- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo Advisors (WFA) is seeking a Supervisory Control Specialist responsible for providing remote sales supervision and support within assigned ... within the private client group + Review and analyze controls to manage high risk investment strategies and complex products + Evaluate resources to monitor risk … more
- Wells Fargo (Charlotte, NC)
- …aligned to wire operations and/or investigations, settlements, and QA + Root cause analysis in relation to process improvement + Risk management experience ... role:** Wells Fargo is seeking a **Senior Institutional Investment Operations Specialist ** for the **Foreign Exchange (FX) Operations** team within the Corporate… more
- Bank of America (Charlotte, NC)
- …report assurance. + Thorough understanding of Regulatory Capital Framework, BASEL III standardized and advanced approaches, Country Risk Reporting, Liquidity ... Financial Regulatory Reporting Specialist (Banking Products) - Lead Charlotte, North Carolina;Fort...and data management processes and routines. Team Overview Global Risk Analytics (GRA) and Enterprise Independent Testing (EIT) are… more
- Wells Fargo (Charlotte, NC)
- …in retirement savings strategies, income structuring, tax and estate planning, and risk management. Using this knowledge, the Specialist will support advisors ... retirement planning, income strategies, Social Security, Medicare, insurance and other risk management strategies, and financial planning concepts. + Strong skills… more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- …process performance qualification, hold time studies, and investigational studies based on a risk -based approach. Create and review gap analysis reports, risk ... the timelines. This position supervises MSAT Senior Specialist and MSAT Specialist (I, II, and/or III ). Qualifications and Requirements: + Bachelor-s degree… more
- Wells Fargo (Charlotte, NC)
- …and other needs for clients as they age. Using this knowledge, the Specialist will support advisors and relationship managers in helping customers and clients ... + Strong skills in quantitative research methods and statistical analysis , and the ability to translate complex data into...Securities Exchange Act of 1934 and FINRA Bylaws, Article III , Section 3, which states that Associated Persons should… more