- City National Bank (Charlotte, NC)
- * OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for ... National Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for… more
- City National Bank (Charlotte, NC)
- * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER...the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or ... Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City...business processes, procedures, and controls to adhere to operational risk governance requirements * Review and… more
- Truist (Charlotte, NC)
- …the Truist second-line-of-defense (LOD2) Technology Risk team responsible for independent risk oversight of technology resiliency. As a valuable teammate you ... risk and manage teammates to execute on technology risk oversight activities and grow their professional...availability. Assessments should leverage agreed upon metrics produced by Business Unit Risk Management (BURM) /first line… more
- TD Bank (Charlotte, NC)
- … risk and conduct risk ;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice to assigned ... Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US… more
- Bank of America (Charlotte, NC)
- … Risk officer team to execute second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or ... teams in order to provide independent compliance and operational risk oversight of Front...and Guidelines Management + Active Listening + Advisory + Business Process Analysis + Written Communications **Required Qualifications:** +… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Lead Operational Risk Officer** within Technology Risk Management for the Data Risk organization. ... strong expertise in technology and data management governance frameworks, operational risk programs, and emerging risks with...Independent Oversight : The role provides independent second-line oversight of data management risk . + … more
- Truist (Charlotte, NC)
- …+ Demonstrated experience in formal risk roles (eg, Business Unit Risk Management, Technology Risk Oversight , Audit), specifically in support of ... (KRIs). + Provide risk management support and oversight for change activities (both business and...knowledge with an emphasis on: Credit, Market, Liquidity, Compliance, Operational , Reputation and Strategic Risks. + Strong leadership and… more
- USAA (Charlotte, NC)
- …of what truly makes us special and impactful. **The Opportunity** As a dedicated Business Risk and Controls Advisor, you will be responsible for planning and ... to work cross collaboratively and functionally. + Experience with Compliance and Operational Risk activities. + Professional designations in Compliance or … more
- TD Bank (Charlotte, NC)
- …for own area + Ensures an integrated and aggregated view of all related business risk and control activities across the overall function providing escalations, ... messages to stakeholders and/or employees are consistent, appropriate and aligned to business risk strategies and executive management direction + Provides… more
- First Horizon Bank (Charlotte, NC)
- **Description** **Location:** On site in Memphis, TN or Charlotte, NC. **Summary:** The Business Risk and Controls Manager supports the Marketing and Product ... execution of risk activities including assessment of risk , development and oversight of controls, identification...to resolve complex issues. + Experience managing enterprise and operational risk programs at a large financial… more
- Truist (Charlotte, NC)
- …+ Demonstrated experience in formal risk roles (eg, Business Unit Risk Management, Technology Risk Oversight , Audit), specifically in support of ... with enterprise risk monitoring requirements. + Oversee risk appetite and business risk ...education, training and experience. + Experience in compliance and operational risk mitigation and remediation. + Strong… more
- Truist (Charlotte, NC)
- …+ Demonstrated experience in formal risk roles (eg, Business Unit Risk Management, Technology Risk Oversight , Audit), specifically in support of ... equivalent education, training and experience. + Experience in compliance and operational risk mitigation and remediation. + Strong communication, interpersonal,… more
- TD Bank (Charlotte, NC)
- …on-going analysis and reporting on operational risk and/or other major risk categories as applicable to own business or functional area, and reviews ... relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor… more
- USAA (Charlotte, NC)
- …line of business . Provide risk management and governance leadership, operational direction and operational oversight of Information Security, ... with senior business leaders across the enterprise to sustain oversight of the **second line risk role.** Actively engages line of business leaders to… more
- PNC (Charlotte, NC)
- …Capital Markets Risk Oversight . This role is critical in managing market risk across the Capital Markets business , with a strong focus on Interest Rate ... Key Responsibilities Include: Strategic Oversight : Support the Head of Capital Markets Risk Oversight in defining and executing the risk oversight… more
- PNC (Charlotte, NC)
- …a related field. * Minimum of 10 years of experience in capital markets, risk management, or regulatory oversight . * Strong understanding of CCAR, Basel ... Thinking, Credit Risks, Data Analytics, Financial Analysis, Model Development, Operational Risks, Quantitative Models, Risk Appetite **Competencies** Bank… more
- USAA (Charlotte, NC)
- …required) may be substituted in lieu of degree. + 10 years experience applying operational risk frameworks, oversight and best practices to include 6 ... developing and driving the frameworks for the Bank Credit Risk program that provides oversight and governance...and liquidity market to include fraud, operations, and compliance risk . + Executive-level business acumen in the… more
- Truist (Charlotte, NC)
- … risk tiering, ensuring compliance with regulatory frameworks and providing independent risk oversight to one or more domains. This role involves ... may change from time to time. 1. Provide independent risk oversight (ie LOD2) for Truist Technology...oversight (ie LOD2) for Truist Technology and Truist Business Units through the effective identification, mitigation, monitoring and… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business :** Financial Crime Risk Management **Job Description:** The Manager, Financial Crime ... as necessary, effectively with key stakeholder groups such as Compliance, Legal, Audit, Risk + Coaches to ensure functional / operational problems are handled… more
- City National Bank (Charlotte, NC)
- …execution of AI risk strategy and initiatives while maintaining RBC's desired risk profile through robust risk oversight . This role also supports ... Qualifications* * Prior experience with developing or enhancing AI/GenAI and/or technology/ operational risk programs, and executing on regulatory remediation… more