- Dexian - Signature Consultants (Charlotte, NC)
- …trade lifecycle: o Front office o Middle office o Finance o Operations o Regulatory and Operational Compliance o Risk (market, credit, capital, liquidity, ... of individual's product knowledgePrepared BRD and FSD with help of senior Business AnalystProvided feed information, KB, static data information, Security Master… more
- Grant Thornton LLP (Charlotte, NC)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...From day one, you'll be empowered by the greater Regulatory Compliance team to help clients make… more
- Grant Thornton LLP (Charlotte, NC)
- As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... provide comprehensive compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk exposure. From day… more
- Deloitte (Charlotte, NC)
- Financial Services Risk , Data & Regulatory , Liquidity - Senior Consultant Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) ... skills. The ability to bring together stakeholders and persuade senior clients to act is essential. A genuine passion...complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this… more
- Wells Fargo (Charlotte, NC)
- …Wells Fargo is seeking a Senior Business Execution Consultant on the Corporate Risk Regulatory Relations Team. The Corporate Risk Regulatory ... to the Regulatory Relations Director for Corporate Risk . The Corporate Risk Regulatory ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and… more
- Bank of America (Charlotte, NC)
- Senior Delivery Lead - Cloud Control Objectives and Regulatory Compliance Atlanta, Georgia;Richmond, Virginia; Charlotte, North Carolina; Plano, Texas; ... cost and facilitating sync points between business and technology leaders and Risk and Compliance partners. **Responsibilities:** + Leads and coordinates… more
- Deloitte (Charlotte, NC)
- …team Against an increasingly complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this by leveraging our deep knowledge ... Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity -...compliance and control of interest rate and liquidity risk + Implement programs, measures, and tools to efficiently… more
- US Bank (Charlotte, NC)
- …experience - Relevant Financial Service Industry knowledge (eg, Credit, Models, Regulatory Compliance , Lending, Operations, Risk Management, Merchant ... assignments with minimal supervision from audit team management. The Senior Auditor is expected to understand risk ...The Senior Auditor is expected to understand risk and risk management techniques, identify and… more
- Deloitte (Charlotte, NC)
- …implement programs, measures, and tools with a specific focus on regulatory , risk , and data processes. As a Senior Consultant, you will have opportunities ... Banking Regulatory Reporting Transformation Senior Consultant Our...+ Knowledge of the structure and roles within the regulatory risk function at a bank, including… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... join the Client Relationship Group (CRG) responsible large-scale projects related to front-line regulatory initiatives and risk management. CRG is a Center of… more
- Truist (Charlotte, NC)
- …units to inspire and build better lives and communities. The Cybersecurity Technology Senior Risk Advisor is responsible for providing first line of defense ... in Cybersecurity technical roles coupled with a strong understanding of formal risk management processes to include Regulatory engagements, Issue Management, and… more
- Truist (Charlotte, NC)
- …and issues; use judgment to escalate significant issues and emerging risks; serve as senior risk advisor on technology strategy. Partner with the Enterprise Tech ... technology risk . Role is accountable for assessing risk types covering technology, operational, compliance and...Senior Business Unit (BU) management, as well as regulatory agencies; 14. Talent Management - Lead, manage and… more
- Truist (Charlotte, NC)
- …business and regulatory change). 6. Provide oversight and support for open risk , audit and regulatory issues. Evaluate the root cause, the corrective action ... assigned business unit's leadership regarding activities, trends, and events pertaining to risk , regulatory , audit and loan review activities. Promote various … more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Counsel to join the Conduct Risk...to clients on complex legal matters + Experience supporting compliance , risk , and regulatory programs… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... and anomalies + Develop Requirements for new metrics + Coordinate responses to regulatory examiners, auditors, and risk management inquiries + Collaborate with… more
- Wells Fargo (Charlotte, NC)
- … risk management concepts, audit, and controls. + Understanding of key regulatory compliance risk components, including experience driving consistency and ... **About this role:** Wells Fargo is seeking a Senior Risk Analytics Consultant within Corporate... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... to other banking products. In this role, the Treasury Senior Analyst will perform liquidity stress testing, risk...Collaborate in a team environment to enhance efficiency of Risk Management and Regulatory Reporting processes and… more
- USAA (Charlotte, NC)
- …do:** + Manages and drives solutions for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include: ... of control effectiveness, identifying control failures, facilitating risk and compliance remediation, internal and external audits and regulatory exams, and… more
- Wells Fargo (Charlotte, NC)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... & Risk Programs team is seeking a Senior Risk Analytics Consultant. The role will...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- USAA (Charlotte, NC)
- …do:** + Manages and drives solutions for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include: ... us so special! **The Opportunity** As a dedicated **Business Risk and Controls Advisor Senior ,** you will...oversight of procedures/process, accurate regulatory reporting and filing, document governance, risk … more
