- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Senior Lead Compliance Officer ** as a part of Conduct Risk. Conduct Risk is an independent risk ... drive the initiatives to improve second line conflicts of interest risk management. The Senior Lead Compliance Officer (SLCO) will report to the head of… more
- Wells Fargo (Charlotte, NC)
- …talent. It all begins with you. **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer in Commercial Banking- Global Treasury ... and highly integrated business specific risk across different business lines + Lead complex initiatives designed to mitigate current and emerging risks with broad… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The Senior Compliance Officer is responsible for conducting and directing ... existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives...and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer within the Consumer Lending Operational Risk team (CL ORBO). The CL ORBO ... to drive effective risk outcomes. The role is expected to engage with senior business and risk leaders, influence, and challenge risk management activities, evaluate… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to support our Chief Technology Officer (CTO) & Chief Information security Office ... + Support the Risk and Control Self-Assessment process as Compliance lead for CTO & CISO Risk...(RCSA) Program experience + Ability to draft materials for senior management in a clear and concise manner +… more
- Truist (Charlotte, NC)
- … compliance and strategic risks within those ECFs. The primary difference between a Senior Technology Risk Officer and a Technology Risk Officer is based ... policies and standards for Enterprise-wide application and impact. Provide guidance to senior leaders across the company on critical / significant control failures… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a ** Lead Compliance Officer ** to support the Operational Risk business aligned oversight of Wells Fargo's COO Operations functions ... related business lines + Experience developing strong working relationships with key senior business, audit, legal, compliance and risk leaders + Demonstrated… more
- Truist (Charlotte, NC)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... review the following job description:** Responsible for conducting and directing compliance risk oversight of Capital Markets business units such as electronic… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** The Enterprise Technology Senior Financial Officer III will serve as a strategic advisor to ... the Chief Information Officer ("CIO") providing decision support through financial forecasting and establishing financial performance metrics that align with both… more
- Fifth Third Bank, NA (Charlotte, NC)
- …Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures ... Develop and report findings to the Registered Investment Adviser's Senior Management regarding compliance with regulations. +...+ 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more ... controls according to standards and other applicable policies. This Lead Independent Testing Officer will be accountable...and risk partners. **In this role, you will:** + Lead teams that plan and execute compliance … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer within the Independent Testing & Validation (IT&V) group as part of Corporate ... management + Articulate, poised and comfortable in direct interaction with senior lines of business partners, Compliance , Independent Risk Management, and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Vice President / Officer - Financial Crimes Testing and Validation ( Lead Independent Testing Officer ) in ... have an opportunity on the TRACE team as a Lead Independent Testing Officer to execute financial...senior leadership audience level. + Experience in Audit, Compliance , Risk and Testing + Excellent Critical Thinking, Analytical… more
- Wells Fargo (Charlotte, NC)
- …Director / Sr. Officer - Financial Crimes Testing and Validation (Sr. Lead Independent Testing Officer ) in Independent Testing & Validation (IT&V) group ... guidance and oversight to other ITV team members. + Lead the review team to execute complete, accurate, and...senior leadership audience level. + Experience in Audit, Compliance , Risk and Testing + Excellent Critical Thinking, Analytical… more
- Novant Health (Charlotte, NC)
- **Overview** The Senior Vice President, Revenue Cycle (SVPRC), will provide centralized leadership for all Revenue Cycle functions for Novant Health. The SVPRC will ... partner with executive leadership to drive improvements in financial performance, compliance , and overall operational efficiency. The SVPRC reports to the Executive… more
- TIAA (Charlotte, NC)
- …and advises senior management to ensure the company remains in compliance with all rules and regulations. **Key Responsibilities and Duties** + Oversee the ... + Applies advanced knowledge and presents reports of findings and recommendations to senior management to ensure compliance with internal controls across the… more
- Truist (Charlotte, NC)
- …the capabilities to serve as a proxy for the Governance and Controls Officer with senior leadership, committee presentations, audit or regulators. Following is ... 10. Coach and develop risk advisor teammates within the GCO. 11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit… more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... level. + Deliver complex projects in a fast-paced, team environment + Lead and assist Customer and Sales Operations pursuits and practice development initiatives… more
- Lowe's (Charlotte, NC)
- …**About the Role** As a Senior Director of Governance, Risk, and Compliance , you will lead global initiatives that drive business resilience in one ... retail organizations. Your ability to navigate complex landscapes and implement innovative compliance strategies will be crucial in ensuring our continued growth and… more
- Truist (Charlotte, NC)
- …10. Coach and develop risk advisor teammates within the GCO. 11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit ... America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing...managing acceptance or mitigation of the identified risks. 2. Lead a team of risk advisors responsible for executing… more