- Quarterra (Charlotte, NC)
- …Follow established policies and procedures by monitoring and ensuring compliance with regulatory requirements, organizational standards, and operational ... Position: The Service Technician will support the Service Supervisor and Community Manager by performing various maintenance duties necessary to maintain and enhance… more
- Grant Thornton LLP (Charlotte, NC)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... required + Minimum 6 years of related work experience working in regulatory compliance , risk or internal audit departments at commercial/retail banks,… more
- Grant Thornton LLP (Charlotte, NC)
- As a Regulatory Compliance and Operational Risk Senior Manager , you will get the opportunity to grow and contribute to our clients' business needs by ... compliance examination procedures. + Compliance , Operational Risk and/or Regulatory Compliance or related consulting experience. + Exceptional client… more
- Deloitte (Charlotte, NC)
- Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory's Financial Services Industry ... (FSI) Risk , Data and Regulatory professionals help organizations identify the regulatory ...complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Data Risk Charlotte, North Carolina;Dallas, Texas; Pennington, New Jersey; Westlake Village, California **Job ... **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk...+ Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Merchant Services Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey **Job Description:** At Bank ... **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk...Process Management + Written Communications The Merchant Services Technology Compliance and Operational Risk Manager … more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Enterprise Architecture Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey **Job Description:** At ... and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk ...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager -...applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk ... risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and...day to day Control Room processes. + Assist AMRS manager in Quality Assurance reviews for the AMRS team.… more
- Wells Fargo (Charlotte, NC)
- …+ SIE Certifications + CAMS (Certified anti-money laundering specialist) + CRCM (Certified regulatory compliance manager ) + CAFP (Certified AML and Fraud ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Bank of America (Charlotte, NC)
- Enterprise Privacy Compliance and Operational Risk Manager Charlotte, North Carolina;Pennington, New Jersey **Job Description:** At Bank of America, we are ... changes applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management + Written Communications +… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Manager - Enterprise Data Charlotte, North Carolina;Chicago, Illinois; Atlanta, Georgia; Plano, Texas **Job Description:** ... Degree or Equivalent experience **Role Responsibilities** The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) Manager is a subject… more
- Bank of America (Charlotte, NC)
- EAC Compliance and Operational Risk Manager - Enterprise Data Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common ... job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk ...risks *Reviews relevant FLU/CF-owned policies and standards to ensure regulatory and operational risk requirements are appropriately… more
- Bank of America (Charlotte, NC)
- Indirect Coverage Area Compliance and Operational Risk Manager Charlotte, North Carolina;Pennington, New Jersey **Job Description:** At Bank of America, we ... and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk ...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk… more
- Regions Bank (Charlotte, NC)
- …logging into the careers section of the system. **Job Description:** At Regions, the Enterprise Risk Testing Manager is a second line of defense risk ... risk . This position reports to the Enterprise Risk Testing Group Manager . **Primary Responsibilities** +...laws, regulations, processes and procedures + Leads collaboration with Compliance and Non-Financial Risk executives in executing… more
- US Bank (Charlotte, NC)
- …execute audits to assess the adequacy of first and second lines of defense compliance risk management practices. - Ability to build and continuously improve ... subsidiaries and entities where USB owns a majority (controlling) interest. The Audit Manager supports the assessment of the Company's risk and control… more
- Robert Half (Charlotte, NC)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION CHARLOTTE ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... Where We Need You Protiviti is looking for a Risk and Compliance Manager to...a related field). + 5 + years working in regulatory compliance either in professional services or… more
- Bank of America (Charlotte, NC)
- …Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud ... Audit Manager - Compliance and Operational Risk Charlotte, North Carolina;Providence, Rhode Island; Wilmington, Delaware; Plano, Texas **Job Description:**… more
- Regions Bank (Charlotte, NC)
- … in a specific line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to ... into the careers section of the system. **Job Description:** At Regions, the Corporate Compliance Function Manager operates as a first, second, or third line of… more
- Bank of America (Charlotte, NC)
- …through effective team management, structure, and routines. **Skills:** + Analytical Thinking + Regulatory Compliance + Reporting + Risk Management + Written ... risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in...the "why" and connects contributions to business results. + Risk Manager : Leads and encourages the identification,… more
- Bank of America (Charlotte, NC)
- …and routines. **Skills:** + Monitoring, Surveillance, and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... actions to address the root causes that lead to compliance risk issues and/or operational risk...the "why" and connects contributions to business results. + Risk Manager : Leads and encourages the identification,… more
