- Wells Fargo (Charlotte, NC)
- …us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Sr. Lead Control Management Officer to lead Risk Measurement ... Innovation (SDI) and Global Treasury Management (GTM) Control team. The Sr. Officer is accountable...input, and report monthly metrics within enterprise tools. + Lead and mentor Control Management … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support Consumer Lending Risk and Control Self-Assessment (RCSA) ... operations, and provide guidance in developing and implementing risk-mitigating strategies + Lead Control Management project or virtual teams + Analyze Risk… more
- Wells Fargo (Charlotte, NC)
- …us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer for Branded Cards and Card Capabilities. ... provide guidance in developing and implementing risk-mitigating strategies + Lead Control Management project or virtual teams **Required Qualifications:**… more
- Wells Fargo (Charlotte, NC)
- …with us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join its Cloud Control ... team. This First Line of Defense team provides business risk and control management support for Cloud technology platform and enablement activities led by the… more
- Wells Fargo (Charlotte, NC)
- …us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support our Financial Crimes ... group. This position, sitting within the Chief Operating Office's Control Management group, will partner with executive...to the relevant business group and enterprise function + Lead the strategy and resolution of highly complex current… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking an Executive Director, Operational Risk Senior Lead Officer , in the Technology and Information Security Risk Management ... Our ideal candidate has a background in software engineering/testing and risk management . **In this role, you will:** + Develop, implement, execute, and maintain… more
- TEKsystems (Charlotte, NC)
- About this role: + Lead Compliance Officers will support Auto Lending with the execution of RCSA refreshes and ensuring compliance requirements are aligned correctly ... + Leads will also need to have risk and control experience so they are able to tie compliance...regulatory change. + Report findings and make recommendations to management . + Identify and recommend opportunities for process improvement… more
- TEKsystems (Charlotte, NC)
- About this role: + Senior Lead Compliance Officers will support Auto Lending with the execution of RCSA refreshes and ensuring compliance requirements are aligned ... while learning the company's specific approach for Compliance risk management , eg Major Compliance Requirement (MCR) versus regulatory citation-based approach.… more
- Truist (Charlotte, NC)
- …Governance and Controls Office (GCO) Leadership, Business Unit Chief Risk Officer (BUCRO) Leadership, RTOs, RPOs, Working Groups, Management Committees ... review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought leader...- Enterprise Complaints Governance & Oversight - Risk and Control Self-Assessment (RCSA) - Capital Risk Management … more
- Fifth Third Bank, NA (Charlotte, NC)
- …a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures for Fifth ... and oversight regarding the Registered Investment Adviser's compliance risk management programs, including the policies, risk assessment, monitoring, reporting, and… more
- Randstad US (Charlotte, NC)
- …Manage and create new business processes, required procedures to ensure compliance. + Lead and facilitate issues management efforts related to internal and ... risk officer - goods trading. + charlotte , north...Trade Operations team to perform strategic planning, manage risk management framework and discipline , controls design, controls testing,… more
- Truist (Charlotte, NC)
- …of risks, key and emerging risks, and status of previously-identified risk and control issues. 5. Communicate with management with respect to compliance risk ... of America) **Please review the following job description:** The Senior Compliance Officer is responsible for conducting and directing compliance risk oversight of… more
- Truist (Charlotte, NC)
- …concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with the Enterprise ... Compliance Management Policy and Framework for the Institutional Broker Dealer....existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in… more
- Truist (Charlotte, NC)
- …the following job description:** The core purpose of this role is to lead the day-to-day administration efforts for Wholesale. This role will enable Wholesale and ... mentioned below. Specific activities may change from time to time. Business Management & Administration * Work with Wholesale Strategic Execution Director to… more
- Bank of America (Charlotte, NC)
- …This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense compliance and operational risk ... of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance and Operational… more
- Truist (Charlotte, NC)
- …enterprise risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management ). 3. Assist business line leadership ... the business on existing and emerging risks. Responsible for supporting strong risk management practices in alignment with the firm's risk appetite and the assigned… more
- Deloitte (Charlotte, NC)
- …+ Certifications: + US Customhouse Broker's License + CUSECO (Certified US Export Control Officer ) + Where applicable, non-US citizen qualifying credentials: + ... Management + Trade Preference + Technical or functional lead on at least 2 full-lifecycle SAP implementation +...the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post… more
- Bank of America (Charlotte, NC)
- …and effectiveness of the audit process. **Skills:** + Internal Audit Methodology (Risk and Control testing) + Issue Management + Risk Management + Audit ... **Required Qualifications:** + Minimum 5 years Audit or risk control risk/controls background. + Strong project management ...and concerns. + Ability to successfully communicate to influence management and lead change in both strategic… more
- Alluvionic (Patrick, SC)
- …+ Previous experience as a rated aviation, naval surface warfare or special operations officer or warrant officer with 15 years of experience. + Possess a ... required. + Ability to utilize command directed command and control tools (NIPR and SIPR) for the execution of...and develop and articulate recommended plans and objectives that lead to resolution within existing policy or instruction guidance… more
- Truist (Charlotte, NC)
- …enterprise risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management ). 3. Assist business line leadership ... responsible for providing first line of defense end-to-end risk management support for the Enterprise Data and Analytics team...managing acceptance or mitigation of the identified risks. 2. Lead a team of risk advisors responsible for executing… more