- Truist (Charlotte, NC)
- …institution 3. Prior supervisory or management experience 4. Certified Regulatory Compliance Manager (CRCM) **General Description of Available Benefits for ... risk oversight is in place for assigned business units and/or functions within Wholesale Lending. Leads and executes compliance risk management activities to… more
- Truist (Charlotte, NC)
- …following job description:** This role serves as the primary finance leader for Wholesale Deposits and Liquidity products, aligned to Wholesale Payments, within ... of Truist. In this role, the SFO partners closely with the Head of Wholesale Deposits to report, analyze, price and forecast deposits. The SFO will partner closely… more
- Truist (Charlotte, NC)
- …to ensure competitiveness, appropriate linkages between pay and performance, and compliance with legal and regulatory requirements. Consults with Chief Human Capital ... professional. 2. Prior compensation experience supporting one or more wholesale businesses (eg commercial banking, corporate and investment banking, wealth)… more
- Bank of America (Charlotte, NC)
- Sr Quantitative Finance Manager New York, New York;Jersey City, New Jersey; Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a ... with the power to make a difference. Join us! **Job Description:** Wholesale Model Validation Lead ("MVL") oversees the team conducting independent validation and… more
- Citigroup (Charlotte, NC)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... which will be considered are: + Experience within a large global team supporting wholesale lending at large financial Institution + Knowledge of wholesale loan… more
- Deloitte (Charlotte, NC)
- Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) Risk, ... and recommendations and manage day-to-day stakeholder relationships + Demonstrate appropriate compliance and control of interest rate and liquidity risk + Implement… more
- Deloitte (Charlotte, NC)
- …includes former bank regulators, federal law enforcement officials, financial institution compliance officers, and more. As an Anti-Money Laundering ("AML") Project ... Associate ( Manager ), you will have the opportunity to help our...and monitoring numerous anti-money laundering and sanctions detection and compliance programs for clients around the world, who are… more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Risk Management **Job Description:** The Senior Manager Group Risk leads, develops and oversees a broad, highly specialized and ... monitoring, KYC, sanctions and related regulatory requirements for retail and wholesale banking businesses. Work experience in AML functions is considered an… more
- Wells Fargo (Charlotte, NC)
- **About this role:** **Wells Fargo is seeking an Audit Manager , Executive Director** **on the Capital Management Audit Team. The Audit team covers the processes and ... in risk management activities, with experience in market, counterparty, and wholesale risk management as they relate to regulatory capital requirements.** **S**… more
- Truist (Charlotte, NC)
- …relationships including Central Credit, Relationship Managers, Portfolio Managers and Wholesale CRE cross functional leadership. Maintain a comprehensive knowledge ... within prescribed tolerances. Accountable for the risk evaluation and associated compliance requirements within assigned portfolio and for prospects. + Identifies… more
- Truist (Charlotte, NC)
- …Services, Enterprise Technology, Finance, Government Affairs and Legal Team, Human Resources and Wholesale . To do so effectively, you will be required to be immersed ... Government Affairs and Legal Team, Human Resources, Risk Management Organization, and Wholesale areas. + Identify potential models and submit for disposition on an… more
- Wells Fargo (Charlotte, NC)
- …in gathering data to support resolution of issues + Receive direction from manager and exercise judgment within defined parameters of the area while developing ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …from time to time. 1. Meet or exceed production goals as assigned by manager . 2. Underwrite new and renewal business. 3. Develop and maintain excellent relationships ... according to internal and Company guidelines. 8. Monitor accounts to ensure compliance with the firm's policies and procedures. 9. Monitor production, hit ratios,… more