- City National Bank (Charlotte, NC)
- …National Bank's business processes, people, systems or external events. The ORM Remediation team is responsible for providing governance and oversight to enhance the ... control environment to ensure successful remediation of operational risk exposures and regulatory issues. This...to assigned coverage areas + Develop and implement continuous improvements in process, procedure, and reporting to proactively address… more
- Synchrony (Charlotte, NC)
- …acceptances. + Partner with cross-functional counterparts to calculate, review and communicate the financial impact of issues as well as remediation efforts + ... strong understanding of Finance processes + 5+ years' experience driving process improvements /management + Minimum 5 years' experience in Audit , Risk,… more
- Bank of America (Charlotte, NC)
- …and address issue in question. + Communicate QA findings to issue owners, Internal Audit , and the Reg Remediation Quality Assurance Deputy Lead, and provide ... are guided by a common purpose to help make financial lives better through the power of every connection....a key leader within the Regulatory Issues Management and Remediation Function, which resides within Global Risk Management. The… more
- Bank of America (Charlotte, NC)
- …clients as part of meeting Know Your Client (KYC) periodic refresh and remediation requirements. We work in close collaboration with Global Corporate and Investment ... Diligence (CDD) documentation collection, with support from Operations and Global Financial Crimes Risk teams. The team identifies and develops client connections,… more
- Regions Bank (Charlotte, NC)
- …and confidentially with various levels of the organization as directed by audit management + Follows-up on management remediation actions as directed ... **Job Description:** At Regions, the Senior Auditor conducts internal audit activities in accordance with the Standards for the...by supervisor + Identifies process improvements for the business based on understanding and analysis… more
- Bank of America (Charlotte, NC)
- …through ongoing monitoring and testing of controls, identifying issues and control improvements for remediation , and building out actions plans and milestones. ... are guided by a common purpose to help make financial lives better through the power of every connection....monitoring and testing of controls, identifying issues and control improvements for remediation + Leads the implementation… more
- Bank of America (Charlotte, NC)
- …through ongoing monitoring and testing of controls, identifying issues and control improvements for remediation , and building out actions plans and milestones. ... are guided by a common purpose to help make financial lives better through the power of every connection....monitoring and testing of controls, identifying issues and control improvements for remediation + Leads the implementation… more
- Bank of America (Charlotte, NC)
- …clients as part of meeting Know Your Client (KYC) periodic refresh and remediation requirements. We work in close collaboration with Global Corporate and Investment ... Diligence (CDD) documentation collection, with support from Operations and Global Financial Crimes Risk teams. The team identifies and develops client connections,… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run ... families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working… more
- Bank of America (Charlotte, NC)
- …key management routines and materials supporting the stress testing program + Coordinate audit and regulatory requests and remediation efforts across the team + ... are guided by a common purpose to help make financial lives better through the power of every connection....The candidate will also be a key participant in audit and regulatory exams related to stress testing and… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run ... families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working… more
- Truist (Charlotte, NC)
- …equivalent education and related training + Five years of experience in a financial institution with emphasis on risk management, audit , operations, process ... results with attention to accuracy, timeliness and issues escalation. Assist in remediation of identified issues. Assist in the detection of emerging and/or under… more
- Truist (Charlotte, NC)
- …equivalent education and related training 2. Five years of experience in a financial institution with emphasis on risk management, audit , operations, process ... results with attention to accuracy, timeliness and issues escalation. Assist in remediation of identified issues. Assist in the detection of emerging and/or under… more
- Bank of America (Charlotte, NC)
- …large, complex and global organization. Functions managed may include: financial control/budgeting and consolidation, personnel processes, audit /compliance, ... clients as part of meeting Know Your Client (KYC) periodic refresh and remediation requirements. We work in close collaboration with Global Corporate and Investment… more
- Truist (Charlotte, NC)
- …experience in Risk or Audit functions in a large regional or US financial services firm or commensurate experience as an examiner within the financial ... and monitoring for Operational Risk Management issues, driving accountability for timely remediation . 7. Provide inputs and data to manage OMRM policies, creating… more
- Truist (Charlotte, NC)
- …Control infrastructure and to implement process improvement ideas. 10. Ensuring timely remediation of regulatory matters requiring attention, audit findings and ... risk and helping to drive strategic projects and process improvements . Candidate will work closely with all other areas...and IT teams. 4. Work closely with Front Office, Financial Control, Operations and Technology to ensure trades are… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run ... families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working… more
- Synchrony (Charlotte, NC)
- …the Tech & Ops function, various process owners, Independent Risk Management (2LOD), Audit (3LOD), and executive management. The role requires a strong leader who ... necessary process and IT control modifications to mitigate operational, regulatory, and financial risks. + Identify control gaps and potential issues, discuss viable… more
- Wells Fargo (Charlotte, NC)
- …operations of the assigned business group, and identify opportunity for process improvements within the scope of defined business control responsibilities + Review ... internal customers **Required Qualifications:** + 2+ years of Risk Management or Financial Services industry experience, or equivalent demonstrated through one or a… more
- Bank of America (Charlotte, NC)
- …Standards * Performs monitoring and testing of controls, identifying issues and control improvements for remediation * Ensures accuracy of data and that relevant ... are guided by a common purpose to help make financial lives better through the power of every connection....document process and procedures that will be defensible to Audit and Risk partners * Proven ability to work… more