- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance ... lead directing the day-to-day activities of one Lead Compliance Officer **In this... issues in Public Finance; and ensure that escalated compliance issues receive immediate senior management attention.… more
- Wells Fargo (Charlotte, NC)
- …to CSBB CRO initiatives or advancement of the Wells Fargo CRO execution model. The Senior Lead Enterprise Risk Officer will report directly to the Chief ... organization, supporting the Global Treasury Management (GTM), Chief Risk Officer (CRO) Group. The GTM CRO Group works across...In addition to primary accountability for aligned business groups, Senior Lead Risk Officers may be accountable… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to support the Chief Operating Officer (COO) Control Management ... team. This role is the Governance and Administrative Lead for the COO Evidence Based Control Evaluations (EBCE) team and is designed to execute specific… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer for COO (Non-Operations) Lines of Business who will serve as an ... and business controls to the relevant business group and enterprise function + Lead the strategy and resolution of highly complex current and emerging risks… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part of **Corporate & Investment Banking (CIB) Compliance ... career areas and business divisions at wellsfargojobs.com . This Lead Compliance Officer will conduct...Microsoft Office Skills + Ability to prepare presentations and senior management reporting while analyzing data and making meaningful… more
- Truist (Charlotte, NC)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... review the following job description:** Responsible for conducting and directing compliance risk oversight of Capital Markets business units such as electronic… more
- Truist (Charlotte, NC)
- … compliance and strategic risks within those ECFs. The primary difference between a Senior Technology Risk Officer and a Technology Risk Officer is based ... policies and standards for Enterprise-wide application and impact. Provide guidance to senior leaders across the company on critical / significant control failures… more
- City National Bank (Charlotte, NC)
- **CREDIT RISK REVIEW OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as such is ... exceptions are adequately identified, fully justified and properly approved. May lead credit review examinations, prepare final reports, and conduct overall meetings… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more ... controls according to standards and other applicable policies. This Lead Independent Testing Officer will be accountable...and risk partners. **In this role, you will:** + Lead teams that plan and execute compliance … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more ... The Independent Testing and Validation Team is seeking a Lead Independent Testing Officer to support the...senior leaders and executives. + Experience in Audit, Compliance , Risk and Testing. + Critical Thinking and Analytical… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Enterprise Risk Officer to join the Climate Risk Oversight team, part of Strategic Enterprise Risk Management ... . The Climate Risk Oversight team is seeking a Lead Enterprise Risk Officer to support the...(both written and verbal) with business partners, peers and senior management and lead discussions. + Ability… more
- Truist (Charlotte, NC)
- … senior leadership summarizing issues and communicating solutions. 4. Lead assigned LOBs through annual planning process, including rationalizing corporate Plan ... Board of Directors, Investor Relations, and various regulatory agencies. 2. Senior Financial Manager role that coordinates financial analysis and reporting process… more
- Wells Fargo (Charlotte, NC)
- …invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer Military Apprentice to join Technology for COO Control ... situations requiring solid understanding of the function, policies, procedures, or compliance requirements that influence and lead broader work team… more
- Truist (Charlotte, NC)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and… more
- Truist (Charlotte, NC)
- …1st shift (United States of America) **Please review the following job description:** Lead the implementation and direct an effective compliance risk management ... their subsidiaries and affiliates shall be overseen to reasonably ensure compliance across activities, products and services. **LOCATION:** **Candidate(s) must be… more
- Bank of America (Charlotte, NC)
- Chief Operating Officer - Audit Charlotte, North Carolina;Stamford, Connecticut; Atlanta, Georgia; Boston, Massachusetts; Wilmington, Delaware; Providence, Rhode ... strategy with risk management controls. Job expectations include working with senior leadership to develop Audit's coverage strategies, managing relationships with… more
- Dentsply Sirona (Charlotte, NC)
- …oral health worldwide. We are looking for an experienced and talented **Chief Accounting Officer (CAO)** to join our team. The CAO will be responsible for leading ... of the company's statutory financial statement filings in 50+ countries. + Maintains compliance with the Sarbanes-Oxley Act and maintains a strong system of internal… more
- Wells Fargo (Charlotte, NC)
- …It all begins with you. **About this role:** Wells Fargo is seeking for ** Senior Lead Risk Analytics Consultants** to join the Credit Risk Analytics, Governance ... consumer lines of business (LOBs) and the business-aligned credit risk officer (CRO) teams, specifically focused on testing, oversight, supporting credit risk… more
- Truist (Charlotte, NC)
- …them with the Enterprise Privacy Policy in collaboration with Chief Privacy Officer . Define archiving, retention, and data destruction requirements for CDEs for ... or Corporate functions in collaboration with the CDAO and Chief Privacy Officer . **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the essential… more
- Truist (Charlotte, NC)
- …the capabilities to serve as a proxy for the Governance and Controls Officer with senior leadership, committee presentations, audit, or regulators. Following is ... 10. Coach and develop risk advisor teammates within the GCO. 11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit… more