- Insight Global (Florence, SC)
- Job Description The Document Review Associate will be joining the Agency team to perform Document Review according to standard procedures or instructions. This ... attention to detail to ensure client satisfaction , quality control , and compliance with custodial agreements. This involves reviewing...One to three years of related experience in an office setting (longevity) -Excel (tech savvy, used in previous… more
- Wells Fargo (Charlotte, NC)
- …consistent with the RCSA policy established by Independent Risk Management and the Front Line RCSA Procedures. + Execute evidence-based control evaluations (ie, ... an effective manner and on schedule. + Conduct and document walk-throughs of controls with control owners...three days a week. Relocation assistance is not available. ** Office Locations:** + Charlotte, North Carolina + Chandler, Arizona… more
- Bank of America (Charlotte, NC)
- Business Control Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... job is responsible for leading and executing on internal control discipline and operational excellence within a Line of...and results reporting + Manages and reviews all operations front line unit responses for regulatory exams, internal audits,… more
- Bank of America (Charlotte, NC)
- …with an internal audit, testing, risk management, process improvement, compliance, or front line control role demonstrating strong analytic skills 1+ years ... and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) process owners to design sampling...processes within the eight lines of business and enterprise control functions at Bank of America to ensure the… more
- Bank of America (Charlotte, NC)
- …**The Role** The KYC Client Outreach Support teams oversee delivery of Front Line Unit (FLU) process delivery including document indexing, remediation ... Description:** **The Function** The Client Outreach team are the front line unit who work with clients as part...in a timely manner. In addition to the ongoing document engagement, individuals within the team keep abreast of… more
- Bank of America (Charlotte, NC)
- …well as supporting FX, interest rate derivatives, and fixed income. In addition to the Front Office , the candidate will work closely with Finance, Back Office ... the opportunuity to be involved in enterprise wide trade control initiatives to automate, simplfy and improve the team...rate derivatives, and fixed income. In addition to the Front Office , the candidate will work closely… more
- Bank of America (Charlotte, NC)
- …= cash, Type 2 = Margin, Type 3 = Short, etc. ) + Back Office / Front Office Experience, including security reconciliation, Margin reconciliation, securities ... and/or law enforcement. This role may partner with GFC Risk Management, front line units or other stakeholders to resolve investigations. This role ultimately… more
- Bank of America (Charlotte, NC)
- …**The Role** The KYC Client Outreach Support teams oversee delivery of Front Line Unit (FLU) process delivery including document indexing, remediation ... Carolina **Job Description:** The Client Outreach team are the front line unit who work with clients as part...in a timely manner. In addition to the ongoing document engagement, individuals within the team keep abreast of… more
- City National Bank (Charlotte, NC)
- …all required documentation is present and properly executed. + Identify and document testing results, including any discrepancies or deficiencies in the loan files. ... portfolio to identify asset quality deterioration or negative management control trends; and review compliance with credit policies/underwriting guidelines and… more
- Bank of America (Charlotte, NC)
- …Charlotte, North Carolina **Job Description:** **The Function** The Client Outreach team are the front line unit who work with clients as part of meeting Know Your ... documentation requirements in a timely manner. In addition to the ongoing document engagement, individuals within the team keep abreast of global regulatory change… more
- Bank of America (Charlotte, NC)
- …with an internal audit, testing, risk management, process improvement, compliance, or front line control role demonstrating strong analytic skills + 1+ ... processes within the eight lines of business and enterprise control functions at Bank of America to ensure the...minimal supervision, works in collaboration with the Test Owners, Front Line Units, other Sampling and Test Development resources… more
- Bank of America (Charlotte, NC)
- …The Data Quality Testing Manager collaborates with process owners in the Front -Line Units and Control Functions (FLUs/CFs) to understand their processes, ... scripts) used to evaluate data quality. This role requires partnering effectively with Front Line Units and Global Compliance Operational Risk (GCOR), as well as… more
- Bank of America (Charlotte, NC)
- …maintenance of financial crimes owned policies and standards, and reviews relevant Front Line Units/ Control Functions-owned policies and standards to ensure that ... the remediation and thematic analysis of FLU/CF-owned issues and control enhancements related to financial crimes + Assists in...in public or private sector + Proficient in Microsoft Office Products + Must be a self-motivated worker who… more
- TEKsystems (Charlotte, NC)
- …Global Economic Sanctions risks - improved scanning, customer attributes, expanded document management * Simplify Client Onboarding - improved KYC compliance at ... System * Mitigate AML risk with key remediation & control projects - OFAC, CIP/CDD and MSBs Minimum 3-5...and oversight governance routines not Highly proficient in Microsoft Office applications (Word, Excel, PowerPoint, Project, and Visio) not… more
- Bank of America (Charlotte, NC)
- …enterprise-wide view on C&E risk measures. GCER provides subject matter expertise to help Front Line Units and Control Functions integrate the unique aspects of ... support of reporting framework and agile solutions to enhance transparency and control . + Coordinate regularly with GRM peers and sponsors, providing informative… more
- Bank of America (Charlotte, NC)
- …with the Global Operations functions, as well as other stakeholders including the Front Office , Technology, Finance, Tax and Treasury There are multiple streams ... client experience, support revenue growth, reduce operating costs, improve processing efficiency/ control and support the delivery of new products and services.… more
- Bank of America (Charlotte, NC)
- …or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations + Performs quality control ... in English (written and spoken) + Proficiency with MS Office programs and ability to quickly learn proprietary technology...about certain Bank of America benefits. Receipt of this document does not automatically entitle you to benefits offered… more
- Bank of America (Charlotte, NC)
- …full operational support for the FX and Commodities businesses, including Trade Control , Confirmations and Settlements, as well as supporting the FI & Equity ... functions and product **Required Skills** + Proficient with MS Office - Excel, Word, PowerPoint, and Outlook + Recent...having fun along the way + Comprehensive understanding of front to back operational processes and controls + Self… more
- Bank of America (Charlotte, NC)
- …lines of business within Global Markets, and interacting with stakeholders across Operations, Front Office , Technology, and other key functions. The RDM Account ... + Minimum for 5 years of experience in a Control or Process Improvement related role + Excellent organizational...about certain Bank of America benefits. Receipt of this document does not automatically entitle you to benefits offered… more
- Bank of America (Charlotte, NC)
- …and supports the company's business objectives and contributes to branch office profitability by influencing Financial Advisor business practices in ways that ... large trade and managed account enrollments * Review exception requests for Control Securities and coordinate with Field FSAs/BFAs. * Monitor and manage… more