- Mastercard (Harrison, NY)
- …Business function requires regulated support. MTS is looking for a Bank Secrecy Act ( BSA ) Officer to drive our customer experience strategy forward ... their greatest potential._ **Title and Summary** VP, Legal Compliance, Bank Secrecy Act Officer...that impact the MTS compliance requirements, with emphasis on Bank Secrecy Act ( BSA… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- … Officer is responsible for ensuring the Bank 's compliance with all relevant Bank Secrecy Act ( BSA ) laws, rules, and regulations. Key ... which pertains to unlawful Internet gambling enforcement. Finally, the BSA Officer also ensures that all staff...Develop, implement, maintain, and administer the Bank 's BSA /AML/OFAC Bank Secrecy Act… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Senior...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your ... Compliance Officer within the Fair and Responsible Banking Department is...and regulations, as related to lending, deposits, payments, and bank operations (Examples include but are not limited to:… more
- City National Bank (New York, NY)
- …operational and credit policies and procedures as well as all regulatory requirements (eg, Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... *BUSINESS DEVELOPMENT OFFICER SENIOR SBA* *Las Vegas, NV - Atlanta,...development activities in assigned sales territory. Supports City National Bank ("CNB") network of business units. Analyzes needs of… more
- Morgan Stanley (Purchase, NY)
- …teams * #LI-AJ1 *Required Experience:* > 5 years of relevant experience with BSA /AML Regulations within the financial services industry, or at a financial services ... Exchange Commission, Office of the Comptroller of the Currency, Federal Reserve Bank , etc.) > Working knowledge of operational risk management and relevant… more
- MUFG (New York, NY)
- …procedures + Understanding of Final CDD Rule + Understanding of rules involving BSA /AML, OFAC & Sanctions + Exhibit culture of strong risk principles + Ability ... Fair Chance Ordinance, and (iv) the California Fair Chance Act ) to the extent that (a) an applicant is...pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of… more
- SMBC (White Plains, NY)
- …knowledge of all applicable regulatory standards and requirements (eg, Anti-Money Laundering "AML", Bank Secrecy Act " BSA ", etc.). **Qualifications and ... in process improvements. The VP of Anti-Fraud Governance has a responsibility to act as a direct conduit for all respective internal Business Units (BU's) within… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...will specifically be part of the Technology (Chief Information Officer - CIO) Audit team and will be responsible… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...One. **Job Description** Senior Investment Grade Debt Capital Markets Officer that advises corporate clients and executes debt financing… more
- Ankura (New York, NY)
- …management; + Serve as Subject matter Expert in the fields of AML / BSA / OFAC, and Consumer protection; + Interact with clients and prospects including business ... + Conduct independent regulatory program reviews and Testing; + Drafting BSA /AML compliance programs and developing training for FinTech's and broker-dealers. +… more