- US Bank (Charlotte, NC)
- …responsibilities, this position (1) interacts with relationship, administration, operations, risk , and compliance staff; (2) interacts with external customers and ... their legal counsel ; (3) negotiates service contracts; (4) supports account on-boarding...advises on regulations and applicable law; (6) advises on risk -control procedures and template service contracts; (7) contributes legal… more
- US Bank (Charlotte, NC)
- …legal and regulatory developments affecting marketing practices. + Partner with the US Bank Risk team and other members of the US Bank Law Division (eg, Privacy & ... stakeholders + Ability to work across business lines at senior levels to influence and effect change to achieve...guide our clients to remarkable results with expert legal counsel and ethical leadership." Our commitment is evident in… more
- Deloitte (Charlotte, NC)
- …Services (GPS) Risk Management Team is currently seeking a full-time dedicated Senior Risk Manager/ Senior Negotiator with a primary focus on State, ... Services SLHE Risk Manager: The GPS SLHE Senior Risk Manager/ Senior Negotiator will...Requests for Proposals, Teaming Agreements, and Non-Disclosures Agreements + Conduct Risk Consultations for all higher … more
- TD Bank (Charlotte, NC)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager, AML Financial Crime ... law enforcement referrals, proactive initiatives, 314a/314b, and internal referrals. The Senior Manager, AML Financial Crime Risk Investigation (US) develops… more
- First Horizon Bank (Charlotte, NC)
- …evaluate the merits of the request and either recommend a decision to a senior credit officer or use their own authority to decision the application. **Key ... Responsibilities Include** + Conduct in-depth analysis of financial information to form a...more appropriate for the transaction. + Assignment of accurate risk ratings for new loans. + Follow all Bank… more
- US Bank (Charlotte, NC)
- …candidate must ensure that the broker-dealer is adequately protected against legal, risk , and other operational perspectives by (a) liaising with business lines and ... compliance, (b) interacting with outside legal counsel on a regular basis and (c) working with...and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- City National Bank (Charlotte, NC)
- **CREDIT OFFICER SENIOR -SPECIALTY BANKING** **WHAT IS THE OPPORTUNITY?** Participates in the loan management process by providing credit and loan underwriting ... all due diligence and background evaluation is complete and thorough before Credit Risk Recommendation ("CRR") is submitted. **What you will do** + Reviews loan… more
- Truist (Charlotte, NC)
- …review the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units such as electronic ... regulatory concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with the… more
- USAA (Charlotte, NC)
- …a part of what makes us so special! **The Opportunity** Serves as chief counsel to senior management on legal issues regarding business products, services, and ... who provide and coordinate the provision of legal advice, counsel and services to operating areas to ensure the...and property), to include trial experience + Experience counseling senior executives on P&C litigation and litigation risk… more
- Truist (Charlotte, NC)
- …internal and external business partners (Borrowers, Lenders, Internal and External Counsel , Credit Risk , Portfolio and Relationship Management Teams, etc.) ... the commercial lending portfolios by providing an exceptional level of quality, risk management, client service and efficiency. Develop and follow procedures and … more