- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** This is a Senior role and key contributor to the Truist second line-of-defense (LoD2) Enterprise ... Data Risk Oversight (EDRO) team reporting to the Data Risk Control...key stakeholders, and planning/demonstrating sustainability. Partner and collaborate with business across the enterprise. Key stakeholders include ITBURM (1LOD)… more
- Bank of America (Charlotte, NC)
- Global Technology Compliance and Opertional Risk - GIS BISO Oversight Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey; Atlanta, Georgia **Job ... job is responsible for executing second line of defense compliance and operational risk oversight for a...+ Executes risk governance and management routines + Ensures compliance and operational risks are considered in business… more
- Truist (Charlotte, NC)
- …Data, Business and/or Finance. 2. Ten plus years of senior management experience in banking, technology, operations, risk management and/or regulatory agencies. ... navigate through ambiguity. **Preferred Qualifications:** 1. Advance degree in Business and/ Technology. 2.Data compliance knowledge/experience regarding… more
- Bank of America (Charlotte, NC)
- ESG Program Governance Manager- Financial & Regulatory Reporting Control Oversight Charlotte, North Carolina **Job Description:** At Bank of America, we are guided ... a difference. Join us! **General Job Description:** Responsible for providing risk oversight and advice and counsel to the LOB. Establish risk management policies,… more
- Wells Fargo (Charlotte, NC)
- …Director within the Consumer, Small & Business Banking (CSBB) Operational Risk Business Oversight (ORBO) team. This position will serve as the ORBO leader ... This leader manages a strategic pillar for CSBB ORBO's oversight of top-of-house risks and controls within CSBB, as...business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted… more
- Bank of America (Charlotte, NC)
- …+ Produces and/or oversees independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF ... Manager - Quality Assurance Manager for GFC Program & Policy Oversight Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Jacksonville, Florida;… more
- City National Bank (Charlotte, NC)
- **CYBER & TECHNOLOGY RISK ANALYST SR - GOVERNANCE & OVERSIGHT ** **WHAT IS THE OPPORTUNITY?** The Senior Cyber and Technology Risk Analyst will providing ... the management of risks arising from City National Bank's business through governance and oversight of our...inline and review and challenge activities of 1LOD in compliance with the Issue Management Policy and Standard and… more
- Wells Fargo (Charlotte, NC)
- …Management (SERM) in Corporate Risk. Learn more about the career areas and lines of business at wellsfargojobs.com . The Climate Risk Oversight team is seeking a ... clearly and concisely communicate (both written and verbal) with business partners, peers and senior management and...business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted… more
- Wells Fargo (Charlotte, NC)
- … Business Banking (CSBB) Compliance organization. This role will provide Business Aligned Compliance oversight for National Branch Network, National ... **About this role:** Wells Fargo is seeking a Senior Compliance Specialist to join the...Oversee the Front Line's execution and challenges appropriately on compliance related decisions + Provide oversight and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Compliance Senior Manager** to lead the team responsible for independent compliance oversight of the ... **Fraud and Claims Management organization.** This role manages the business -aligned compliance team for Fraud and Claims...and controls in the fraud detection, prevention, and claims business areas. + Oversight of business… more
- Truist (Charlotte, NC)
- …job description:** Responsible for conducting and directing compliance risk oversight of Capital Markets business units such as electronic communication ... to execute on key strategic initiatives for the company, providing counsel and oversight in a collaborative, business savvy and team-first manner. QUALIFICATIONS… more
- City National Bank (Charlotte, NC)
- ** COMPLIANCE OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** The Senior Compliance Officer is responsible for managing and maintaining assigned areas of ... the compliance program including monitoring business area ...role is responsible for directly managing members of the compliance team with oversight of periodic analysis… more
- KPMG (Charlotte, NC)
- ** Business Title:** Manager / Senior Manager, Compliance & Reporting Specialist **Requisition Number:** 113212 - 51 **Function:** Tax Services **Area of ... a firm KPMG is currently seeking a Manager / Senior Manager to join our Global Compliance ...with other team members + Work self-sufficiently with appropriate oversight Additional Qualifications for Senior Manager: +… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to support the business aligned compliance functions on the Fixed Income ... This role within the Fixed Income Sales & Trading Compliance Team is the Business Aligned ...+ Provide oversight and governance of a business group or manage companywide compliance programs… more
- USAA (Charlotte, NC)
- …and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of Defense's oversight of the Chief ... what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior -CFO to work a hybrid… more
- USAA (Charlotte, NC)
- …a part of what makes us so special! **The Opportunity** We are looking for a Senior Business Risk and Controls Advisor for the Bank Quality Control Program Team ... business . This role will partner and collaborate with Compliance and Risk Management, as well as Business...stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include: oversight … more
- Wells Fargo (Charlotte, NC)
- …client service and risk mitigation. **About this role:** Wells Fargo is seeking a Senior Lead Business Accountability Specialist to support the efforts of the ... business process management + Provide vision, direction, and expertise to senior leadership on implementing innovative and significant business solutions for… more
- TD Bank (Charlotte, NC)
- …of Business :** Enterprise Enabling Functions **Job Description:** The Commercial Senior Business Management and Controls Specialist role enables the Bank ... expertise and expert knowledge of Agile/Scrum processes, roles and practices + Senior specialist providing advisory services to executives, business segment… more
- Wells Fargo (Charlotte, NC)
- …with solid conflict management, negotiation, and organizational effectiveness techniques with senior business leaders to foster and manage ongoing relationships ... **About this role:** Wells Fargo is seeking a Senior Lead Business Execution Consultant to...business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted… more
- Truist (Charlotte, NC)
- …and maintain effective channels of communication with other BU CROs, control functions, Senior Business Unit (BU) management, as well as regulatory agencies; 14. ... **Please review the following job description:** Serve as the independent oversight and effective challenge function (BU CRO) for Enterprise Control Functions… more