for Global Regulatory Reporting - US Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... Reporting (GRR) Team within the CFO Global Financial Control (GFC) department. GRR's purpose is to drive high... testing activities (eg Controls, Conformance, Data Profiling testing ) to ensure accurate and well-controlled reporting .… more
- USAA (Charlotte, NC)
- …and driving best practice risk testing or auditing techniques (eg, transactional testing , control testing , substantive testing , etc.) across the ... are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Lead -CFO to work a hybrid...the execution of ongoing evaluations of the risk and control environment. This individual partners with various stakeholders across… more
- Bank of America (Charlotte, NC)
- Global Regulatory Reporting Observation Management Lead Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to ... a difference. Join us! **Job Description:** The Global Regulatory Reporting (GRR) function, a part of the Global Financial... (GRR) function, a part of the Global Financial Control organization within the CFO Group, is responsible for… more
- Wells Fargo (Charlotte, NC)
- …lines of business at wellsfargojobs.com **About this role:** Wells Fargo is seeking a Lead Control Management Officer. The Wells Fargo Business Control ... provide guidance in developing and implementing risk-mitigating strategies + Lead Control Management project or virtual teams...assurance and control routines, and risk and control metrics and reporting . + Knowledge of… more
- Wells Fargo (Charlotte, NC)
- …planning & analysis, cost allocations, stress testing , product control and pricing, international business/regional reporting , Treasury support activities, ... SEC and regulatory reporting , and internal control frameworks for financial reporting . **In this...this role, you will:** + Serving in either a testing execution and/or lead capacity, participating in… more
- Truist (Charlotte, NC)
- …Align policy, standards, controls, key risk indicators, key performance indicators and metric reporting for IAM and PAM + Review control designs and ... auditors as well as liaise with IAM and PAM control owners to ensure requests and deliverables are met...to Information Security + Deep understanding of controls and testing standards, ITGC controls design and effectiveness + Experience… more
- Bank of America (Charlotte, NC)
- …Global Regulatory Reporting (GRR) Team within the CFO Global Financial Control (GFC) department. GRR's purpose is to drive high quality regulatory reports ... independent QA testing activities (eg Controls, Conformance, Data Profiling testing ) to ensure accurate and well-controlled reporting and for reviewing… more
- Wells Fargo (Charlotte, NC)
- …resolve issues and achieve goals + Perform the following for Business Process Automated Control testing : + Lead walkthroughs of significant processes to ... implementation of key risk initiatives + Plan, execute, or provide oversight for control testing and monitoring involving complex subject matter or control… more
- Bank of America (Charlotte, NC)
- …assigned audit testing responsibilities and identify opportunities to automate testing or create continuous monitoring. + Identifies control deficiencies, ... Audit Supervisor, Global Market Ops, NFRR, Tax & Credit Reporting Ops Charlotte, North Carolina;Atlanta, Georgia **Job Description:** At Bank of America, we are… more
- Bank of America (Charlotte, NC)
- …and submit redlined test scripts for Simple Path processing + Point-of-contact for Support Lead or assist Testing Lead when needed **Required Education & ... Units (FLUs) and Control Functions (CFs), enabling more efficient and effective testing . EIT is transforming the way testing is built and executed with… more
- Bank of America (Charlotte, NC)
- Audit Supervisor - Accounting / Finance / Reporting Charlotte, North Carolina;Dallas, Texas; Boston, Massachusetts; Providence, Rhode Island; Wilmington, Delaware ... establishing business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product,… more
- Bank of America (Charlotte, NC)
- …skepticism and ability to partner with a third-party vendor to develop effective testing approaches in a regulatory reporting environment + Strong controls ... Global Regulatory Reporting Conformance Program & Observation Management Executive Charlotte,... (GRR) function, a part of the Global Financial Control organization within the CFO Group, is responsible for… more
- Bank of America (Charlotte, NC)
- …contributes to the identification of themes and trends at the front line unit, control function and enterprise level. The Testing Manager IC proactively manages ... Testing Manager IC is accountable for quality testing execution, reporting and analysis of results....reporting and analysis of results. This role may lead , contribute and participate in multiple special projects as… more
- Bank of America (Charlotte, NC)
- …of the company + Analyze and asses the impact of changes to reports and lead projects to update reporting based on business changes + Executes processes related ... manner + Acts as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely...effectively analyze the results of risk environment and performance reporting + Assesses impacts of control weaknesses… more
- TD Bank (Charlotte, NC)
- …1B AML testing program within the AMCB 1B Governance and Control group, including AML/CTF, Sanctions and Anti-Bribery coverage for first line owned controls. ... you more specific details for this role. **Line of Business:** Governance & Control **Job Description:** The Senior Manager, Governance & Control oversees and… more
- Bank of America (Charlotte, NC)
- Audit Supervisor, Global Market Ops, NFRR, Tax & Credit Reporting Ops Charlotte, North Carolina;Stamford, Connecticut; Atlanta, Georgia; East Hartford, Connecticut; ... for Global Markets Operations (GMO) and NFRR, Tax and Credit Reporting Operations (NTCO) Lines of Business (LOBs). Key responsibilities include independently… more
- Bank of America (Charlotte, NC)
- …for enterprise C&E reporting . + Own and execute the delivery of existing reporting dashboards and lead the improvement of reporting processes. + Plan, ... Risk Management Manager - Reporting & Metrics Charlotte, North Carolina;Dallas, Texas; Chicago,...subject matter expertise to help Front Line Units and Control Functions integrate the unique aspects of C&E risks… more