- Wells Fargo (Charlotte, NC)
- …us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer in Commercial Banking- Global Treasury ... provide guidance in developing and implementing risk-mitigating strategies + Lead Control Management project or virtual teams **Required Qualifications:**… more
- Wells Fargo (Charlotte, NC)
- …It all begins with you. **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer in Commercial Banking- Global Treasury ... Management Control team which supports the Global Treasury ... lead to more junior members of the Control Management team + Provide vision, direction,… more
- Wells Fargo (Charlotte, NC)
- …with us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join its Cloud Control ... team. This First Line of Defense team provides business risk and control management support for Cloud technology platform and enablement activities led by the… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more ... programs, risks, and controls according to standards and other applicable policies. This Lead Independent Testing Officer will be accountable for developing and… more
- Wells Fargo (Charlotte, NC)
- …solid understanding of risk management framework and the risk and control environment that influence and lead enterprise testing to meet deliverables ... **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer within the Independent Testing & Validation (IT&V) group as part of Corporate… more
- Wells Fargo (Charlotte, NC)
- …solid understanding of risk management framework and the risk and control environment that influence and lead enterprise testing to meet deliverables ... **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent...activities across the Enterprise in alignment with the Risk Management Framework and ensuring effective and appropriate testing, validation,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to support our Chief Technology Officer (CTO) & Chief Information security Office ... and Corporate Policy requirements. + Support the Risk and Control Self-Assessment process as Compliance lead for...of issues, deficiencies or regulatory matters regarding compliance risk management + Work with complex business units, rules and… more
- Wells Fargo (Charlotte, NC)
- …strategies and drive the initiatives to improve second line conflicts of interest risk management . The Senior Lead Compliance Officer (SLCO) will report to ... **About this role:** Wells Fargo is seeking a **Senior Lead Compliance Officer ** as a part of...of Conduct Risk. Conduct Risk is an independent risk management function within Compliance responsible for establishing requirements and… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a ** Lead Compliance Officer ** to support the Operational Risk business aligned oversight of Wells Fargo's COO Operations functions which ... Risk Management Programs (eg, ERIA, IORA, Issue Management , etc.) + RCSA (Risk and Control ...Issue Management , etc.) + RCSA (Risk and Control Self-Assessment) knowledge and experience + Experience with governance… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer within the Consumer Lending Operational Risk team (CL ORBO). The CL ORBO team ... data-driven analysis across various areas such as Risk & Control Environment, Issue Management , Operational Risk Events...such as Risk & Control Environment, Issue Management , Operational Risk Events etc., understand concentration of high… more
- Truist (Charlotte, NC)
- …to influence the industry build of the tech risk functions; 4. Targeted control testing- lead execution of independent second line testing / evaluations ... maintain effective channels of communication with other BU CROs, control functions, Senior Business Unit (BU) management ,...management , as well as regulatory agencies; 14. Talent Management - Lead , manage and develop teammates… more
- Truist (Charlotte, NC)
- …Governance and Controls Office (GCO) Leadership, Business Unit Chief Risk Officer (BUCRO) Leadership, RTOs, RPOs, Working Groups, Management Committees ... review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought leader...- Enterprise Complaints Governance & Oversight - Risk and Control Self-Assessment (RCSA) - Capital Risk Management … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Vice President / Officer - Financial Crimes Testing and Validation ( Lead Independent Testing Officer ) in ... Crimes Independent Testing and Validation (IT&V) Targeted Risk and Control Evaluation (TRACE) team within Corporate Risk enterprise independent...have an opportunity on the TRACE team as a Lead Independent Testing Officer to execute financial… more
- Wells Fargo (Charlotte, NC)
- …Director / Sr. Officer - Financial Crimes Testing and Validation (Sr. Lead Independent Testing Officer ) in Independent Testing & Validation (IT&V) group ... The Financial Crimes Independent Testing and Validation (IT&V) Targeted Risk and Control Evaluation (TRACE) team within Corporate Risk enterprise independent risk … more
- Fifth Third Bank, NA (Charlotte, NC)
- …a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures for Fifth ... and oversight regarding the Registered Investment Adviser's compliance risk management programs, including the policies, risk assessment, monitoring, reporting, and… more
- Truist (Charlotte, NC)
- …and product lines to provide significant strategic recommendations to the Chief Risk Officer , Executive Management and the Risk Committee of the Boards. Engage ... and BUCRO IIs are likely to have more risk management experience. Following is a summary of the essential...risk types. 5. Monitor the Business Unit risk and control framework for adequate design, documentation, and effectiveness in… more
- Truist (Charlotte, NC)
- …of risks, key and emerging risks, and status of previously-identified risk and control issues. 5. Communicate with management with respect to compliance risk ... of America) **Please review the following job description:** The Senior Compliance Officer is responsible for conducting and directing compliance risk oversight of… more
- Truist (Charlotte, NC)
- …of Capital Markets business units such as electronic communication surveillance, control room surveillance, and sales and trading surveillance to detect issues ... concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with the Enterprise… more
- US Bank (Charlotte, NC)
- …credible challenge across the three lines of defense. **The Role** The EFCC Risk Management Lead , with the support of his/her team, provides oversight and ... risk mitigation practices through repeatable and sustainable controls. The EFCC Risk Management Lead evaluates and articulates risks present in strategic… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** RMO Service Manager will lead the strategic planning and execution of transitioning Enterprise Risk processes ... to manage ongoing vendor relationships, oversight and oversee compliance, risk management , and continuous improvement initiatives. Serve as a single point of… more