- Truist (Charlotte, NC)
- …Specific activities may change from time to time. 1. Developing and maintaining a robust Public Finance compliance program, with a focus on compliance ... financial institution 3. Certified Regulatory Compliance Manager (CRCM) 4. Public Finance compliance experience. Strong knowledge of MSRB rules. **The… more
- Wells Fargo (Charlotte, NC)
- … Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking within the Municipal Products Group in ... team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:**...and Corporate Policy requirements. + Oversee Public Finance 's execution and challenges appropriately on compliance … more
- City National Bank (Charlotte, NC)
- **BSA/AML OFFICER - WEALTH MANAGEMENT SUBSIDIARIES** **WHAT IS THE OPPORTUNITY?** This role acts as the designated Bank Secrecy Act AML Officer ("AML Officer ... of City National Securities, CNR Securities, and City National Rochdale Funds compliance with the USA PATRIOT Act, US Economic Sanctions, and related regulations… more
- Dentsply Sirona (Charlotte, NC)
- …oral health worldwide. We are looking for an experienced and talented **Chief Accounting Officer (CAO)** to join our team. The CAO will be responsible for leading ... of the company's statutory financial statement filings in 50+ countries. + Maintains compliance with the Sarbanes-Oxley Act and maintains a strong system of internal… more
- Bank of America (Charlotte, NC)
- …interface with the traders/marketers and other risk and support groups (ie Compliance , Finance , Operations, etc.). Incumbents typically have over five years ... Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job...senior and junior team members within the GMC Specialty Finance team as well as other constituents within GMC.… more
- City National Bank (Charlotte, NC)
- …analysis; projects financing/leasing/construction for renewable energy industry (solar/wind) and; public finance entities. + Ongoing Credit Risk ... **CREDIT RISK OFFICER QA/QC FIRST LINE OF DEFENSE** **WHAT IS...quality deterioration or negative management control trends; and review compliance with credit policies/underwriting guidelines and regulations.Assesses the effectiveness… more
- Truist (Charlotte, NC)
- …matter expert, providing informal guidance to the business and broader Finance organization. Draft interpretive memoranda to both address rule ambiguity questions ... and both internal and external audit. Monitor assigned activities for compliance with established regulatory, corporate, and accounting policies and standards.… more
- Bank of America (Charlotte, NC)
- Credit Risk Officer -Corp/Comm Charlotte, North Carolina;New York, New York; North Bethesda, Maryland **Job Description:** At Bank of America, we are guided by a ... regulatory related reporting. Represent Enterprise Credit ("EC") in the leveraged finance acquisition underwriting process for large commitments ranging in size from… more
- Truist (Charlotte, NC)
- …more complex financial activity and metrics. Monitor assigned activities for compliance with established corporate and accounting policies and standards. Complete ... accounting and regulatory reporting requirements. 2. Collaborate and work across the Finance division to ensure integrity of the financials and ensures sound… more
- Truist (Charlotte, NC)
- …activities may change from time to time. 1. Collaborates and works across the Finance division to ensure integrity of the financials and ensures sound controls and ... spirit of applicable corporate policies, procedures, processes, standards and regulatory/ compliance requirements. Takes a new perspective on existing solutions to… more
- Truist (Charlotte, NC)
- …and international capital markets including institutional investment strategies, both public and private. Builds and maintains constructive relationships including ... larger credit relationships; leading credit presentation preparation and discussions with Credit Officer and other final approvers. + Ensures loan agreement is in… more
- Dentsply Sirona (Charlotte, NC)
- …various transactions. This is a critical position in the Chief Accounting Officer 's organization and is tasked with supporting the businesses on accounting ... This position will work collaboratively with other key functions, including Finance , Legal, Supply Chain, Commercial, Investor Relations, and interface with external… more
- Truist (Charlotte, NC)
- …standards. 5. Develop relationships and partner with BU Chief Risk Officer , Audit, Operational Risk Management, Compliance , Enterprise Risk Management, ... disabilities to perform the essential functions. 1. Bachelors degree in Business, Finance , Communications or equivalent education and related training. 2. Six to… more
- Truist (Charlotte, NC)
- …Relationship Management (IRM) and Operations partners. Partner with the area operations officer to ensure compliance with bank procedures, internal controls, ... Purpose of inspiring and building better lives and communities. Ensuring compliance with internal controls, operational procedures and risk management policies.… more
- Bank of America (Charlotte, NC)
- …stakeholders. This person will also interact with the Chief Accounting Officer , Corporate Controller and other Senior Executives. **Responsibilities:** This role ... the role reviews new products and complex transactions for compliance with GAAP and regulatory reporting regulations. This role...with the CFO, CAO, controllers, treasury, tax and other finance leaders. + Proven experience to work across teams… more