- Wells Fargo (Charlotte, NC)
- …standards for review activities across the Enterprise in alignment with the Risk Management Framework and ensuring effective and appropriate testing, validation, ... this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent ...education. **Desired Qualifications:** + 7+ years of experience in risk management (Includes compliance, financial crimes, operational… more
- Truist (Charlotte, NC)
- …compliance and strategic risks within those ECFs. The primary difference between a Senior Technology Risk Officer and a Technology Risk Officer is based ... direct enterprise-wide impact and hence these roles require more risk management experience. Following is a summary...activities may change from time to time. 1. Technology Risk Leadership - Provide independent risk… more
- Truist (Charlotte, NC)
- …operating under the leadership of the Senior Treasury Market and Liquidity Group Risk Officer , perform independent quantitative and qualitative assessments ... provide independent assessments of the sufficiency of risk management practices and the levels of...4. Assist the Senior Treasury Market and Liquidity Group Risk Officer , in some cases as a… more
- Wells Fargo (Charlotte, NC)
- … education and awareness efforts in partnership with enterprise sustainability and other Independent Risk Management teams + Deliver solutions that require ... this role:** Wells Fargo is seeking a Lead Enterprise Risk Officer to join the Climate ... Risk Oversight team, part of Strategic Enterprise Risk Management (SERM) in Corporate Risk… more
- City National Bank (Charlotte, NC)
- …and as such is independent of all credit granting, adjudication, operations, and risk management practices performed by the 1st and 2nd lines of defense. ... **CREDIT RISK REVIEW OFFICER SENIOR** **WHAT IS THE...overall credit risk and effectiveness of credit risk management processes of the Bank. CRR also… more
- Truist (Charlotte, NC)
- …associated businesses and product lines to provide significant strategic recommendations to the Chief Risk Officer , Executive Management and the Risk ... assigned, and BUCRO IIs are likely to have more risk management experience. Following is a summary... takers, incentive plans, and discretionary awards. 8. Produce independent ad-hoc risk assessments (ie, M&A … more
- City National Bank (Charlotte, NC)
- **CREDIT RISK OFFICER QA/QC SENIOR FIRST LINE OF DEFENSE** **WHAT IS THE OPPORTUNITY?** Provides comprehensive credit risk assessment of an assigned ... portfolio's credit quality, credit processes, risk concentrations and risk management ...do** + Reviewer-In-Charge (RIC) As RIC, direct the proactive, independent and objective evaluation of the LOB's Credit Process… more
- Wells Fargo (Charlotte, NC)
- …metrics, and lead the independent risk management (IRM) risk pod comprised of Business Aligned Compliance Officer (BACO) and Operational Risk ... **About this role:** Wells Fargo is seeking a Senior Lead Enterprise Risk Officer who will lead transformational projects across Home Lending Originations on… more
- Truist (Charlotte, NC)
- …for governance materials through collaboration with business unit points of contact and risk management partners. 7. Support the development and delivery of ... education and related training 2. 8+ years of financial services or risk management experience or demonstrated equivalent proficiency 3. Strong interpersonal… more
- Truist (Charlotte, NC)
- …Business Units, other programs impacting change, approved change frameworks, and Enterprise Change Risk Management as needed. 4. Take a lead role in Enterprise ... expertise and industry knowledge to support an established change risk governance framework, which includes independent oversight...Change Risk Management activities as requested. 5. Establish… more
- Truist (Charlotte, NC)
- …the following job description:** Leader within the Truist second-line-of-defense (LOD2) Technology Risk team responsible for independent risk oversight of ... activities may change from time to time. 1. Provide independent risk oversight (ie second line of... assessments of Technology produced by first-line-of-defense Business Unit Risk Management and other risk … more
- Truist (Charlotte, NC)
- …Support wholesale credit risk through individual assignments in Portfolio Risk Monitoring, Issues Management , training and communications, as well as ... of direct reports. Must be a thought leader and independent thinker, responsible for proactive identification of new and...identification of new and recurring risks, to ensure proper risk mitigation and change management through the… more
- Wells Fargo (Charlotte, NC)
- …business at wellsfargojobs.com **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join our Wealth and Investment Management ... functional area + Monitor moderately complex business specific programs, and provide risk management consulting to support the business in designing and… more
- Wells Fargo (Charlotte, NC)
- …in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer supporting our Consumer Lending group. This role is part of ... and Control Self-Assessment data, and it supports proactive risk management in alignment with the ...and partner with multiple leaders. + Coordinate with Audit, Independent Testing & Validation, COSO and possibly regulators on… more
- Bank of America (Charlotte, NC)
- …Market Executive (ME). The role also serves as Line/Credit approver in conjunction with Risk management based on credit approval grid and drives the internal ... Sr. Credit Products Officer -Dealer Financial Svs Charlotte, North Carolina;Greensboro, North Carolina;...of other BofAML products including Investment Banking and Treasury Management that have credit exposure, and leverages product expertise… more
- Wells Fargo (Charlotte, NC)
- …escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management * Make decisions and resolve issues to meet ... * Strong understanding of mortgage business processes, regulations, and mortgage risk management systems * Experience managing engagements with regulators… more
- City National Bank (Charlotte, NC)
- **INTERNAL CONTROLS OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** Operational Risk Management (ORM) is responsible for providing independent and ... of experience in financial services industry, with at least five years in an operational risk management , internal audit, or compliance role + Minimum 3 years of… more
- Wells Fargo (Charlotte, NC)
- …the Consumer, Small and Business Banking Marketing organization. This role, as part of Independent Risk Management , will support execution of the Compliance ... and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management + Oversee the Front Line's execution and challenges… more
- Wells Fargo (Charlotte, NC)
- …and timely remediation of issues, deficiencies, or regulatory matters regarding compliance risk management . + Work with complex business units, rules, and ... this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in **Corporate Risk as part of...**Desired Qualifications:** + Experience in digital banking and payments risk management + Experience with laws, rulings… more
- Wells Fargo (Charlotte, NC)
- …and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management + Provide direction to the business on developing ... **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to support the business aligned compliance functions on the Fixed Income Sales & Trading… more