- Vanguard (Charlotte, NC)
- …a regulatory license and/or registration (eg FINRA , NASAA). The SIE, Series 7 , and Series 66 are required to be obtained within department guidelines. ... this position, and you do not have the necessary FINRA licenses for the role, then you must obtain... in any capacity, prior to moving into this licensed role, you will be asked to provide authorization… more
- Thrivent Financial (Charlotte, NC)
- …obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor onboarding ... Military veterans are encouraged to apply. + Attainment of FINRA SIE, life and health licenses ( licensed ...of FINRA SIE, life and health licenses ( licensed role only) before contracting. + Satisfactory background check,… more
- Edward Jones (Florence, SC)
- …career progression **Licensing:** + SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not currently registered, ... way, providing:** + Paid training - Get registered and licensed and learn how to be a financial advisor...Edward Jones during the assigned paid study period. + FINRA registrations required within three months. State insurance licenses… more